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CompletedNCT02959450Updated Jun 9, 2023Results posted

Design and Implementation of a Nutritional Intervention in Patients With Oropharyngeal Dysphagia

An interventional study of Modified consistency and volume diet in Oropharyngeal Dysphagia, sponsored by Instituto Nacional de Ciencias Medicas y Nutricion Salvador Zubiran. Completed at 1 site in Mexico. Open to participants aged 18 Years to 99 Years. Per ClinicalTrials.gov, last updated 2023-06-09.

Sponsored by Instituto Nacional de Ciencias Medicas y Nutricion Salvador Zubiran · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
127
Allocation
Randomized
Ages
18 Years to 99 Years
Sex
All
01

Study summary

The purpose of this trial is to design, implement and evaluate the effect of a nutritional intervention in patients with Oropharyngeal Dysphagia on body composition and oral intake of energy and protein.

Read the detailed description

Oropharyngeal Dysphagia causes complications that compromise the efficacy and security of deglutition. An inefficacy deglutition increases the risk of malnutrition and/or dehydration. On the other hand, unsafe deglutition requires more time to complete the oral preparation of the bolus, which can leave residues in the mouth that can then lead to penetration of small food particles into the respiratory tract. These tracheobronchial aspirations cause aspiration pneumonia in 50% of cases, with 50% of mortality rate.

Despite the enormous impact of Oropharyngeal Dysphagia in functional capacity and quality of life, this problem is underestimated and underdiagnosed as a major cause of nutritional and pulmonary complications that generate more material and human resources. There are few studies evaluating the effect of a nutritional intervention on recovery in swallowing ability or improvement of nutritional status.

The purpose of this trial is to design a nutritional intervention with modified texture foods to increase viscosity (measured accurately) according to the patient's requirements, also assess if the intervention has a positive effect on the swallowing ability, calorie and protein oral intake and nutritional status.

02

Conditions studied

  • Oropharyngeal Dysphagia

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Keywords

  • Nutritional Intervention in Oropharyngeal Dysphagia
03

In context

Deglutition Disorders

710 studies on the registry are indexed under Deglutition Disorders; 219 are open to participants now.

This study's enrollment of 127 is above the median of 60 across 471 interventional studies indexed under Deglutition Disorders.

Browse Deglutition Disorders studies →

Lead sponsor

Instituto Nacional de Ciencias Medicas y Nutricion Salvador Zubiran is the lead sponsor of 141 studies on the registry; 17 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 99 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Diagnosis of Oropharyngeal Dysphagia.
  • Patients who have primary caregiver.
  • Agreeing to participate in the study.

Exclusion criteria

Exclusion Criteria:

  • Critically ill patients.
  • Chronic kidney disease with Glomerular Filtration Rate \<30 ml / min or in renal replacement therapy
  • Liver failure.
  • Cancer with active radiotherapy or chemotherapy treatment.
  • Patients who are participating in another study.
05

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Participant)
Enrollment
127 participants (actual)

Study arms

  • Experimental
    Modified consistency and volume diet

    Modified consistency diet, with a certain viscosity and controlled volume. The nectar consistency had a viscosity of 51 to 350 centiPoises (cP) and the pudding consistency menus with a higher viscosity at 1,750 cP.

    Dietary Supplement: Modified consistency and volume diet

  • No intervention
    Control Group

    Standard treatment consisting of a modified consistency diet with adequate intake of energy and protein and general recommendations on diet prescribed by the treating physician

Interventions

  • Dietary supplementModified consistency and volume diet

    Modified consistency diet, with a certain viscosity and controlled volume, which was designed from recommendations based on the review of different studies. A Chef and a Nutritionist developed and determined the viscosity of the menus with a Brookfield Viscometer (model RV). All the menus were prepared and evaluated at the Food Technology Department of this Institute to achieve the viscosity required with a food thickener. The nectar consistency had a viscosity of 51 to 350 centiPoises (cP) and the pudding consistency menus with a higher viscosity at 1,750 cP. The patient and/or their caregivers in the intervention group must attend to a training workshop to explain how to use the food thickener.

06

What researchers measure

Primary outcomes

  1. Adequacy of Oral Intake of Energy

    The energy intake measured in kcal/kg/d

    Time frame: 12 months

  2. Adequacy of Oral Intake of Protein

    The protein intake measured in protein g/kg/d

    Time frame: 12 months

Secondary outcomes

  1. Body Weight

    The total of kg of body weight in the intervention group in contrast with the control group at 12 months of follow-up

    Time frame: 12 months

  2. Mortality

    number of deaths at 12 months of follow-up

    Time frame: 12 months

  3. Swallowing Ability

    Patient's swallowing ability evaluated by volume-viscosity test, if patient is able to swallow correctly the three types of consistencies (liquid, nectar and pudding)

    Time frame: 12 months

  4. BMI

    Body mass index at the end of study

    Time frame: 12 months

07

Results

Posted Jun 9, 2023

Participant flow

Participant flow — Overall Study
MilestoneModified Consistency and Volume DietControl Group
Started6463
Completed5451
Not completed1012

Outcome measures

PrimaryAdequacy of Oral Intake of Energy

The energy intake measured in kcal/kg/d

Time frame:
12 months
Reported as:
Mean · kcal/kg/d
Adequacy of Oral Intake of Energy
kcal/kg/dModified Consistency and Volume DietControl Group
Adequacy of Oral Intake of Energy41 ± 1536 ± 12
PrimaryAdequacy of Oral Intake of Protein

The protein intake measured in protein g/kg/d

Time frame:
12 months
Reported as:
Mean · g/kg/d
Adequacy of Oral Intake of Protein
g/kg/dModified Consistency and Volume DietControl Group
Adequacy of Oral Intake of Protein1.9 ± 0.681.5 ± 0.63
SecondaryBody Weight

The total of kg of body weight in the intervention group in contrast with the control group at 12 months of follow-up

Time frame:
12 months
Reported as:
Mean · kg
Body Weight
kgModified Consistency and Volume DietControl Group
Body Weight62 ± 1257 ± 15
SecondaryMortality

number of deaths at 12 months of follow-up

Time frame:
12 months
Reported as:
Count of participants · Participants
Mortality
ParticipantsModified Consistency and Volume DietControl Group
Mortality818
SecondarySwallowing Ability

Patient's swallowing ability evaluated by volume-viscosity test, if patient is able to swallow correctly the three types of consistencies (liquid, nectar and pudding)

Time frame:
12 months
Reported as:
Number · count of patients
Swallowing Ability
count of patientsModified Consistency and Volume DietControl Group
Swallowing Ability2622
SecondaryBMI

Body mass index at the end of study

Time frame:
12 months
Reported as:
Mean · kg/m^2
BMI
kg/m^2Modified Consistency and Volume DietControl Group
BMI24 ± 4.023 ± 6.0

Adverse events

Collected over 12 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Modified Consistency and Volume Diet8/54 (14.8%)0/54 (0%)0/54 (0%)
Control Group18/51 (35.3%)0/51 (0%)0/51 (0%)

Baseline characteristics

Age, Continuous
Age, Continuous(years)Modified Consistency and Volume DietControl GroupTotal
Mean73 ± 1071 ± 1173 ± 11
Sex: Female, Male
Sex: Female, Male(Participants)Modified Consistency and Volume DietControl GroupTotal
Female292453
Male252752
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Modified Consistency and Volume DietControl GroupTotal
Hispanic or Latino5451105
Not Hispanic or Latino000
Unknown or Not Reported000
Region of Enrollment
Region of Enrollment(participants)Modified Consistency and Volume DietControl GroupTotal
Mexico5451105
Phase Angle (bioelectrical impedance)
Phase Angle (bioelectrical impedance)(degrees)Modified Consistency and Volume DietControl GroupTotal
Mean4.4 ± 1.34.6 ± 1.44.5 ± 1.3
Handgrip strength
Handgrip strength(kg)Modified Consistency and Volume DietControl GroupTotal
Mean15 ± 914 ± 1015 ± 9
Energy intake
Energy intake(kcal/kg/d)Modified Consistency and Volume DietControl GroupTotal
Mean27 ± 1127 ± 1027 ± 10
Protein intake
Protein intake(g/kg/d)Modified Consistency and Volume DietControl GroupTotal
Mean1.3 ± 0.61.2 ± 0.51.3 ± 0.6

2 further baseline measures are reported on the registry.

08

Study locations

1 site
  • Instituto Nacional de Ciencias Médicas y Nutrición Salvador Zubirán
    Ciudad de Mexico, 14080, Mexico
09

References and documents

Publications

  • Clave P, Verdaguer A, Arreola V. [Oral-pharyngeal dysphagia in the elderly]. Med Clin (Barc). 2005 May 21;124(19):742-8. doi: 10.1157/13075447. No abstract available. Spanish. PubMed 15919036 ↗
  • Roden DF, Altman KW. Causes of dysphagia among different age groups: a systematic review of the literature. Otolaryngol Clin North Am. 2013 Dec;46(6):965-87. doi: 10.1016/j.otc.2013.08.008. Epub 2013 Oct 12. PubMed 24262954 ↗
  • Clave P, Terre R, de Kraa M, Serra M. Approaching oropharyngeal dysphagia. Rev Esp Enferm Dig. 2004 Feb;96(2):119-31. doi: 10.4321/s1130-01082004000200005. No abstract available. English, Spanish. PubMed 15255021 ↗
  • Clave P, Arreola V, Romea M, Medina L, Palomera E, Serra-Prat M. Accuracy of the volume-viscosity swallow test for clinical screening of oropharyngeal dysphagia and aspiration. Clin Nutr. 2008 Dec;27(6):806-15. doi: 10.1016/j.clnu.2008.06.011. Epub 2008 Sep 11. PubMed 18789561 ↗
  • Wallace KL, Middleton S, Cook IJ. Development and validation of a self-report symptom inventory to assess the severity of oral-pharyngeal dysphagia. Gastroenterology. 2000 Apr;118(4):678-87. doi: 10.1016/s0016-5085(00)70137-5. PubMed 10734019 ↗
  • Belafsky PC, Mouadeb DA, Rees CJ, Pryor JC, Postma GN, Allen J, Leonard RJ. Validity and reliability of the Eating Assessment Tool (EAT-10). Ann Otol Rhinol Laryngol. 2008 Dec;117(12):919-24. doi: 10.1177/000348940811701210. PubMed 19140539 ↗
  • Burgos R, Sarto B, Segurola H, Romagosa A, Puiggros C, Vazquez C, Cardenas G, Barcons N, Araujo K, Perez-Portabella C. [Translation and validation of the Spanish version of the EAT-10 (Eating Assessment Tool-10) for the screening of dysphagia]. Nutr Hosp. 2012 Nov-Dec;27(6):2048-54. doi: 10.3305/nh.2012.27.6.6100. Spanish. PubMed 23588456 ↗
  • Aviv JE, Sataloff RT, Cohen M, Spitzer J, Ma G, Bhayani R, Close LG. Cost-effectiveness of two types of dysphagia care in head and neck cancer: a preliminary report. Ear Nose Throat J. 2001 Aug;80(8):553-6, 558. PubMed 11523474 ↗
  • Carrion S, Cabre M, Monteis R, Roca M, Palomera E, Serra-Prat M, Rofes L, Clave P. Oropharyngeal dysphagia is a prevalent risk factor for malnutrition in a cohort of older patients admitted with an acute disease to a general hospital. Clin Nutr. 2015 Jun;34(3):436-42. doi: 10.1016/j.clnu.2014.04.014. Epub 2014 May 9. PubMed 24882372 ↗
  • Finestone HM, Greene-Finestone LS. Rehabilitation medicine: 2. Diagnosis of dysphagia and its nutritional management for stroke patients. CMAJ. 2003 Nov 11;169(10):1041-4. PubMed 14609974 ↗
  • Jonsson AC, Lindgren I, Norrving B, Lindgren A. Weight loss after stroke: a population-based study from the Lund Stroke Register. Stroke. 2008 Mar;39(3):918-23. doi: 10.1161/STROKEAHA.107.497602. Epub 2008 Jan 31. PubMed 18239168 ↗
  • Brynningsen PK, Damsgaard EM, Husted SE. Improved nutritional status in elderly patients 6 months after stroke. J Nutr Health Aging. 2007 Jan-Feb;11(1):75-9. PubMed 17315085 ↗
  • Ekberg O, Hamdy S, Woisard V, Wuttge-Hannig A, Ortega P. Social and psychological burden of dysphagia: its impact on diagnosis and treatment. Dysphagia. 2002 Spring;17(2):139-46. doi: 10.1007/s00455-001-0113-5. PubMed 11956839 ↗
  • Cruz-Jentoft AJ, Baeyens JP, Bauer JM, Boirie Y, Cederholm T, Landi F, Martin FC, Michel JP, Rolland Y, Schneider SM, Topinkova E, Vandewoude M, Zamboni M; European Working Group on Sarcopenia in Older People. Sarcopenia: European consensus on definition and diagnosis: Report of the European Working Group on Sarcopenia in Older People. Age Ageing. 2010 Jul;39(4):412-23. doi: 10.1093/ageing/afq034. Epub 2010 Apr 13. PubMed 20392703 ↗
  • Wakabayashi H, Sakuma K. Rehabilitation nutrition for sarcopenia with disability: a combination of both rehabilitation and nutrition care management. J Cachexia Sarcopenia Muscle. 2014 Dec;5(4):269-77. doi: 10.1007/s13539-014-0162-x. Epub 2014 Sep 16. PubMed 25223471 ↗
  • Kuroda Y, Kuroda R. Relationship between thinness and swallowing function in Japanese older adults: implications for sarcopenic dysphagia. J Am Geriatr Soc. 2012 Sep;60(9):1785-6. doi: 10.1111/j.1532-5415.2012.04123.x. No abstract available. Erratum In: J Am Geriatr Soc. 2012 Dec;60(12):2385. PubMed 22985156 ↗
  • Almirall J, Cabre M, Clave P. [Aspiration pneumonia]. Med Clin (Barc). 2007 Sep 29;129(11):424-32. doi: 10.1157/13110467. Spanish. PubMed 17927938 ↗
  • Germain I, Dufresne T, Gray-Donald K. A novel dysphagia diet improves the nutrient intake of institutionalized elders. J Am Diet Assoc. 2006 Oct;106(10):1614-23. doi: 10.1016/j.jada.2006.07.008. PubMed 17000194 ↗
  • Volkert D, Berner YN, Berry E, Cederholm T, Coti Bertrand P, Milne A, Palmblad J, Schneider S, Sobotka L, Stanga Z; DGEM (German Society for Nutritional Medicine); Lenzen-Grossimlinghaus R, Krys U, Pirlich M, Herbst B, Schutz T, Schroer W, Weinrebe W, Ockenga J, Lochs H; ESPEN (European Society for Parenteral and Enteral Nutrition). ESPEN Guidelines on Enteral Nutrition: Geriatrics. Clin Nutr. 2006 Apr;25(2):330-60. doi: 10.1016/j.clnu.2006.01.012. PubMed 16735082 ↗
  • Loeb MB, Becker M, Eady A, Walker-Dilks C. Interventions to prevent aspiration pneumonia in older adults: a systematic review. J Am Geriatr Soc. 2003 Jul;51(7):1018-22. doi: 10.1046/j.1365-2389.2003.51318.x. PubMed 12834525 ↗
  • Wieseke A, Bantz D, Siktberg L, Dillard N. Assessment and early diagnosis of dysphagia. Geriatr Nurs. 2008 Nov-Dec;29(6):376-83. doi: 10.1016/j.gerinurse.2007.12.001. PubMed 19064135 ↗
  • Cook IJ. Oropharyngeal dysphagia. Gastroenterol Clin North Am. 2009 Sep;38(3):411-31. doi: 10.1016/j.gtc.2009.06.003. PubMed 19699405 ↗
  • Hansen TS, Engberg AW, Larsen K. Functional oral intake and time to reach unrestricted dieting for patients with traumatic brain injury. Arch Phys Med Rehabil. 2008 Aug;89(8):1556-62. doi: 10.1016/j.apmr.2007.11.063. PubMed 18674990 ↗
  • Malone A, Hamilton C. The Academy of Nutrition and Dietetics/the American Society for Parenteral and Enteral Nutrition consensus malnutrition characteristics: application in practice. Nutr Clin Pract. 2013 Dec;28(6):639-50. doi: 10.1177/0884533613508435. Epub 2013 Oct 31. PubMed 24177285 ↗
  • Clave P, Shaker R. Dysphagia: current reality and scope of the problem. Nat Rev Gastroenterol Hepatol. 2015 May;12(5):259-70. doi: 10.1038/nrgastro.2015.49. Epub 2015 Apr 7. PubMed 25850008 ↗

Study documents

  • Study protocol · Oct 10, 2021
  • Statistical analysis plan · Oct 10, 2021

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 9, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02959450
Lead sponsor
Instituto Nacional de Ciencias Medicas y Nutricion Salvador Zubiran
Responsible party
Aurora Elizabeth Serralde Zúñiga (MD, PhD, Instituto Nacional de Ciencias Medicas y Nutricion Salvador Zubiran) — Principal investigator
First posted
Nov 9, 2016
Start date
May 2015
Primary completion
Jul 2021
Completion
Jul 2021
Results posted
Jun 9, 2023
Last update
Jun 9, 2023

Study contacts

Aurora E Serralde-Zúñiga, MD, PhD
principal investigator · Instituto Nacional de Ciencias Medicas y Nutricion Salvador Zubiran

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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