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CompletedNCT03087864PERFECTUpdated May 11, 2020

PDL-1 Targeting in Resectable Oesophageal Cancer

A Phase 2 interventional study of Atezolizumab and Carboplatin in Esophageal Cancer, Stage II and Esophageal Cancer Stage III, sponsored by Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA). Completed at 1 site in Netherlands. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2020-05-11.

Sponsored by Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA) · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
40
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

Objectives The primary objective of this study is to assess the feasibility of preoperative treatment with atezolizumab combined with preoperative chemoradiation (carboplatin, paclitaxel and radiation) in terms of completion of treatment with atezolizumab.

Read the detailed description

Objectives The primary objective of the study of this study is to assess the feasibility of preoperative treatment with atezolizumab combined with preoperative chemoradiation (carboplatin, paclitaxel and radiation) in terms of completion of treatment with atezolizumab.

Secondary objectives are:

  • To assess toxicities of atezolizumab alone and in combination with chemoradiation.
  • To assess completion of chemotherapy and radiation treatment
  • To assess withdrawal rate from surgery
  • To assess post-operative complications.
  • To assess pathological response.
  • To assess R0 resection rate.
  • To assess the relation between gut microbiota composition and response.
  • To assess the relation between gut microbiota composition and toxicity.

Explorative objectives are:

To perform exploratory biomarker analyses from tumor tissue and blood-derived samples and correlate with safety and clinical outcome. Biomarker analyses include (but are not limited to):

  • Expression of PD-1, PD-L1 and FOXP3, presence of tumor infiltrating CD8+/CD4+ cytotoxic/helper T lymphocytes, IFNγ expression, presence of tumor macrophages, STAT3 and STAT6 expression, MHC classI, MHC class II, EBV and MSI status on tumor tissue.
  • RNA sequencing and whole exome sequencing to develop a predictive profile for response to treatment.
  • Analysis of ctDNA extracted from plasma of patients at four time points (baseline, directly after chemoradiation, at surgery and 3 months after surgery) and analyzed using Ion Torrent Next Generation sequence technology as a non-invasive marker for response to treatment.
  • Analysis of peripheral blood mononuclear cells (PBMCs) extracted from whole blood of patients at three time points ((baseline, directly after chemoradiation, at surgery) )
  • Duodenal biopsy and morning faeces sample analysis as predictor of response will be done by HIT Chip flora mapping, an established sensitive RT-qPCR method which is developed for exact and sensitive enumeration of bacterial population.
02

Conditions studied

  • Esophageal Cancer, Stage II
  • Esophageal Cancer Stage III

Keywords

  • esophageal cancer
  • PD-L1 inhibition
  • chemoradiation
03

In context

Esophageal Neoplasms

1,631 studies on the registry are indexed under Esophageal Neoplasms; 469 are open to participants now.

This study's enrollment of 40 is below the median of 60 across 1,198 interventional studies indexed under Esophageal Neoplasms.

Browse Esophageal Neoplasms studies →

Lead sponsor

Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA) is the lead sponsor of 532 studies on the registry; 185 are open to participants now.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Histologically proven adenocarcinoma of the esophagus or gastro esophageal junction.
  • Surgical resectable (\<T4b, N0 or N+, M0), as determined by Endoscopic Ultra Sound (EUS) and CT scan of neck, thorax and abdomen. Tumors that cannot be passed with an endoscope for endoscopic ultrasound are eligible if all other criteria are fulfilled.
  • T1N+ tumors are eligible.
  • Tumor length longitudinal ≤ 10 cm; if larger than 10 cm, inclusion should be discussed with the principal investigator.
  • If the tumor extends below the gastroesophageal (GE) junction into the proximal stomach, the bulk of the tumor must involve the esophagus or GE junction.
  • Age ≥ 18.
  • ECOG performance status 0 or 1 (cf. Appendix A).
  • Adequate hematological, renal and hepatic functions defined as:

    • neutrophiles ≥ 1.5 x 109/L
    • platelets ≥ 100 x 109/L
    • hemoglobin ≥ 5.6 mmol
    • total bilirubin ≤ 1.5 x upper normal limit
    • creatinine clearance (Cockroft) > 60 ml/min
  • Written, voluntary informed consent
  • Patients must be accessible to follow up and management in the treatment center

Exclusion criteria

Exclusion Criteria:

  • Past or current history of malignancy other than entry diagnosis interfering with prognosis of esophageal cancer.
  • Invasion of the tracheobronchial tree or presence of tracheoesophageal fistula.
  • T1N0 tumors or in situ carcinoma.
  • Pregnancy (positive serum pregnancy test), planning to become pregnant, and lactation.
  • Patient (male or female) is not willing to use highly effective methods of contraception (per institutional standard) during treatment and for 6 months (male or female) after the end of treatment.
  • Previous chemotherapy, radiotherapy, and/or treatment with checkpoint inhibitors.
  • Clinically significant cardiovascular disease (including myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) precluding major surgery.
  • Pulmonary fibrosis and/or severely impaired lung function precluding major surgery.
  • Pre-existing motor or sensory neurotoxicity greater than WHO grade 1.
  • Serious underlying medical condition which would impair the ability of the patient to receive the planned treatment, including prior allergic reactions to drugs containing Cremophor, such as teniposide or cyclosporine.
  • Dementia or altered mental status that would prohibit the understanding and giving of informed consent
  • Inadequate caloric- and/or fluid intake despite consultation of a dietician and/or tube feeding.
  • Has an active autoimmune disease that has required systemic treatment in past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (e.g., thyroxine for patients with a history of autoimmune-related hypothyroidism, insulin for patients with type 1 diabetes mellitus, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment. Patients with vitiligo with dermatological manifestations only are eligible to enter the study.
  • Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy (>10 mg/day prednisone or equivalent) or any other form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment.
  • Has evidence of interstitial lung disease or active, non-infectious pneumonitis.
  • Has an active infection requiring systemic therapy which has not resolved 3 days (simple infection such as cystitis) to 7 days (severe infection such as pyelonephritis) prior to the first dose of trial treatment.
  • Patients with prior allogeneic stem cell or solid organ transplantation.
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
40 participants (actual)

Study arms

  • Experimental
    Atezolizumab and Chemoradiation

    Atezolizumab 1200 mg i.v. day 1-22-43-64-85 Carboplatin AUC = 2 i.v day 1-8-15-22-29 Paclitaxel 50 mg/m2 i.v day 1-8-15-22-29 Radiotherapy 23 x 1.8 Gy

    Drug: Atezolizumab · Drug: Carboplatin · Drug: Paclitaxel · Radiation: Radiotherapy 23 x 1.8 Gy

Interventions

06

What researchers measure

Primary outcomes

  1. feasibility defined as percentage completion of treatment with atezolizumab.

    The primary endpoint is feasibility defined as percentage completion of treatment with atezolizumab

    Time frame: up to 3 months

Secondary outcomes

  1. Incidence and severity of toxicity

    Incidence and severity of toxicity defined to CTCAE v4.03 and Radiation Oncology Group (RTOG) criteria.

    Time frame: up to 3 months

  2. Percentage completion of chemotherapy and radiation treatment

    Percentage completion of chemotherapy and radiation treatment

    Time frame: up to 3 months

  3. Percentage withdrawal rate from surgery due to atezolizumab related complications

    Percentage withdrawal rate from surgery due to atezolizumab related complications

    Time frame: up to 3 months

  4. Percentage delay of surgery due to atezolizumab related complications

    Percentage delay of surgery due to atezolizumab related complications

    Time frame: up to 3 months

  5. Incidence and severity of post-operative complications to the Dindo classification

    Incidence and severity of post-operative complications to the Dindo classification

    Time frame: up to 3 months

  6. Pathological response according to the Mandard criteria

    Pathological response according to the Mandard criteria

    Time frame: up to 3 months

  7. R0 resection rate.

    R0 resection rate.

    Time frame: up to 3 months

  8. Progression free survival

    Progression free survival

    Time frame: up to 3 months

  9. Overall survival

    Overall survival

    Time frame: up to 3 months

Other outcomes

  1. Potential biomarker development based on assessment of tumour biopsies, blood- and faecal samples and the proposed mechanism of action of study drugs.

    Potential biomarker development based on assessment of tumour biopsies, blood- and faecal samples and the proposed mechanism of action of study drugs.

    Time frame: up to 3 months

07

Study locations

1 site
  • Academic Medical Center, Medical Oncology
    Amsterdam, 1100 DD, Netherlands
08

References and documents

Publications

  • van den Ende T, Ezdoglian A, Baas LM, Bakker J, Lougheed SM, Harrasser M, Waasdorp C, van Berge Henegouwen MI, Hulshof MCCM, Haj Mohammad N, van Hillegersberg R, Mook S, van der Laken CJ, van Grieken NCT, Derks S, Bijlsma MF, van Laarhoven HWM, de Gruijl TD. Longitudinal immune monitoring of patients with resectable esophageal adenocarcinoma treated with Neoadjuvant PD-L1 checkpoint inhibition. Oncoimmunology. 2023 Jul 17;12(1):2233403. doi: 10.1080/2162402X.2023.2233403. eCollection 2023. PubMed 37470057 ↗
  • van den Ende T, Menting SP, Ambarus CA, van Oijen MGH, van Laarhoven HWM. Cutaneous Toxicity After Chemoradiotherapy and PD-L1 Inhibition in Two Patients with Esophageal Adenocarcinoma: More than Meets the Eye. Oncologist. 2019 Apr;24(4):e149-e153. doi: 10.1634/theoncologist.2018-0674. Epub 2019 Mar 22. PubMed 30902915 ↗

Individual participant data

Plan to share: No

09

Timeline

Tracking since Sep 25, 2026
ElapsedEstimatedEstimated, not yet reachedSimilar studies: half by the dot; the band is the middle halfHalf of similar studies reached it by the dot; the band is the middle half, from a quarter to three quarters

Ran from Jun 2017 to primary completion in Jul 2019, 24 months.

Of 178 non-industry phase 2 interventional studies under Esophageal Neoplasms, half reached primary completion within 55 months of starting (the median), counting those still running; a quarter within 35 and three quarters within 82. This study's 24 months is below that.

Counting every sponsor, half of 206 studies reached it within 55 months; a quarter within 32 and three quarters within 78.

How these figures are worked out, and which studies are left out of them.

Registered
Mar 14, 2017
First posted
Mar 23, 2017
StartActual
Jun 28, 2017
Primary completionActual
Jul 1, 2019
CompletionActual
Jul 1, 2019
Last update
May 11, 2020
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on May 11, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT03087864
Collaborators
UMC Utrecht
Responsible party
H.W.M. van Laarhoven (Prof. dr., Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA)) — Principal investigator
First posted
Mar 23, 2017
Start date
Jun 28, 2017
Primary completion
Jul 1, 2019
Completion
Jul 1, 2019
Last update
May 11, 2020

Study contacts

Hanneke WM van Laarhoven, Prof. dr.
principal investigator · Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA)

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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Discussion

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Studies of the drug tested here: Atezolizumab

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