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CompletedNCT02530424NA-PHER2Updated Jul 15, 2020

"Neo-Adjuvant Treatment With Palbociclib: Effect on Ki67 and Apoptosis Before, During and After Treatment "

A Phase 2 interventional study of Trastuzumab and Pertuzumab in Breast Neoplasms, sponsored by Fondazione Michelangelo. Completed at 7 sites in Italy. Open to female participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2020-07-15.

Sponsored by Fondazione Michelangelo · Phase 2, Interventional, and Other

Phase
Phase 2
Study type
Interventional
Enrollment
102
Allocation
Not applicable
Ages
18 Years and older
Sex
Female
01

Study summary

This is a multicenter neoadjuvant trial conducted under the sponsorship and overall trial management of the Fondazione Michelangelo in Italy.

Women with a diagnosis of invasive unilateral non metastatic ER-positive breast cancer expressing HER2 and suitable for neoadjuvant therapy Patients in this study will receive: Trastuzumab+Pertuzumab+Palbociclib with or without Fulvestrant (HPPF)

Trastuzumab 8 mg/kg loading dose IV, then 6 mg/kg IV q.3 wks (repeat for a total of 6 administrations) Pertuzumab 840 mg loading dose IV, then 420 mg IV q. 3 wks (repeat for a total of 6 administrations) Palbociclib 125 mg po q.d. x 21 q. 4 wks (= 1 cycle; repeat for a total of 5 cycles) Fulvestrant will be given intra-muscle at the dose of 500 mg every 4 weeks (repeat for 5 times) with an additional 500 mg dose given two weeks after the initial dose (total administrations including the additional one = 6)

The total duration of neoadjuvant palbociclib (5 cycles every 4 weeks) and fulvestrant (5 administrations every 4 weeks plus the additional dose given two weeks after the initial dose) was selected to match as closely as possible the total duration of the six planned 3-weekly administrations of trastuzumab and pertuzumab

Definitive surgery will be performed not earlier than 14 days and not later than 28 days after the last dose of any of the drugs in the combination reported above

After completion of the neoadjuvant and surgical treatment patients will receive irradiation as locally acceptable.

Patients will also continue to receive systemic drug therapy including chemotherapy (plus standard anti-HER2 treatment until completion of full 1 year if HER2 3+ or neu amplified, i.e. cohorts A and B) and endocrine therapy according to local guidelines at the Investigator's discretion.

Read the detailed description

This is a multicenter neoadjuvant trial conducted under the sponsorship and overall trial management of the Fondazione Michelangelo in Italy.

Three cohorts of patients are planned

Patients with ER positive tumors (> 10%) and HER2 3+ or neu amplified Cohort A Trastuzumab+Pertuzumab+Palbociclib+Fulvestrant (HPPF)

Cohort B Trastuzumab+Pertuzumab+Palbociclib (HPP) Allocation to Cohort B will be started after recruitment to Cohort A has been completed

Patients with ER positive tumors (> 10%), PgR positive, HER2 1+/2+ (without amplification) and Ki67 > 20% Cohort C Trastuzumab+Pertuzumab+Palbociclib+Fulvestrant (HPPF)

Trastuzumab 8 mg/kg loading dose IV, then 6 mg/kg IV q.3 wks (repeat for a total of 6 administrations) Pertuzumab 840 mg loading dose IV, then 420 mg IV q. 3 wks (repeat for a total of 6 administrations) Palbociclib 125 mg po q.d. x 21 q. 4 wks (= 1 cycle; repeat for a total of 5 cycles) Fulvestrant will be given intra-muscle at the dose of 500 mg every 4 weeks (repeat for 5 times) with an additional 500 mg dose given two weeks after the initial dose (total administrations including the additional one = 6)

The total duration of neoadjuvant palbociclib (5 cycles every 4 weeks) and fulvestrant (5 administrations every 4 weeks plus the additional dose given two weeks after the initial dose) was selected to match as closely as possible the total duration of the six planned 3-weekly administrations of trastuzumab and pertuzumab

Definitive surgery will be performed not earlier than 14 days and not later than 28 days after the last dose of any of the drugs in the combination reported above

After completion of the neoadjuvant and surgical treatment patients will receive irradiation as locally acceptable.

Patients will also continue to receive systemic drug therapy including chemotherapy (plus standard anti-HER2 treatment until completion of full 1 year if HER2 3+ or neu amplified, i.e. cohorts A and B) and endocrine therapy according to local guidelines at the Investigator's discretion.

Primary objectives:

  • Characterize changes of Ki67 from baseline before therapy and at 2 weeks and at surgery (approximately 22 weeks after start of neoadjuvant therapy with HPPF).
  • Characterize changes in apoptosis from baseline before therapy and at surgery (approximately 22 weeks after start of neoadjuvant therapy with HPPF).
  • Study the tolerability profile of the combination

Secondary objectives:

  • Assess the rate of pathological complete response (pCR) defined as ypT0-ypTis ypN0 at surgery
  • Define the clinical objective response rate at the end of the combination
  • Conduct molecular and clinical analyses to assess the presence of informative markers of benefit in addition to Ki67 and apoptosis
02

Conditions studied

  • Breast Neoplasms

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Keywords

  • HER2-positive
  • ER-positive
  • invasive
  • CDK4,6
  • Palbociclib
  • neoadjuvant treatment
03

In context

Breast Neoplasms

12,544 studies on the registry are indexed under Breast Neoplasms; 2,892 are open to participants now.

This study's enrollment of 102 is above the median of 72 across 9,303 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

Fondazione Michelangelo is the lead sponsor of 9 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  1. Female patients aged 18 years or older with tumors suitable for neoadjuvant treatment
  2. Early (> 1.5 cm) or locally advanced untreated breast cancer
  3. Histologically confirmed invasive unilateral breast cancer
  4. HER2 status to be centrally confirmed (HER2 3+ of neu amplified for cohorts A and B; HER2 1+/2+ without amplification for cohort C)
  5. Positive estrogen receptor (ER) > 10% and known progesterone receptor (PgR). Note: PgR assessment must be positive for cohort C
  6. Ki67 > 20% for cohort C
  7. Available paraffin-embedded tumor block taken at diagnostic biopsy for central retrospective confirmation of HER2 and ER eligibility and for assessment of Ki67 value and apoptosis is mandatory
  8. All patients must agree to provide tumor tissues for centralized assessment of KI67 values and apoptosis at the required timelines (2 weeks from starting protocol therapy and at surgery)
  9. ECOG (Eastern Cooperative Oncology Group) performance status 0 or 1
  10. Written informed consent to participate in the trial (approved by the Institutional Review Board/ Independent Ethics Committee) obtained prior to any study specific screening procedures
  11. Willing and able to comply with the protocol

Exclusion criteria

Exclusion Criteria:

  1. Evidence of bilateral invasive breast cancer or metastatic disease (M1)
  2. Pregnant or lactating women.
  3. Women with childbearing potential unless (1) surgically sterile or (2) using adequate measures of contraception
  4. Previous treatment with chemotherapy, hormonal therapy or an investigational drug for any type of malignancy
  5. Previous extensive radiotherapy
  6. Previous investigational treatment for any condition within 4 weeks of registration date
  7. Known hypersensitivity reaction to one of the compounds or incorporated substances used in this protocol
  8. Previous or concomitant malignancy of any other type that could affect compliance with the protocol or interpretation of results.
  9. Other serious illness or medical condition including: history of documented congestive cardiac failure; angina pectoris requiring anti-anginal medication; evidence of transmural infarction on ECG; poorly controlled hypertension; clinically significant valvular heart disease; high-risk uncontrolled arrhythmias
  10. Baseline left ventricular ejection fraction (LVEF) \< 55% by echocardiography or multi-gated scintigraphic scan (MUGA)
  11. QTc (corrected QT interval) >480 msec or a family or personal history of long or short QT syndrome, Brugada syndrome or known history of QTc prolongation, or Torsade de Pointes (TdP)
  12. Patients with a history of uncontrolled seizures, central nervous system disorders or psychiatric disability judged by the investigator to be clinically significant and precluding informed consent or adversely affecting compliance with study drugs
  13. Serious uncontrolled infections (bacterial or viral) or poorly controlled diabetes mellitus
  14. Current use or anticipated need for food or drugs that are known strong CYP3A4 (cytochrome P450 3A4) inhibitors or inducers
  15. Uncontrolled electrolyte disorders that can compound the effects of a QTc prolonging drug (e.g., hypocalcemia, hypokalemia, hypomagnesemia)
  16. Abnormal baseline hematological values:
  17. Abnormal baseline liver function, bilirubin, creatinine and/or INR (international normalized ratio)
05

Study design

Phase
Phase 2
Primary purpose
Other
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
102 participants (actual)

Study arms

  • Experimental
    Trast-pert-palbo-fulve

    Patients will receive an association of drugs (trastuzumab, pertuzumab, palbociclib plus or minus fulvestrant) as neoadjuvant chemotherapy. Definitive surgery will be performed not earlier than 14 days and not later than 28 days after the last dose of any of the drugs in the combination. After completion of surgical treatment patients will receive irradiation as locally acceptable.

    Drug: Trastuzumab · Drug: Pertuzumab · Drug: Palbociclib · Drug: Fulvestrant

Interventions

  • DrugTrastuzumab

    Trastuzumab (8 mg/kg loading dose IV, then 6 mg/kg IV) will be given on day 1 q. 3 weeks for a total of 6 administrations

    Also known as: Herceptin

  • DrugPertuzumab

    Pertuzumab (840 mg as an i.v. infusion) will be given on day 1 q. 3 weeks for a total of 6 administration

    Also known as: Perjeta

  • DrugPalbociclib

    Palbociclib will be given at the dose of 125 mg po q.d. x 21 every 4 weeks (i.e. 1 week rest period for a total of 5 cycles

    Also known as: Ibrabce

  • DrugFulvestrant

    Fulvestrant will be administered according to local prescription guidelines and will be given intra-muscle at the dose of 500 mg every 4 weeks (repeat for 5 times) with an additional 500 mg dose given two weeks after the initial dose

    Also known as: Faslodex

06

What researchers measure

Primary outcomes

  1. Serial measures of Ki67

    Changes in Ki67 scores from baseline before therapy, 2 weeks after and then at surgery

    Time frame: Participants will be followed for the duration of protocol therapy, an expected average of 26 weeks

  2. Serial measures of apoptosis

    Changes in apoptosis biomarker scores from baseline before therapy and at surgery

    Time frame: Participants will be followed for the duration of protocol therapy, an expected average of 26 weeks

Secondary outcomes

  1. pathological complete response (pCR)

    Assess the rate of pathological complete response (pCR) defined as ypT0-ypTis ypN0 at surgery

    Time frame: at surgery

  2. clinical objective response

    Assess the clinical objective response rate after medical therapy

    Time frame: Participants will be followed for the duration of medical therapy, an expected average of 24 weeks

  3. Number of participants with adverse events as a Measure of Safety and Tolerability

    Number of participants with Adverse Events and related grade

    Time frame: Participants will be followed for up to 7 months

07

Study locations

7 sites
  • Policlinico Sant'Orsola Malpighi
    Bologna, BO 40138, Italy
  • Azienda Ospedaliero Universitaria di Ferrara - Arcispedale S. Anna
    Ferrara, FE 44124, Italy
  • IST San Martino
    Genova, GE 16132, Italy
  • Ospedale San Raffaele
    Milano, MI 20100, Italy
  • Istituto Europeo di Oncologia
    Milano, MI 20141, Italy
  • Arcispedale S.Maria Nuova A.O.Reggio Emilia
    Reggio Emilia, RE 42123, Italy
  • Ospedale Santa Maria della Misericordia
    Udine, UD 33100, Italy
08

References and documents

Publications

  • Vigano L, Locatelli A, Ulisse A, Galbardi B, Dugo M, Tosi D, Tacchetti C, Daniele T, Gyorffy B, Sica L, Macchini M, Zambetti M, Zambelli S, Bianchini G, Gianni L. Modulation of the Estrogen/erbB2 Receptors Cross-talk by CDK4/6 Inhibition Triggers Sustained Senescence in Estrogen Receptor- and ErbB2-positive Breast Cancer. Clin Cancer Res. 2022 May 13;28(10):2167-2179. doi: 10.1158/1078-0432.CCR-21-3185. PubMed 35254385 ↗
  • Gianni L, Colleoni M, Bisagni G, Mansutti M, Zamagni C, Del Mastro L, Zambelli S, Bianchini G, Frassoldati A, Maffeis I, Valagussa P, Viale G. Effects of neoadjuvant trastuzumab, pertuzumab and palbociclib on Ki67 in HER2 and ER-positive breast cancer. NPJ Breast Cancer. 2022 Jan 10;8(1):1. doi: 10.1038/s41523-021-00377-8. PubMed 35013314 ↗
  • Gianni L, Bisagni G, Colleoni M, Del Mastro L, Zamagni C, Mansutti M, Zambetti M, Frassoldati A, De Fato R, Valagussa P, Viale G. Neoadjuvant treatment with trastuzumab and pertuzumab plus palbociclib and fulvestrant in HER2-positive, ER-positive breast cancer (NA-PHER2): an exploratory, open-label, phase 2 study. Lancet Oncol. 2018 Feb;19(2):249-256. doi: 10.1016/S1470-2045(18)30001-9. Epub 2018 Jan 8. PubMed 29326029 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jul 15, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT02530424
Lead sponsor
Fondazione Michelangelo
Responsible party
Sponsor
First posted
Aug 21, 2015
Start date
May 2015
Primary completion
Sep 2019
Completion
Nov 2019
Last update
Jul 15, 2020

Study contacts

Luca Gianni, MD
study chair · Ospedale San Raffaele

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Jul 2019. You cannot join it, but the record below documents what was studied.

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