CClinicalTrials.gg
CompletedNCT03072160Updated Feb 11, 2021Results posted

Pembrolizumab in Recurrent or Metastatic Medullary Thyroid Cancer

A Phase 2 interventional study of Pembrolizumab in Medullary Thyroid Cancer (MTC), sponsored by National Cancer Institute (NCI). Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2021-02-11.

Sponsored by National Cancer Institute (NCI) · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
17
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

Background:

Medullary thyroid cancer (MTC) is a tumor of the thyroid gland. Surgery is the only current treatment to cure it. The drug pembrolizumab (MK-3475) is a new type of cancer therapy. It works by allowing the immune system to detect and kill tumor cells.

Objective:

To test how pembrolizumab affects people with MTC and if it can offer them clinical benefit.

Eligibility:

People ages 18 and older with MTC

Patients who have recurrent or metastatic MTC, for whom surgery is not a curative option

Patients with some imaging evidence of MTC

Patients with minimal symptoms related to MTC

Design:

Participants will be screened with:

  • Medical history
  • Physical exam
  • Blood, urine, and heart tests
  • Computed tomography (CT) scan or magnetic resonance imaging (MRI): They lie in a machine that takes pictures of the body.
  • Bone scan

Participants will be put in a group based on their treatment history:

  • Group 1 if they have had an immune stimulating cancer vaccine
  • Group 2 if they have had no vaccine

Participants will receive the study drug as a 30-minute intravenous (IV) infusion every 3 weeks. Treatment will continue for up to 2 years as long as they tolerate it and their disease does not get worse.

Participants will have physical exams and blood tests on the day of each infusion. They will have CT and bone scans every 3 months.

Participants may save biopsies before treatment and after starting treatment.

Participants will have a final visit 3-4 weeks after stopping treatment. This will include a physical exam and blood and heart tests.

After this study, participants can join a long-term follow-up study.

Read the detailed description

Background:

  • Anti-programmed cell death protein 1 (PD1)/programmed death-ligand 1 (PDL1) therapies have had clinical success in a minority of unselected patients across multiple tumor types
  • While many questions remain about optimal PD1/PDL1 staining techniques to pre-select responders, less focus is being place on how to optimize responses in a broader cohort of patients
  • Emerging preclinical and clinical data supports the hypothesis that a strong immunologic response in the tumor microenvironment induces PDL1 expression on the tumor and is associated with better clinical response to anti-PD1/PDL1 therapies
  • Therapeutic cancer vaccines are one strategy to induce an immunologic response to the tumor, thereby enhancing PDL1 expression and optimizing clinical responses across all patients
  • Limited clinical data exists about the potential benefit of sequential therapy with a therapeutic cancer vaccine followed by PD1/PDL1 inhibition
  • This study will explore the role of PD1 inhibition in medullary thyroid cancer and evaluate the potential differences based on previous vaccine therapy

Objective:

-The primary objective of this trial is to determine whether administering a PD1 inhibitor to patients with medullary thyroid cancer will permit a modest fraction to be able to experience a 50% or greater decline in calcitonin levels or experience a partial/complete response on imaging

Key Eligibility:

  • Patients greater than or equal to 18 years of age with evidence of metastatic medullary thyroid cancer including disease that is evaluable on bone, computed tomography (CT) scan or magnetic resonance imaging (MRI)
  • Must have elevated calcitonin levels greater than 40 pg/mL
  • Patients with minimal or no disease related-symptoms (minimal symptoms will include those that do not affect activities of daily living or pain that does not require regularly schedule narcotics)
  • Eastern Cooperative Oncology Group (ECOG) 0-1
  • Should have no autoimmune diseases; no evidence of being immunocompromised; no serious inter-current medical illness
  • No brain metastasis, history of seizures, encephalitis, or multiple sclerosis

Design:

  • This is a phase II, open label, single center clinical trial where all patients receive the anti-PD1/PDL1 therapy pembrolizumab
  • Patients will enroll in one of two cohorts: patients with previous vaccine therapy or patients without previous vaccine therapy
  • All patients will be TKI naive with minimal symptoms (consistent with the eligibility for our current study)
  • Based on our calcitonin findings with our current study of 30 patients, we have determined that a confirmed calcitonin decline of 50% would be a rare finding, providing compelling preliminary evidence of clinical activity
  • A total of 30 patients will be enrolled in the proposed study (15 patients in each cohort). Given that we already have 30 patients on a study with vaccine, we would only need to identify and recruit 15 patients for the vaccine-naive cohort.
  • Based on these metrics, we could have >6 months of calcitonin data in 30 patients within 2 years from trial initiation
  • Additional immune correlative capitalizing on the extensive immune monitoring experience of the Laboratory of Tumor Immunology and Biology (LTIB) will allow for assessments of antigen specific T-cells and 123 immune subsets. These findings could provide the basis for biomarker development when taken together with biochemical and clinical responses seen in this study
02

Conditions studied

  • Medullary Thyroid Cancer (MTC)

Keywords

  • Anti-PD1/PDL1
  • Vaccine Therapy
  • TKI-Naive
03

In context

Thyroid Neoplasms

802 studies on the registry are indexed under Thyroid Neoplasms; 216 are open to participants now.

This study's enrollment of 17 is below the median of 51 across 507 interventional studies indexed under Thyroid Neoplasms.

Browse Thyroid Neoplasms studies →

Lead sponsor

National Cancer Institute (NCI) is the lead sponsor of 3,506 studies on the registry; 334 are open to participants now.

Of its 402 completed or terminated interventional studies of FDA-regulated products, 365 (91%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Diagnosis: Patients must have histologically confirmed medullary thyroid cancer by the Laboratory of Pathology or a pathology report and history consistent with medullary thyroid cancer. It is not uncommon for a secondary, minor pathologic focus of another form of thyroid cancer to be coincidentally found in 15-20% of patients with medullary thyroid cancer. In such cases, eligibility is based on the discretion of the investigator.
  • Patients must have evidence of metastatic medullary thyroid cancer including disease that is evaluable on bone, computed tomography (CT) scan or magnetic resonance imaging (MRI). (Patients who are surgical candidates and potentially rendered disease free with surgical resection are not eligible.)
  • Patients must have elevated calcitonin levels greater than 40 pg/mL
  • Patients must have minimal or no disease related-symptoms (Minimal symptoms will include those that do not affect activities of daily living or pain that does not require regularly scheduled narcotics.)
  • Patients must have evaluable disease on imaging
  • No history of seizures, encephalitis, or multiple sclerosis.
  • Age greater than or equal to 18 years
  • Eastern Cooperative Oncology Group (ECOG) performance status of 0-1 at study entry (Karnofsky greater than or equal to 70).
  • Female subject of childbearing potential should have a negative urine or serum pregnancy within 72 hours prior to receiving the first dose of study medication. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.
  • Female subjects of childbearing potential must be willing to use an adequate method of contraception, Contraception, for the course of the study through 120 days after the last dose of study medication. Note: Abstinence is acceptable if this is the usual lifestyle and preferred contraception for the subject
  • Male subjects of childbearing potential must agree to use an adequate method of contraception. Contraception, starting with the first dose of study therapy through 120 days after the last dose of study therapy. Note: Abstinence is acceptable if this is the usual lifestyle and preferred contraception for the subject
  • Willing to travel to the National Institutes of Health (NIH) for follow-up visits
  • Able to understand and sign informed consent.
  • Demonstrate adequate organ function, all screening labs should be performed within 10 days of treatment initiation.
  • Adequate Organ Function Laboratory Values

    • Hematological

      ---Absolute neutrophil count (ANC) greater than or equal to1,000 /mcL

    • Platelets greater than or equal to 100,000 / mcL
    • Hemoglobin greater than or equal to 9 g/dL or greater than or equal to 5.6 mmol/L without transfusion or erythropoietin (EPO) dependency (within 7 days of assessment)
    • Renal

      • Serum creatinine less than or equal to1.5 X upper limit of normal (ULN) OR
      • Measured or calculated* creatinine clearance (Glomerular filtration rate (GFR) can also be used in place of creatinine or creatinine clearance (CrCl) greater than or equal to 60 mL/min for subject with creatinine levels > 1.5 X institutional ULN
    • Hepatic

      • Serum total bilirubin less than or equal to 1.5 X ULN OR Direct bilirubin less than or equal to ULN for subjects with total bilirubin levels > 1.5 ULN
      • Aspartate aminotransferase (AST) Serum glutamic-oxaloacetic transaminase (SGOT) and Alanine aminotransferase (ALT) Serum glutamic pyruvic transaminase (SGPT) less than or equal to 2.5 X ULN OR less than or equal to 5 X ULN for subjects with liver metastases
      • Albumin >2.5 mg/dL
    • Coagulation

      • International Normalized Ratio (INR) or Prothrombin Time (PT) less than or equal to1.5 X ULN unless subject is receiving anticoagulant therapy as long as PT or partial thromboplastin time (PTT) is within therapeutic range of intended use of anticoagulants
      • Activated Partial Thromboplastin Time (aPTT) less than or equal to1.5 X ULN unless subject is receiving anticoagulant therapy as long as PT or PTT is within therapeutic range of intended use of anticoagulants

        • Creatinine clearance should be calculated per Cockcroft-Gault equation

Exclusion criteria

EXCLUSION CRITERIA:

  • Is currently participating and receiving study therapy or has participated in a study of an investigational agent and received study therapy or used an investigational device within 4 weeks of the first dose of treatment.
  • Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy or any other form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment.
  • Has a known history of active TB (Bacillus Tuberculosis)
  • Hypersensitivity to pembrolizumab or any of its excipients.
  • Has had a prior anti-cancer monoclonal antibody (mAb) within 4 weeks prior to study Day 1 or who has not recovered (i.e., less than or equal to Grade 1 or at baseline) from adverse events due to agents administered more than 4 weeks earlier.
  • Has had prior targeted small molecule therapy, or radiation therapy within 2 weeks prior to study Day 1 or who has not recovered (i.e., less than or equal to Grade 1 or at baseline) from adverse events due to a previously administered agent. Note: Subjects with less than or equal to Grade 2 neuropathy are an exception to this criterion and may qualify for the study. Note: If subject received major surgery, they must have recovered adequately from the toxicity and/or complications from the intervention prior to starting therapy.
  • Has active autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.
  • Has known active central nervous system (CNS) metastases and/or carcinomatous meningitis. Subjects with previously treated brain metastases may participate provided they are stable for 6 months (without evidence of progression by imaging for at least four weeks prior to the first dose of trial treatment and any neurologic symptoms have returned to baseline), have no evidence of new or enlarging brain metastases, and are not using steroids for at least 7 days prior to trial treatment. This exception does not include carcinomatous meningitis which is excluded regardless of clinical stability.
  • Has history of (non-infectious) pneumonitis that required steroids, evidence of interstitial lung disease or active, non-infectious pneumonitis.
  • Has an active infection requiring systemic therapy.
  • Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subjects participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating investigator.
  • Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial.
  • Is pregnant or breast feeding or expecting to conceive or father children within the projected duration of the trial, starting with the pre-screening or screening visit through 120 days after the last dose of trial treatment.
  • Has received prior therapy with an anti-Programmed cell death protein 1 (PD-1), anti- programmed cell death-1 ligand 1 (PD-L1), or anti-Programmed death ligand 2 (PD-L2) agent.
  • Has Human Immunodeficiency Virus (HIV) (HIV 1/2 antibodies).
  • Has active Hepatitis B (e.g., HBsAg reactive) or Hepatitis C (e.g., hepatitis C virus (HCV) ribonucleic acid (RNA) [qualitative] is detected).
  • Has received a live vaccine within 30 days of planned start of study therapy
  • Concurrent use of systemic steroids, except for physiologic doses of systemic steroid replacement or local (topical, nasal, eye drops or inhaled) steroid use. Limited doses of systemic steroids (e.g., in patients with exacerbations of reactive airway disease or to prevent intravenous (IV) contrast allergic reaction or anaphylaxis in patients who have known contrast allergies) are allowed.
  • Serious inter-current medical illness which would interfere with the ability of the patient to carry out the treatment program.
  • Patients with second malignancy within 3 years of enrollment; Patients curatively treated non-melanoma skin cancers or carcinoma in situ of the bladder, are not excluded. Patients with Multiple endocrine neoplasia type 2 (MEN2) and a history of pheochromocytoma will also not be excluded. In addition, patients with prostate cancer who do not require systemic therapy will not be excluded. (A secondary, minor pathologic focus of another form of thyroid cancer may be coincidentally found in 15-20% of patients with medullary thyroid cancer. In such cases, eligibility is based on the discretion of the investigator.)
  • Patients with previous history of vandetanib or cabozantinib treatment for more than 28 days of treatment (patients have discontinued treatment for 28 days before enrolling).
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
17 participants (actual)

Study arms

  • Experimental
    Cohort 1: Participants that had an immune stimulating cancer vaccine

    Pembrolizumab 200 mg will be administered as a 30 minute intravenous (IV) infusion every 3 weeks for two years. Group 1: cancer vaccine

    Drug: Pembrolizumab

  • Experimental
    Cohort 2: Participants that have had no vaccine

    Pembrolizumab 200 mg will be administered as a 30 minute intravenous (IV) infusion every 3 weeks for two years. Group 2: had no previous vaccine

    Drug: Pembrolizumab

Interventions

  • DrugPembrolizumab

    Pembrolizumab 200 mg will be administered as a 30 minute intravenous (IV) infusion every 3 weeks.

    Also known as: Lambrolizumab, MK-3475

06

What researchers measure

Primary outcomes

  1. Clinical Response

    Participants with medullary thyroid cancer were administered a programmed cell death protein 1 (PD1) inhibitor to determine if any experienced a 50% or greater decline in calcitonin levels. A calcitonin response is defined as participants with a ≥50% decline from baseline that is then confirmed on a subsequent calcitonin assessment at least one week later.

    Time frame: 2 years

  2. Percentage of Participants With a Partial Response and Complete Response by Computed Tomography (CT) or Magnetic Resonance Imaging (MRI)

    Participants were imaged by CT or MRI and followed for response using the Immune-Related Response Criteria (irRC). Partial Response is a ≥30% decrease in the sum of the largest diameter (SLD) compared with baseline confirmed by a consecutive assessment at least 4 weeks after the first documentation. Complete Response is a 100% disappearance of all lesions, whether measurable or not, and no new lesions, in two consecutive observations not less than 4 weeks from the date first documented.

    Time frame: 2 years

Secondary outcomes

  1. Percentage Change in (Cluster of Differentiation 4 (CD4), CD8, Tregs, and Natural Killer (NK) Cells at Day 1 and 84 Days in All Participants

    Regulatory T-Cells (CD4, CD8, Tregs, and NK cells) in peripheral blood mononuclear cell (PBMC)s were measured by 7-color flow cytometry.

    Time frame: Day 1 and 84 days

  2. Number of Participants With a Sustained Decline in Carcinoembryonic Antigen (CEA)

    A sustained 50% decline in CEA. A large magnitude decline in CEA may be associated with tumor responses.

    Time frame: every 3 weeks while on treatment and post treatment, up to 2 years

  3. Number of Participants With a Sustained Decline in Calcitonin

    A sustained 50% decline in calcitonin. A large magnitude decline in calcitonin may be associated with tumor responses.

    Time frame: every 3 weeks while on treatment and post treatment, up to 2 years

  4. Progression-free Survival (PFS)

    PFS is defined as the duration of time from start of treatment to time of progression or death, whichever occurs first. Progression, assessed by the Immune-Related Response Criteria (irRC), is defined as at least 20% increase in the sum of the largest diameter (SLD) compared with nadir (minimum recorded tumor burden) and an increase of at least 5mm over the nadir, confirmed by a repeat,consecutive observations at least 4 weeks from the date first documented.

    Time frame: 3 weeks for up to 2 years while on treatment than 2 weeks after last treatment

  5. Overall Survival at 2 Years

    Percentage of participants who are alive at 2 years.

    Time frame: 2 years

  6. Number of Participants With Grade ≥1 Adverse Events Possibly, Probably, or Definitely Related to Pembrolizumab

    Adverse events were assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0). Grade 1 is mild. Grade 2 is moderate. Grade 3 is severe or medically significant but not immediately life-threatening. Grade 4 is life-threatening; urgent intervention indicated. Grade 5 is death related to adverse event.

    Time frame: Date treatment consent signed to date off study, approximately 25 months and 28 days for cohort 1 and 18 months and 12 days for cohort 2.

  7. Number of Participants With Grade ≥1 Adverse Events Unlikely or Unrelated to Pembrolizumab

    Adverse events were assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0). Grade 1 is mild. Grade 2 is moderate. Grade 3 is severe or medically significant but not immediately life-threatening. Grade 4 is life-threatening; urgent intervention indicated. Grade 5 is death related to adverse event.

    Time frame: Date treatment consent signed to date off study, approximately 25 months and 28 days for cohort 1 and 18 months and 12 days for cohort 2.

  8. Number of Participants With Serious and Non-serious Adverse Events Assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0)

    Here is the number of participants with serious and non-serious adverse events assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0). A non-serious adverse event is any untoward medical occurrence. A serious adverse event is an adverse event or suspected adverse reaction that results in death, a life-threatening adverse drug experience, hospitalization, disruption of the ability to conduct normal life functions, congenital anomaly/birth defect or important medical events that jeopardize the patient or subject and may require medical or surgical intervention to prevent one of the previous outcomes mentioned.

    Time frame: Date treatment consent signed to date off study, approximately 25 months and 28 days for cohort 1 and 18 months and 12 days for cohort 2.

07

Results

Posted Feb 11, 2021

Participant flow

Participant flow — Overall Study
MilestoneCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Started134
Completed20
Not completed114
Withdrew: Adverse event31
Withdrew: Refused further treatment61
Withdrew: Physician decision10
Withdrew: Disease progression on study11
Withdrew: No contact01

Outcome measures

PrimaryClinical Response

Participants with medullary thyroid cancer were administered a programmed cell death protein 1 (PD1) inhibitor to determine if any experienced a 50% or greater decline in calcitonin levels. A calcitonin response is defined as participants with a ≥50% decline from baseline that is then confirmed on a subsequent calcitonin assessment at least one week later.

Time frame:
2 years
Reported as:
Count of participants · Participants
Clinical Response
ParticipantsCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Clinical Response00
PrimaryPercentage of Participants With a Partial Response and Complete Response by Computed Tomography (CT) or Magnetic Resonance Imaging (MRI)

Participants were imaged by CT or MRI and followed for response using the Immune-Related Response Criteria (irRC). Partial Response is a ≥30% decrease in the sum of the largest diameter (SLD) compared with baseline confirmed by a consecutive assessment at least 4 weeks after the first documentation. Complete Response is a 100% disappearance of all lesions, whether measurable or not, and no new lesions, in two consecutive observations not less than 4 weeks from the date first documented.

Time frame:
2 years
Reported as:
Count of participants · Participants
Percentage of Participants With a Partial Response and Complete Response by Computed Tomography (CT) or Magnetic Resonance Imaging (MRI)
ParticipantsCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Percentage of Participants With a Partial Response and Complete Response by Computed Tomography (CT) or Magnetic Resonance Imaging (MRI)00
SecondaryPercentage Change in (Cluster of Differentiation 4 (CD4), CD8, Tregs, and Natural Killer (NK) Cells at Day 1 and 84 Days in All Participants

Regulatory T-Cells (CD4, CD8, Tregs, and NK cells) in peripheral blood mononuclear cell (PBMC)s were measured by 7-color flow cytometry.

Time frame:
Day 1 and 84 days
Reported as:
Mean · Percentage change
Percentage Change in (Cluster of Differentiation 4 (CD4), CD8, Tregs, and Natural Killer (NK) Cells at Day 1 and 84 Days in All Participants
Percentage changeAll Participants at Day 1All Participants at Day 84
CD434.73 (12.5 to 53.5)33.95 (9.7 to 46.5)
CD813.70 (6.17 to 26.3)12.50 (6.5 to 24.22)
Tregs0.70 (0.0 to 1.2)0.77 (0.46 to 1.8)
NK10.47 (6.6 to 17.7)10.26 (4.6 to 19.5)
Statistical analysis
  • All Participants at Day 1 vs All Participants at Day 84 · Wilcoxon signed-rank test · p = 0.926 (CD4)
  • All Participants at Day 1 vs All Participants at Day 84 · Wilcoxon signed-rank test · p = 0.445 (CD8)
  • All Participants at Day 1 vs All Participants at Day 84 · Wilcoxon signed-rank test · p = 0.210 (Tregs)
  • All Participants at Day 1 vs All Participants at Day 84 · Wilcoxon signed-rank test · p = 0.780 (Natural Killer (NK) cells)
SecondaryNumber of Participants With a Sustained Decline in Carcinoembryonic Antigen (CEA)

A sustained 50% decline in CEA. A large magnitude decline in CEA may be associated with tumor responses.

Time frame:
every 3 weeks while on treatment and post treatment, up to 2 years
Reported as:
Count of participants · Participants
Number of Participants With a Sustained Decline in Carcinoembryonic Antigen (CEA)
ParticipantsCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Number of Participants With a Sustained Decline in Carcinoembryonic Antigen (CEA)00
SecondaryNumber of Participants With a Sustained Decline in Calcitonin

A sustained 50% decline in calcitonin. A large magnitude decline in calcitonin may be associated with tumor responses.

Time frame:
every 3 weeks while on treatment and post treatment, up to 2 years
Reported as:
Count of participants · Participants
Number of Participants With a Sustained Decline in Calcitonin
ParticipantsCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Number of Participants With a Sustained Decline in Calcitonin00
SecondaryProgression-free Survival (PFS)

PFS is defined as the duration of time from start of treatment to time of progression or death, whichever occurs first. Progression, assessed by the Immune-Related Response Criteria (irRC), is defined as at least 20% increase in the sum of the largest diameter (SLD) compared with nadir (minimum recorded tumor burden) and an increase of at least 5mm over the nadir, confirmed by a repeat,consecutive observations at least 4 weeks from the date first documented.

Time frame:
3 weeks for up to 2 years while on treatment than 2 weeks after last treatment
Reported as:
Number · Days
Progression-free Survival (PFS)
DaysCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Progression-free Survival (PFS)21055
SecondaryOverall Survival at 2 Years

Percentage of participants who are alive at 2 years.

Time frame:
2 years
Reported as:
Number · percentage of participants
Overall Survival at 2 Years
percentage of participantsCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Overall Survival at 2 Years10050
SecondaryNumber of Participants With Grade ≥1 Adverse Events Possibly, Probably, or Definitely Related to Pembrolizumab

Adverse events were assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0). Grade 1 is mild. Grade 2 is moderate. Grade 3 is severe or medically significant but not immediately life-threatening. Grade 4 is life-threatening; urgent intervention indicated. Grade 5 is death related to adverse event.

Time frame:
Date treatment consent signed to date off study, approximately 25 months and 28 days for cohort 1 and 18 months and 12 days for cohort 2.
Reported as:
Count of participants · Participants
Number of Participants With Grade ≥1 Adverse Events Possibly, Probably, or Definitely Related to Pembrolizumab
ParticipantsCohort 1: Grade 1 Possibly RelatedCohort 1: Grade 1 Probably RelatedCohort 1: Grade 1 Definitely RelatedCohort 1: Grade 2 Possibly RelatedCohort 1: Grade 2 Probably RelatedCohort 1: Grade 2 Definitely RelatedCohort 1: Grade 3 Possibly RelatedCohort 1: Grade 3 Probably RelatedCohort 1: Grade 3 Definitely RelatedCohort 2: Grade 1 Possibly RelatedCohort 2: Grade 1 Probably RelatedCohort 2: Grade 1 Definitely RelatedCohort 2: Grade 2 Possibly RelatedCohort 2: Grade 2 Probably RelatedCohort 2: Grade 2 Definitely RelatedCohort 2: Grade 3 Possibly RelatedCohort 2: Grade 3 Probably RelatedCohort 2: Grade 3 Definitely Related
Acute kidney injury100100100000000000
Alanine aminotransferase000100000000000000
Allergic rhinitis100000000000000000
Anemia000000000100000000
Anorexia101000000000000000
Arthralgia100000000000000000
Aspartate aminotransferase200000000000000000
Diarrhea210000000100000000
Dizziness100000000000000000
Dry eye000000000100000000
Dry skin300000000000000000
Eye disorders100000000100000000
Eye pain100000000000000000
Fatigue601200000200000000
Flashing lights100000000000000000
Flu-like symptoms100000000000000000
Generalized muscle weakness200000000000000000
Headache101000100100000000
Hearing impaired100100000100100000
Injection site reaction001000000001000000
Nausea101000000100000000
Neutrophil count decreased100200000000000000
Pain in extremity100000000000000000
Pain of skin100000000000000000
Platelet count decreased100000000000000000
Pruritis100000000100000000
Rash acneiform411210000000000000
Rash maculopapular310010000010000010
Renal and urinary disorders000100000000000000
Skin and subcutaneous tissue disorders200000000000000000
White blood cell decreased100000000000000000
SecondaryNumber of Participants With Grade ≥1 Adverse Events Unlikely or Unrelated to Pembrolizumab

Adverse events were assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0). Grade 1 is mild. Grade 2 is moderate. Grade 3 is severe or medically significant but not immediately life-threatening. Grade 4 is life-threatening; urgent intervention indicated. Grade 5 is death related to adverse event.

Time frame:
Date treatment consent signed to date off study, approximately 25 months and 28 days for cohort 1 and 18 months and 12 days for cohort 2.
Reported as:
Count of participants · Participants
Number of Participants With Grade ≥1 Adverse Events Unlikely or Unrelated to Pembrolizumab
ParticipantsCohort 1: Grade 1 Unlikely RelatedCohort 1: Grade 1 UnrelatedCohort 1: Grade 2 Unlikely RelatedCohort 1: Grade 2 UnrelatedCohort 1: Grade 3 Unlikely RelatedCohort 1: Grade 3 UnrelatedCohort 2: Grade 1 Unlikely RelatedCohort 2: Grade 1 UnrelatedCohort 2: Grade 2 Unlikely RelatedCohort 2: Grade 2 UnrelatedCohort 2: Grade 3 Unlikely RelatedCohort 2: Grade 3 Unrelated
Abdominal pain020000110000
Alanine aminotransferase increased020000010000
Allergic rhinitis010100000000
Anemia020000001000
Anorexia000000000001
Aspartate aminotransferase increased120000000000
Back pain020000000000
Blood bilirubin increased010100010000
Buttock pain010000000000
Cataract000000000100
Cough040100000000
CPK increased010100000000
Dehydration000000000001
Diarrhea010101000100
Dizziness010000000000
Dry mouth010000000000
Dry skin110000000000
Dyspnea010000100000
Ear and labyrinth disorders020000000000
Edema face010000000000
Edema limbs0200000010000
Enterocolitis010000000000
Eye disorders010000020000
Eye pain010100000000
Fatigue000000001100
Flank pain000000010000
Flushing1000000000000
Gait disturbance010000000000
General disorders & admin. site conditions000000000100
Generalized muscle weakness000000000100
Headache000010000000
Hyperglycemia020200101000
Hypoalbuminemia010000000000
Hypocalcemia080300010200
Hypokalemia030000010000
Hyponatremia040000010000
Insomnia010000000000
Lip pain010000000000
Lymphocyte count decreased040200010100
Menopause010000000000
Nail ridging010000000000
Nasal congestion020000010000
Nausea000000100100
Neck pain110100000000
Pain060200100000
Pain in extremity020100000000
White blood cell decreased000001000000
Creatinine increased121100000000
Hypernatremia000000010100
Hyperuricemia120000000000
Upper respiratory infection000301000101
Peripheral motor neuropathy000000010000
Respiratory, thoracic and mediastinal disorders000100010000
Hypotension000000000001
Presyncope000000000100
Wheezing010000000000
Hypercalcemia010000000000
Skin infection000100000000
Paresthesia010000000000
Rhinitis infective000100000000
Rash acneiform010000000000
Hypomagnesemia010000000000
Hypoglycemia010000000000
SecondaryNumber of Participants With Serious and Non-serious Adverse Events Assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0)

Here is the number of participants with serious and non-serious adverse events assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0). A non-serious adverse event is any untoward medical occurrence. A serious adverse event is an adverse event or suspected adverse reaction that results in death, a life-threatening adverse drug experience, hospitalization, disruption of the ability to conduct normal life functions, congenital anomaly/birth defect or important medical events that jeopardize the patient or subject and may require medical or surgical intervention to prevent one of the previous outcomes mentioned.

Time frame:
Date treatment consent signed to date off study, approximately 25 months and 28 days for cohort 1 and 18 months and 12 days for cohort 2.
Reported as:
Count of participants · Participants
Number of Participants With Serious and Non-serious Adverse Events Assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0)
ParticipantsCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Number of Participants With Serious and Non-serious Adverse Events Assessed by the Common Terminology Criteria for Adverse Events (CTCAE v4.0)134

Adverse events

Collected over Date treatment consent signed to date off study, approximately 25 months and 28 days for cohort 1 and 18 months and 12 days for cohort 2.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Cohort 1: Cancer Vaccine0/13 (0%)2/13 (15.4%)13/13 (100%)
Cohort 2: Participants That Have Had No Vaccine2/4 (50%)2/4 (50%)3/4 (75%)
Most frequent serious events
Most frequent serious events
EventCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Upper respiratory infectionInfections and infestations1/131/4
DehydrationMetabolism and nutrition disorders0/131/4
Hearing impairedEar and labyrinth disorders0/131/4
Acute kidney injuryRenal and urinary disorders1/130/4
HeadacheNervous system disorders1/130/4
Renal and urinary disorders - Other, Acute interstitial nephritisRenal and urinary disorders1/130/4
Most frequent other events
Showing 10 of 83
Most frequent other events
EventCohort 1: Cancer VaccineCohort 2: Participants That Have Had No Vaccine
Abdominal painGastrointestinal disorders2/133/4
FatigueGeneral disorders6/133/4
HypocalcemiaMetabolism and nutrition disorders9/132/4
DiarrheaGastrointestinal disorders4/132/4
Lymphocyte count decreasedInvestigations5/132/4
NauseaGastrointestinal disorders1/132/4
PainGeneral disorders6/131/4
Rash acneiformSkin and subcutaneous tissue disorders6/130/4
CoughRespiratory, thoracic and mediastinal disorders5/130/4
HyponatremiaMetabolism and nutrition disorders4/131/4

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
<=18 years000
Between 18 and 65 years10212
>=65 years325
Age, Continuous
Age, Continuous(years)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
Mean52.82 ± 11.859.48 ± 11.8556.15 ± 11.82
Sex: Female, Male
Sex: Female, Male(Participants)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
Female10313
Male314
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
Hispanic or Latino011
Not Hispanic or Latino11314
Unknown or Not Reported202
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American202
White9413
More than one race000
Unknown or Not Reported202
Region of Enrollment
Region of Enrollment(participants)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
United States13417
Median Baseline Carcinoembryonic Antigen (CEA)
Median Baseline Carcinoembryonic Antigen (CEA)(ng/ml)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
Median125 (3.7 to 1650)207 (153 to 943)175 (3.7 to 1650)
Median Baseline Calcitonin
Median Baseline Calcitonin(pg/ml)Cohort 1: Cancer VaccineCohort 2: Participants That Have Had No VaccineTotal
Median509 (65 to 35,607)6000 (2672 to 103,312)6000 (65 to 103,312)
08

Study locations

1 site
  • National Institutes of Health Clinical Center
    Bethesda, Maryland 20892, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Mar 26, 2018
  • Informed consent form · Apr 18, 2018

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Feb 11, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03072160
Lead sponsor
National Cancer Institute (NCI)
Responsible party
Ravi A. Madan, M.D. (Principal Investigator, National Cancer Institute (NCI)) — Principal investigator
First posted
Mar 7, 2017
Start date
Jun 16, 2017
Primary completion
Nov 22, 2019
Completion
Nov 22, 2019
Results posted
Feb 11, 2021
Last update
Feb 11, 2021

Study contacts

Ravi A Madan, M.D.
principal investigator · National Cancer Institute (NCI)

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Jan 2021. You cannot join it, but the record below documents what was studied.

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