An Early Phase 1 interventional study of Durvalumab and Laboratory Biomarker Analysis in Human Papillomavirus Infection, Stage I Oral Cavity Squamous Cell Carcinoma and Stage I Oropharyngeal Squamous Cell Carcinoma, sponsored by Wake Forest University Health Sciences. Terminated at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-03-17.
Sponsored by Wake Forest University Health Sciences · Early Phase 1, Interventional, and Treatment
This pilot clinical trial studies how well durvalumab before surgery works in treating patients with oral cavity or oropharynx cancer. Monoclonal antibodies, such as durvalumab, may interfere with the ability of tumor cells to grow and spread.
PRIMARY OBJECTIVES:
I. To investigate the effect of durvalumab on local and systemic immune activation by HPV status in patients with oral cavity and oropharynx head and neck squamous cell carcinoma (HNSCC).
II. To examine the effects of durvalumab on systemic immune response to HPV and tumor associated antigens.
III. To examine the effects of durvalumab on immune regulatory mechanisms. IV. To explore the association between levels of immune-regulatory micro-ribonucleic acid (miR) in plasma and saliva and immune response.
SECONDARY OBJECTIVES:
I. Investigate the effect of the treatment with durvalumab on the computed tomography (CT) scan and positron emission tomography (PET) scan response.
II. Evaluate the safety of a short induction treatment with durvalumab.
OUTLINE:
Patients receive durvalumab intravenously (IV) over approximately 60 minutes on day 1. Treatment repeats every 2 weeks for up to 2 courses in the absence of disease progression or unacceptable toxicity. Within 3-17 days after last dose administration of durvalumab, patients undergo surgery. Patients may receive an additional dose of durvalumab if time to surgery is longer than 30 days.
After completion of study treatment, patients are followed up for 90 days.
495 studies on the registry are indexed under Papillomavirus Infections; 125 are open to participants now.
This study's enrollment of 17 is below the median of 202 across 332 interventional studies indexed under Papillomavirus Infections.
Browse Papillomavirus Infections studies →Wake Forest University Health Sciences is the lead sponsor of 1,320 studies on the registry; 199 are open to participants now.
Of its 323 completed or terminated interventional studies of FDA-regulated products, 243 (75%) have results posted.
Counted across the registry records on this site, refreshed daily.
Exclusion Criteria:
Patients receive durvalumab IV over approximately 60 minutes on day 1. Treatment repeats every 2 weeks for up to 2 courses in the absence of disease progression or unacceptable toxicity. Within 3-17 days after last dose administration of durvalumab, patients undergo surgery. Patients may receive an additional dose of durvalumab if time to surgery is longer than 30 days.
Biological: Durvalumab · Other: Laboratory Biomarker Analysis · Procedure: Therapeutic Conventional Surgery
Given IV
Also known as: Immunoglobulin G1, Anti-(Human Protein B7-H1) (Human Monoclonal MEDI4736 Heavy Chain), Disulfide with Human Monoclonal MEDI4736 Kappa-chain, Dimer, MEDI-4736, MEDI4736
Correlative studies
Undergo surgery
Immune Effector Assessed in Blood by Flow Cytometry and in Tissue by Immunohistochemistry
Concentration of certain immune effector will be assessed in blood pre- and post- treatment. Descriptive statistics, confidence intervals will be calculated and 2-sample t-tests will be performed. Tumor-infiltrating immune-regulator and effector cells will be quantified (0 to 3+) using standing immunofluorescence techniques. Counts and percents will be calculated for these measures overall and by HPV (+/-) groups pre- and post-treatment. Fisher exact tests will be used to compare groups at pre- and post- treatment. Stuart-Maxwell tests (generalizations of the McNemar's Test
Time frame: Up to 18 months
Immune-regulatory miR Responses as Measured in Plasma Assessed by Quantitative Reverse Transcriptase PCR (qRT-PCR)
Percent change of levels of immune-regulatory miRs assessed in plasma assessed pre-treatment and one week post-treatment.
Time frame: At baseline and at one week post treatment start
Systemic Immune Response to HPV Assessed by Enzyme-linked Immunosorbent Assay (ELISA)
Lab results will be compared between patients who are HPV+ and HPV- using 2 sample t-tests. These measures will be compared in several ways. First, baseline, pre-treatment levels will be examined using descriptive statistics (n, mean, standard deviations, range). These measures will be examined overall and by HPV (+/-) groups. For each measure, and time point, 95% confidence intervals will be estimated. Next, two sample t-tests will be performed to compare levels of the measures at baseline. Next, measures taken post-treatment will be examined in a similar manner (descriptive statistics and 2-
Time frame: Up to 18 months
Regulatory Responses Assessed in Blood by Flow Cytometry and in Tissue by Immunohistochemistry
Concentration of certain regulatory cells will be assessed in blood pre- and post- treatment. Descriptive statistics, confidence intervals will be calculated and 2-sample t-tests will be performed. Tumor-infiltrating immune-regulator and effector cells will be quantified (0 to 3+) using standing immunofluorescence techniques. Counts and percents will be calculated for these measures overall and by HPV (+/-) groups pre- and post-treatment. Fisher exact tests will be used to compare groups at pre- and post- treatment. Stuart-Maxwell tests (generalizations of the McNemar's Tes
Time frame: Up to 18 months
Immune-regulatory miR Responses as Measured in Saliva Assessed by Quantitative Reverse Transcriptase PCR (qRT-PCR)
Percent change of levels of immune-regulatory miRs assessed in saliva assessed pre-treatment and one week post-treatment.
Time frame: Baseline and one week post treatment start
Immune-regulatory miR Responses as Measured in Tumor Tissue Assessed by Quantitative Reverse Transcriptase PCR (qRT-PCR)
Levels of immune-regulatory miRs assessed in blood, saliva and tumor tissue will be assessed pre- and post- treatments. Descriptive statistics, confidence intervals will be calculated and 2-sample t-tests will be performed. In addition, correlations between the different methods will be examined (i.e., correlation between saliva and blood measures, saliva and tumor measures, and blood and tumor measures).
Time frame: Up to 18 months
Systemic Immune Response to Tumor Associated Antigens Assessed by Enzyme-linked Immunosorbent Assay (ELISA)
Lab results will be compared between patients who are HPV+ and HPV- using 2 sample t-tests. These measures will be compared in several ways. First, baseline, pre-treatment levels will be examined using descriptive statistics (n, mean, standard deviations, range). These measures will be examined overall and by HPV (+/-) groups. For each measure, and time point, 95% confidence intervals will be estimated. Next, two sample t-tests will be performed to compare levels of the measures at baseline. Next, measures taken post-treatment will be examined in a similar manner (descriptive statistics and 2-
Time frame: Up to 18 months
Incidence of Adverse Events (AEs) as Measured by CTCAE Version 4.03
AEs will be coded using the Medical Dictionary for Regulatory Activities to their organ class by preferred term. Coded AEs will be displayed by frequency, severity, and relationship to treatment (durvalumab) in the safety population. In addition, summary tables will be generated for the following situations: 1) fatigue, diarrhea, nausea and skin rash; 2) Immune-mediated reactions of any grade; 3) other adverse events graded as 3 or more by CTCAE Version 4.03; 4) Durvalumab dose reductions; 5) discontinuations of treatment with durvalumab, with specification of reason for discontinuation; and 6) changes in the surgical treatment schedule. Toxicity grades Grade I (mild), Grade II (moderate), Grade III (severe), Grade IV (life threatening) and Grade V (fatal). Toxicities of greater than or equal to Grade III (except infusion reaction) are considered worse outcomes.
Time frame: At baseline (pre-treatment), during scheduled treatment and up to the 90-day follow up period after the last dose of study drug administered, with a median of 1 month and maximum of 13 months
Standardized Uptake Value (SUV) as Measured by PET Scans
Change in SUV activity as measured by PET scans from baseline to post-treatment not specific to HPV status.
Time frame: Up to 18 months
Tumor Diameter Assessed Using RECIST Version 1.1 Criteria
Change in tumor diameters will be compared between groups (HPV +/-) pre- and post- treatment.
Time frame: Up to 18 months
| Milestone | Treatment (Durvalumab, Surgery) HPV Negative | Treatment (Durvalumab, Surgery) HPV Positive |
|---|---|---|
| Started | 11 | 6 |
| Completed | 11 | 6 |
| Not completed | 0 | 0 |
Concentration of certain immune effector will be assessed in blood pre- and post- treatment. Descriptive statistics, confidence intervals will be calculated and 2-sample t-tests will be performed. Tumor-infiltrating immune-regulator and effector cells will be quantified (0 to 3+) using standing immunofluorescence techniques. Counts and percents will be calculated for these measures overall and by HPV (+/-) groups pre- and post-treatment. Fisher exact tests will be used to compare groups at pre- and post- treatment. Stuart-Maxwell tests (generalizations of the McNemar's Test
No measurements were reported for this outcome.
Percent change of levels of immune-regulatory miRs assessed in plasma assessed pre-treatment and one week post-treatment.
| percent change from baseline | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive |
|---|---|---|
| miR 146 | 27.5 (-24.5 to 124.2) | 1251.6 (116.6 to 6039.3) |
| miR 155 | 19.7 (-24.2 to 364.3) | 814 (100.7 to 2154.9) |
| miR 181 | 25.7 (1.7 to 189.8) | 893.2 (107.8 to 3880.8) |
| miR 20a | -15.6 (-55.2 to 6.4) | 520.6 (43.4 to 1226.9) |
| miR 223 | 13.7 (-61.3 to 51.0) | 1031.2 (43.9 to 3034.1) |
| miR 335 | 12.5 (-44.9 to 142.8) | 1166.0 (336.2 to 2070.6) |
| miR 125 | 43.4 (-9.2 to 79.6) | 194.5 (4.2 to 1789.6) |
Lab results will be compared between patients who are HPV+ and HPV- using 2 sample t-tests. These measures will be compared in several ways. First, baseline, pre-treatment levels will be examined using descriptive statistics (n, mean, standard deviations, range). These measures will be examined overall and by HPV (+/-) groups. For each measure, and time point, 95% confidence intervals will be estimated. Next, two sample t-tests will be performed to compare levels of the measures at baseline. Next, measures taken post-treatment will be examined in a similar manner (descriptive statistics and 2-
No measurements were reported for this outcome.
Concentration of certain regulatory cells will be assessed in blood pre- and post- treatment. Descriptive statistics, confidence intervals will be calculated and 2-sample t-tests will be performed. Tumor-infiltrating immune-regulator and effector cells will be quantified (0 to 3+) using standing immunofluorescence techniques. Counts and percents will be calculated for these measures overall and by HPV (+/-) groups pre- and post-treatment. Fisher exact tests will be used to compare groups at pre- and post- treatment. Stuart-Maxwell tests (generalizations of the McNemar's Tes
No measurements were reported for this outcome.
Percent change of levels of immune-regulatory miRs assessed in saliva assessed pre-treatment and one week post-treatment.
| percent change from baseline | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive |
|---|---|---|
| miR 146 | 251.3 (-12.3 to 497.9) | 105.3 (-16.2 to 362.7) |
| miR 155 | 141.2 (4.6 to 970.3) | 255.0 (0.0 to 367.5) |
| miR 181 | 114.4 (-35.6 to 864.6) | 232.5 (77.8 to 558.9) |
| miR 20a | 163.9 (-63.1 to 1312.3) | 113.1 (58.6 to 500.0) |
| miR 223 | 66.4 (-47.0 to 502.1) | 199.2 (0.0 to 465.7) |
| miR 335 | 249.4 (20.2 to 628.5) | 150.2 (0.0 to 397.6) |
| miR 125 | 351.6 (-34.9 to 471.6) | 64.9 (-10.8 to 457.9) |
Levels of immune-regulatory miRs assessed in blood, saliva and tumor tissue will be assessed pre- and post- treatments. Descriptive statistics, confidence intervals will be calculated and 2-sample t-tests will be performed. In addition, correlations between the different methods will be examined (i.e., correlation between saliva and blood measures, saliva and tumor measures, and blood and tumor measures).
No measurements were reported for this outcome.
Lab results will be compared between patients who are HPV+ and HPV- using 2 sample t-tests. These measures will be compared in several ways. First, baseline, pre-treatment levels will be examined using descriptive statistics (n, mean, standard deviations, range). These measures will be examined overall and by HPV (+/-) groups. For each measure, and time point, 95% confidence intervals will be estimated. Next, two sample t-tests will be performed to compare levels of the measures at baseline. Next, measures taken post-treatment will be examined in a similar manner (descriptive statistics and 2-
No measurements were reported for this outcome.
AEs will be coded using the Medical Dictionary for Regulatory Activities to their organ class by preferred term. Coded AEs will be displayed by frequency, severity, and relationship to treatment (durvalumab) in the safety population. In addition, summary tables will be generated for the following situations: 1) fatigue, diarrhea, nausea and skin rash; 2) Immune-mediated reactions of any grade; 3) other adverse events graded as 3 or more by CTCAE Version 4.03; 4) Durvalumab dose reductions; 5) discontinuations of treatment with durvalumab, with specification of reason for discontinuation; and 6) changes in the surgical treatment schedule. Toxicity grades Grade I (mild), Grade II (moderate), Grade III (severe), Grade IV (life threatening) and Grade V (fatal). Toxicities of greater than or equal to Grade III (except infusion reaction) are considered worse outcomes.
| events | HPV - | HPV + |
|---|---|---|
| Acute kidney injury - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Alanine aminotransferase increased - Possible to Definitely related - Grade 2 | 1 | 0 |
| Alanine aminotransferase increased - Possible to Definitely related - Grade 3 | 1 | 0 |
| Alkaline phosphatase increased - Possible to Definitely related - Grade 1 | 2 | 0 |
| Alkaline phosphatase increased - Possible to Definitely related - Grade 2 | 1 | 0 |
| Anemia - Unrelated or Unlikely related - Grade 3 | 2 | 0 |
| Anorexia - Possible to Definitely relate - Grade 1 | 1 | 1 |
| Aspartate aminotransferase increased - Possible to Definitely related - Grade 1 | 2 | 0 |
| Aspartate aminotransferase increased - Possible to Definitely related - Grade 2 | 2 | 0 |
| Aspartate aminotransferase increased - Possible to Definitely related - Grade 4 | 1 | 0 |
| Blood bilirubin increased - Possible to Definitely related - Grade 1 | 2 | 0 |
| Blood bilirubin increased - Possible to Definitely relate - Grade 2 | 1 | 0 |
| Bullous dermatitis - Possible to Definitely relate - Grade 1 | 1 | 0 |
| Constipation - Possible to Definitely relate - Grade 1 | 1 | 1 |
| Constipation - Possible to Definitely relate - Grade 2 | 1 | 0 |
| Device related infection - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Diarrhea - Possible to Definitely relate - Grade 1 | 3 | 0 |
| Diarrhea - Possible to Definitely relate - Grade 3 | 1 | 0 |
| Diarrhea - Unrelated or Unlikely related - Grade 1 | 4 | 1 |
| Fatigue - Possible to Definitely relate - Grade 1 | 6 | 3 |
| Fatigue - Possible to Definitely relate - Grade 2 | 1 | 0 |
| Fatigue - Unrelated or Unlikely related - Grade 1 | 1 | 1 |
| Fatigue - Unrelated or Unlikely related - Grade 2 | 1 | 0 |
| Head soft tissue necrosis - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Hyperglycemia - Unrelated or Unlikely related - Grade 3 | 0 | 1 |
| Hyperglycemia - Unrelated or Unlikely related - Grade 4 | 1 | 0 |
| Hypermagnesemia - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Hypertension - Unrelated or Unlikely related - Grade 3 | 0 | 1 |
| Hypoalbuminemia - Unrelated or Unlikely related - Grade 3 | 2 | 0 |
| Hypocalcemia - Unrelated or Unlikely related - Grade 3 | 4 | 0 |
| Hypocalcemia - Unrelated or Unlikely related - Grade 4 | 1 | 0 |
| Hypokalemia - Unrelated or Unlikely related - Grade 3 | 3 | 0 |
| Hyponatremia - Unrelated or Unlikely related - Grade 3 | 4 | 0 |
| Hypophosphatemia - Unrelated or Unlikely related - Grade 3 | 4 | 0 |
| Hypotension - Unrelated or Unlikely related - Grade 3 | 2 | 0 |
| Hypothyroidism - Possible to Definitely relate - Grade 2 | 0 | 1 |
| Leukocytosis - Unrelated or Unlikely related - Grade 3 | 1 | 1 |
| Lipase increased - Possible to Definitely relate - Grade 3 | 0 | 1 |
| Malaise - Possible to Definitely relate - Grade 1 | 1 | 0 |
| Nausea - Possible to Definitely relate - Grade 1 | 1 | 0 |
| Nausea - Unrelated or Unlikely related - Grade 1 | 3 | 0 |
| Neck soft tissue necrosis - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Neutrophil count decreased - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Pruritus - Possible to Definitely relate - Grade 1 | 0 | 1 |
| Rash maculo-papular - Possible to Definitely relate - Grade 1 | 1 | 0 |
| Rash pustular - Possible to Definitely relate - Grade 1 | 1 | 0 |
| Serum amylase increased - Possible to Definitely relate - Grade 1 | 0 | 1 |
| Skin ulceration - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Skin ulceration - Unrelated or Unlikely related - Grade 4 | 1 | 0 |
| Taste alteration (dysgeusia) - Possible to Definitely relate - Grade 1 | 0 | 1 |
| Urine output decreased - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Urticaria - Possible to Definitely relate - Grade 1 | 0 | 1 |
| Weight loss - Possible to Definitely relate - Grade 1 | 1 | 1 |
| Wound complication - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Wound infection - Unrelated or Unlikely related - Grade 3 | 1 | 0 |
| Discontinuation of Durvalumab due to immune-related hepatitis | 1 | 0 |
Change in SUV activity as measured by PET scans from baseline to post-treatment not specific to HPV status.
| change in SUV | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive |
|---|---|---|
| Standardized Uptake Value (SUV) as Measured by PET Scans | -0.15 ± 1.20 | 0 ± 0 |
Change in tumor diameters will be compared between groups (HPV +/-) pre- and post- treatment.
| mm | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive |
|---|---|---|
| Tumor Diameter Assessed Using RECIST Version 1.1 Criteria | 1.0 (0.0 to 4.0) | -2.0 (-2.0 to 2.0) |
Collected over Adverse events and serious adverse events was recorded from time of signature of informed consent, throughout the treatment period and including the follow-up period (90 days after the last dose of durvalumab), with a median of 1 month and maximum of 13 months. Non-serious events are listed at a 0% frequency threshold.
| Group | Deaths | Serious | Other |
|---|---|---|---|
| Treatment (Durvalumab, Surgery) - HPV Negative | 1/11 (9.1%) | 5/11 (45.5%) | 11/11 (100%) |
| Treatment (Durvalumab, Surgery) - HPV Positive | 0/6 (0%) | 0/6 (0%) | 6/6 (100%) |
| Event | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive |
|---|---|---|
| DiarrheaGastrointestinal disorders | 1/11 | 0/6 |
| Alanine aminotransferase increasedInvestigations | 1/11 | 0/6 |
| Aspartate aminotransferase increasedInvestigations | 1/11 | 0/6 |
| HyperglycemiaMetabolism and nutrition disorders | 1/11 | 0/6 |
| HypocalcemiaMetabolism and nutrition disorders | 1/11 | 0/6 |
| Acute kidney injuryRenal and urinary disorders | 1/11 | 0/6 |
| Skin ulcerationSkin and subcutaneous tissue disorders | 1/11 | 0/6 |
| HypotensionVascular disorders | 1/11 | 0/6 |
| Event | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive |
|---|---|---|
| AnemiaBlood and lymphatic system disorders | 6/11 | 5/6 |
| HyperglycemiaMetabolism and nutrition disorders | 4/11 | 5/6 |
| HypomagnesemiaMetabolism and nutrition disorders | 8/11 | 0/6 |
| FatigueGeneral disorders | 7/11 | 4/6 |
| HypoalbuminemiaMetabolism and nutrition disorders | 7/11 | 2/6 |
| HyponatremiaMetabolism and nutrition disorders | 7/11 | 1/6 |
| HypocalcemiaMetabolism and nutrition disorders | 6/11 | 3/6 |
| ConstipationGastrointestinal disorders | 5/11 | 2/6 |
| DiarrheaGastrointestinal disorders | 5/11 | 1/6 |
| NauseaGastrointestinal disorders | 4/11 | 0/6 |
| Age, Continuous(years) | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive | Total |
|---|---|---|---|
| Mean | 58.5 ± 9.2 | 58.0 ± 6.5 | 58.3 ± 8.1 |
| Sex: Female, Male(Participants) | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive | Total |
|---|---|---|---|
| Female | 5 | 1 | 6 |
| Male | 6 | 5 | 11 |
| Race (NIH/OMB)(Participants) | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive | Total |
|---|---|---|---|
| American Indian or Alaska Native | 0 | 0 | 0 |
| Asian | 0 | 0 | 0 |
| Native Hawaiian or Other Pacific Islander | 0 | 0 | 0 |
| Black or African American | 0 | 1 | 1 |
| White | 11 | 5 | 16 |
| More than one race | 0 | 0 | 0 |
| Unknown or Not Reported | 0 | 0 | 0 |
| Region of Enrollment(participants) | Treatment (Durvalumab, Surgery) - HPV Negative | Treatment (Durvalumab, Surgery) - HPV Positive | Total |
|---|---|---|---|
| United States | 11 | 6 | 17 |
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Wake Forest University Health Sciences