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CompletedNCT02639065Updated Sep 25, 2023Results posted

A Study of Durvalumab (MEDI4736) in Esophageal Cancer

A Phase 2 interventional study of Durvalumab in Esophageal Cancer, sponsored by Shadia Jalal, MD. Completed at 3 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2023-09-25.

Sponsored by Shadia Jalal, MD · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
39
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

This is a phase II, open-label, single arm, single-stage study. A total of 23 evaluable patients will be enrolled. If total number of patients free of disease relapse at 1 year is less than or equal to 15, the drug would not be considered for further study in this setting. After six patients are treated with at least one dose of study drug, they will be observed for a minimum of 60 days. During the 60-day observation period, further accrual will be halted to evaluate "unacceptable toxicities warranting early closure of the trial" defined as:

  • Any definitive durvalumab-related death. A durvalumab-related death will be continuously monitored throughout the trial and the trial will be suspended for re-evaluation whenever such an event is confirmed.
  • Any unexpected and previously unreported grade 4 toxicities definitely related to durvalumab.
Read the detailed description

OUTLINE: This is a multi-center trial.

INVESTIGATIONAL TREATMENT:

Subjects will receive durvalumab 1500 mg IV every 4 weeks (1 cycle) for a maximum 13 doses (12 months), or until unacceptable toxicities or disease recurrence.

The following baseline labs must be completed within 28 days prior to registration for protocol therapy:

Hematopoietic:

  • White blood cell count (WBC) > 3 K/mm\^3
  • Hemoglobin (Hgb) > 9 g/dL. Transfusion is allowed, if needed, since patients are post esophagectomy.
  • Platelets > 100 K/mm\^3
  • Absolute neutrophil count (ANC) ≥ 1.5 K/mm\^3

Renal:

  • Calculated creatinine clearance of >/= 40 cc/min using the Cockcroft-Gault formula or by 24-hour urine collection.

Hepatic:

  • Bilirubin ≤ 1.5 x upper limit of normal (ULN)
  • Aspartate aminotransferase (AST, SGOT) \</= 2.5 x ULN
  • Alanine aminotransferase (ALT, SGPT) \</= 2.5 x ULN
02

Conditions studied

  • Esophageal Cancer

Keywords

  • Durvalumab
  • MEDI4736
  • PD-L1 inhibitor
03

In context

Esophageal Neoplasms

1,593 studies on the registry are indexed under Esophageal Neoplasms; 461 are open to participants now.

This study's enrollment of 39 is below the median of 58 across 1,171 interventional studies indexed under Esophageal Neoplasms.

Browse Esophageal Neoplasms studies →

Lead sponsor

Shadia Jalal, MD is the lead sponsor of 3 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

Subject must meet all of the following applicable inclusion criteria to participate in this study:

  • Written informed consent and HIPAA authorization for release of protected health information obtained from the subject prior to performing any protocol-related procedures, including screening evaluations. NOTE: HIPAA authorization may be included in the informed consent or obtained separately.
  • Age ≥ 18 years at the time of consent.
  • ECOG Performance Status of 0-1 within 28 days prior to registration for protocol therapy.
  • Females of childbearing potential and males must be willing to use two effective methods of contraception (see the protocol) from the time consent is signed until 3 months after treatment discontinuation.
  • Females of childbearing potential must have a negative serum pregnancy test within 14 days prior to registration for protocol therapy. NOTE: Female subjects are considered of child bearing potential unless they are surgically sterile (they have undergone a hysterectomy, bilateral tubal ligation, or bilateral oophorectomy) or they are ≥60 years old and naturally postmenopausal for at least 12 consecutive months. See the protocol.
  • Histological evidence of persistent residual esophageal adenocarcinoma including gastroesophageal junction adenocarcinoma following definitive concurrent chemoradiotherapy (carboplatin and paclitaxel or cisplatin and 5-FU) in the surgical sample (esophagus or lymph node or both) obtained at the time of esophagectomy. NOTE: Persistent residual disease is defined as follows (modified from College of American Pathologists Guidelines):

    • No residual tumor (Grade 0, complete response, 0% tumor). This group will not be included in this study.
    • Marked response (Grade 1, 0-\<10% residual tumor)
    • Moderate response (Grade 2, 10-50% residual tumor)
    • No definite response (Grade 3, >50% residual tumor)
  • Minimum of 1 month and maximum of 3 months from surgical resection with no evidence of disease progression at the time of enrollment.
  • Must have adequately recovered from surgery as judged by the treating investigator.
  • Subject is willing and able to comply with the protocol for the duration of the study including undergoing treatment and scheduled visits and examinations including follow up.

Exclusion criteria

Exclusion Criteria:

Subjects meeting any of the criteria below may not participate in the study:

  • Prior therapy with a PD-1, PD-L1, or CTLA-4 inhibitor or cancer-specific vaccine therapy.
  • Evidence of active autoimmune disease requiring systemic treatment within preceding 3 months or a documented history of clinically severe autoimmune disease, or a syndrome that requires systemic steroids or immunosuppressive agents. Exceptions to this rule include vitiligo, resolved childhood asthma/atopy, requirement of intermittent bronchodilators or local steroid injections, hypothyroidism stable on hormone replacement, psoriasis not requiring systemic treatment (within the past 2 years), Graves's disease and Sjogren's syndrome.
  • Prior malignancy is not allowed except for adequately treated basal cell or squamous cell skin cancer, in situ cervical cancer, Gleason score ≤ 7 prostate cancers, or other cancer for which the subject has been disease-free for at least 3 years.
  • Active or prior documented inflammatory bowel disease (e.g. Crohn's disease, ulcerative colitis).
  • Presence of interstitial lung disease or history of pneumonitis requiring treatment with corticosteroids.
  • Patients with diagnosis of primary immunodeficiency.
  • Patients receiving chronic systemic corticosteroid therapy or other immunosuppressive therapy within 28 days prior to registration for protocol therapy. Exceptions include intranasal and inhaled corticosteroids or systemic corticosteroids at physiological doses, which are not to exceed 10 mg/day of prednisone, or an equivalent corticosteroid.
  • History of allogeneic organ or stem cell transplant.
  • Receipt of live attenuated vaccine within 30 days prior to registration for protocol therapy.
  • Mean QT interval corrected for heart rate (QTc) > 470 msec calculated from 3 ECGs by Bazett's Correction.
  • Ventricular arrhythmias requiring medication(s).
  • Uncontrolled intercurrent illness including, but not limited to, symptomatic congestive heart failure, uncontrolled hypertension, unstable angina pectoris, cardiac arrhythmia, active peptic ulcer disease or gastritis, or active bleeding diatheses.
  • History of psychiatric illness/social situations that would limit compliance with study requirements or compromise the ability of the subject to give written informed consent.
  • Known HIV infection or chronic hepatitis B or C.
  • Known history of previous clinical diagnosis of tuberculosis.
  • Clinically significant infections as judged by the treating investigator. Clinically significant is defined as an active infection requiring IV antibiotics.
  • Because there is an unknown but potential risk for adverse events in nursing infants secondary to treatment of the mother, breastfeeding should be discontinued. In addition, breast milk cannot be stored for future use while the mother is being treated on study.
  • Treatment with any investigational agent within 28 days prior to registration for protocol therapy.
  • History of hypersensitivity to durvalumab or any excipient.
  • Any condition that, in the opinion of the investigator, would interfere with evaluation of study treatment or interpretation of patient safety or study results.
  • Previous enrollment in the present study.
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
39 participants (actual)

Study arms

  • Experimental
    Investigational Treatment

    Durvalumab 1500 mg IV every 4 weeks (1 cycle) for a maximum 13 doses (12 months), or until unacceptable toxicities or disease recurrence.

    Drug: Durvalumab

Interventions

  • DrugDurvalumab

    1500 mg IV every 4 weeks (1 cycle) for a maximum 13 doses (12 months), or until unacceptable toxicities or disease recurrence.

    Also known as: MEDI4736

06

What researchers measure

Primary outcomes

  1. Percentage of Participants With One-Year Relapse Free Survival (RFS) With Post-Operative Durvalumab

    Relapse free survival is defined as time from the date of surgery until the criteria for disease relapse is met, per Response Evaluation Criteria In Solid Tumors (RECIST 1.1), or death occurs. Complete Response (CR): Disappearance of all target lesions Partial Response (PR): At least a 30% decrease in the sum of the LD of target lesions, taking as reference the baseline sum LD Progressive Disease (PD): At least a 20% increase in the sum of the LD of target lesions, taking as reference the smallest sum LD recorded since the treatment started or the appearance of one or more new lesions Stable Disease (SD): Neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for PD, taking as reference the smallest sum LD since the treatment started The percentage of subjects who attained relapse free survival for 1 year and 95 % confidence interval has been reported here.

    Time frame: From the date of surgery until disease relapse or death up to a maximum of 40 months.

Secondary outcomes

  1. Number of Patients With Adverse Events as a Measure of Safety and Tolerability

    One of the secondary objective in this study is to assess toxicity and tolerability of durvalumab following trimodality therapy in patients with esophageal cancer. Adverse events were recorded from the time of consent for at least 90 days after treatment discontinuation, per Common Terminology Criteria for Adverse Events (CTCAE) v4. Events were assessed at every visit at an interval of 4 weeks. Adverse Event severity grades can be described as follows : * Grade 1 indicates a mild event * Grade 2 indicates a moderate event * Grade 3 indicates a severe event * Grade 4 indicates a potentially life-threatening event * Grade 5 indicates death

    Time frame: From the time of consent until 90 days after last dose of durvalumab up to a maximum of 15 months.

07

Results

Posted Jun 1, 2022

Participant flow

Study Treatment
Participant flow — Study Treatment
MilestoneInvestigational Treatment
Started39
Completed16
Not completed23
Withdrew: Disease progression13
Withdrew: Adverse event9
Withdrew: Withdrawal by subject1
Follow up
Participant flow — Follow up
MilestoneInvestigational Treatment
Started39
Completed30
Not completed9
Withdrew: Subject refused to follow up1
Withdrew: Symptomatic deterioration2
Withdrew: Death2
Withdrew: Study terminated1
Withdrew: Disease progression3

Outcome measures

PrimaryPercentage of Participants With One-Year Relapse Free Survival (RFS) With Post-Operative Durvalumab

Relapse free survival is defined as time from the date of surgery until the criteria for disease relapse is met, per Response Evaluation Criteria In Solid Tumors (RECIST 1.1), or death occurs. Complete Response (CR): Disappearance of all target lesions Partial Response (PR): At least a 30% decrease in the sum of the LD of target lesions, taking as reference the baseline sum LD Progressive Disease (PD): At least a 20% increase in the sum of the LD of target lesions, taking as reference the smallest sum LD recorded since the treatment started or the appearance of one or more new lesions Stable Disease (SD): Neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for PD, taking as reference the smallest sum LD since the treatment started The percentage of subjects who attained relapse free survival for 1 year and 95 % confidence interval has been reported here.

Time frame:
From the date of surgery until disease relapse or death up to a maximum of 40 months.
Reported as:
Number · percentage of subjects
Percentage of Participants With One-Year Relapse Free Survival (RFS) With Post-Operative Durvalumab
percentage of subjectsInvestigational Treatment
Percentage of Participants With One-Year Relapse Free Survival (RFS) With Post-Operative Durvalumab73 (56 to 84)
SecondaryNumber of Patients With Adverse Events as a Measure of Safety and Tolerability

One of the secondary objective in this study is to assess toxicity and tolerability of durvalumab following trimodality therapy in patients with esophageal cancer. Adverse events were recorded from the time of consent for at least 90 days after treatment discontinuation, per Common Terminology Criteria for Adverse Events (CTCAE) v4. Events were assessed at every visit at an interval of 4 weeks. Adverse Event severity grades can be described as follows : * Grade 1 indicates a mild event * Grade 2 indicates a moderate event * Grade 3 indicates a severe event * Grade 4 indicates a potentially life-threatening event * Grade 5 indicates death

Time frame:
From the time of consent until 90 days after last dose of durvalumab up to a maximum of 15 months.
Reported as:
Count of participants · Participants
Number of Patients With Adverse Events as a Measure of Safety and Tolerability
ParticipantsInvestigational Treatment
Patient had at least one adverse event of any grade37
Patient had at least one grade 3 or greater adverse event22
Patient had at least one grade 3 or greater treatment related adverse event10
Patient having serious adverse event9
Post-hocMedian Relapse Free Survival.

Relapse free survival is defined as time from the date of surgery until the criteria for disease relapse is met, per Response Evaluation Criteria In Solid Tumors (RECIST 1.1), or death occurs. Complete Response (CR): Disappearance of all target lesions Partial Response (PR): At least a 30% decrease in the sum of the LD of target lesions, taking as reference the baseline sum LD Progressive Disease (PD): At least a 20% increase in the sum of the LD of target lesions, taking as reference the smallest sum LD recorded since the treatment started or the appearance of one or more new lesions Stable Disease (SD): Neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for PD, taking as reference the smallest sum LD since the treatment started Here Median Relapse Free Survival time in months has been reported.

Time frame:
From the date of surgery until disease relapse or death up to a maximum of 40 months.
Reported as:
Median · months
Median Relapse Free Survival.
monthsInvestigational Treatment
Median Relapse Free Survival.21.0 (14.0 to 40.4)

Adverse events

Collected over Adverse events were recorded from the time of consent until 90 days after last dose of durvalumab up to a maximum of 15 months.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Investigational Treatment2/37 (5.4%)9/37 (24.3%)37/37 (100%)
Most frequent serious events
Most frequent serious events
EventInvestigational Treatment
ASPARTATE AMINOTRANSFERASE INCREASEDInvestigations2/37
LUNG INFECTIONInfections and infestations2/37
PNEUMONITISRespiratory, thoracic and mediastinal disorders2/37
ABDOMINAL PAINGastrointestinal disorders1/37
ENCEPHALOPATHYNervous system disorders1/37
HEMATURIARenal and urinary disorders1/37
HYPOXIARespiratory, thoracic and mediastinal disorders1/37
PSYCHIATRIC DISORDERS - OTHER, SPECIFYPsychiatric disorders1/37
SYNCOPENervous system disorders1/37
Most frequent other events
Showing 10 of 111
Most frequent other events
EventInvestigational Treatment
DIARRHEAGastrointestinal disorders16/37
FATIGUEGeneral disorders13/37
NAUSEAGastrointestinal disorders12/37
ARTHRALGIAMusculoskeletal and connective tissue disorders9/37
DYSPHAGIAGastrointestinal disorders9/37
ANOREXIAMetabolism and nutrition disorders8/37
MUSCULOSKELETAL AND CONNECTIVE TISSUE DISORDERMusculoskeletal and connective tissue disorders8/37
WEIGHT LOSSInvestigations8/37
ANEMIABlood and lymphatic system disorders7/37
VOMITINGGastrointestinal disorders7/37

Baseline characteristics

This population includes all subjects who were enrolled and found eligible and evaluable for this trial.

Age, Customized
Age, Customized(years)Investigational Treatment
Median61 (43 to 73)
Sex: Female, Male
Sex: Female, Male(Participants)Investigational Treatment
Female1
Male36
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Investigational Treatment
Race — White37
Race — Unknown0
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Investigational Treatment
Ethnicity — Hispanic or Latino1
Ethnicity — Non-Hispanic35
Ethnicity — Unknown1
Site
Site(Participants)Investigational Treatment
Indiana University25
University of Iowa5
University of Michigan7
Site of Disease
Site of Disease(Participants)Investigational Treatment
Gastroesophageal Junction18
Distal Esophagus19
Chemotherapy Regimen
Chemotherapy Regimen(Participants)Investigational Treatment
Cisplatin + 5FU6
Carboplatin + paclitaxel31
08

Study locations

3 sites
  • Indiana University Melvin and Bren Simon Cancer Center
    Indianapolis, Indiana 46202, United States
  • Unversity of Iowa Hospital and Clinics
    Iowa City, Iowa 52242, United States
  • University of Michigan Health System
    Ann Arbor, Michigan 48109, United States
09

References and documents

Publications

  • Mamdani H, Schneider B, Perkins SM, Burney HN, Kasi PM, Abushahin LI, Birdas T, Kesler K, Watkins TM, Badve SS, Radovich M, Jalal SI. A Phase II Trial of Adjuvant Durvalumab Following Trimodality Therapy for Locally Advanced Esophageal and Gastroesophageal Junction Adenocarcinoma: A Big Ten Cancer Research Consortium Study. Front Oncol. 2021 Sep 17;11:736620. doi: 10.3389/fonc.2021.736620. eCollection 2021. PubMed 34604072 ↗

Study documents

  • Protocol and statistical analysis plan · Oct 9, 2019

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Sep 25, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02639065
Lead sponsor
Shadia Jalal, MD
Collaborators
MedImmune LLC, AstraZeneca, Big Ten Cancer Research Consortium
Responsible party
Shadia Jalal, MD (Sponsor-Investigator, Big Ten Cancer Research Consortium) — Sponsor-investigator
First posted
Dec 24, 2015
Start date
Apr 27, 2016
Primary completion
Dec 9, 2020
Completion
Jun 9, 2021
Results posted
Jun 1, 2022
Last update
Sep 25, 2023

Study contacts

Shadia Jalal, M.D.
study chair · Big Ten Cancer Research Consortium

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Sep 2023. You cannot join it, but the record below documents what was studied.

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