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CompletedNCT02452021Updated Jul 27, 2021

Pencil Beam Scanning Proton Radiotherapy for Esophageal Cancer

An observational study in Esophageal Cancer, sponsored by Mayo Clinic. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2021-07-27.

Sponsored by Mayo Clinic · Observational

Study type
Observational
Model
Case-only
Time perspective
Prospective
Enrollment
30
Ages
18 Years and older
Sex
All
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Study summary

This is a prospective observational study designed to observe the toxicity and efficacy of PBS proton RT for patients with esophageal cancer undergoing trimodality therapy. The investigators hypothesize that PBS proton RT will be associated with a favorable adverse event profile and quality of life, with similar disease control outcomes, relative to historical comparisons of patients treated with photon RT.

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Conditions studied

  • Esophageal Cancer
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In context

Esophageal Neoplasms

1,593 studies on the registry are indexed under Esophageal Neoplasms; 461 are open to participants now.

This study's enrollment of 30 is below the median of 200 across 341 observational studies indexed under Esophageal Neoplasms.

Browse Esophageal Neoplasms studies →

Lead sponsor

Mayo Clinic is the lead sponsor of 3,218 studies on the registry; 670 are open to participants now.

Of its 445 completed or terminated interventional studies of FDA-regulated products, 313 (70%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

Adult patients with non-metastatic esophageal cancer who are candidates for neoadjuvant chemoradiotherapy followed by surgery

Inclusion criteria

  • Age ≥ 18 years.
  • Histological confirmation of adenocarcinoma or squamous cell carcinoma of the esophagus (mid, distal, or GE junction)
  • Stage T1N1-3M0 or T2-4N0-3M0 by American Joint Commission on Cancer (AJCC) 7th edition
  • Tumor extends ≤ 5 cm into gastric cardia, based on EGD and PET/CT
  • ECOG Performance Status (PS) 0-2 (Appendix I)
  • Surgical consultation to confirm that patient is an appropriate candidate for esophagectomy
  • Medical oncology consultation to confirm that patient is an appropriate candidate for chemotherapy
  • Planned to receive standard of care neoadjuvant CRT, consisting of PBS proton RT (50 Gy/25 fractions) and concurrent chemotherapy (weekly carboplatin and paclitaxel), followed by surgical resection
  • Ability to complete questionnaire(s) by themselves or with assistance.
  • Provide informed written consent.
  • Willing to return to enrolling institution for follow-up (during the Active Monitoring Phase of the study).

Note: During the Active Monitoring Phase of a study (i.e., active treatment and observation), participants must be willing to return to the consenting institution for follow-up.

  • Willing to sign consent onto the Mayo Clinic Radiotherapy Patient Outcomes Registry and Biobanking study, IRB number 15-000136

Exclusion criteria

Exclusion Criteria:

  • Cervical or upper esophageal tumors with any part of tumor \< 24 cm from incisors
  • Prior chemotherapy or RT for esophageal cancer
  • History of RT to the thorax
  • Co-morbid systemic illnesses or other severe concurrent disease which, in the judgment of the investigator, would make the patient inappropriate for entry into this study or interfere significantly with the proper assessment of adverse events.
  • Immunocompromised patients and patients known to be HIV positive and not currently receiving antiretroviral therapy. NOTE: Patients known to be HIV positive, but without clinical evidence of an immunocompromised state, are eligible for this trial.
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements.
  • Receiving any investigational agent which would be considered as a treatment for the primary neoplasm.
  • Other active malignancy ≤ 1 year prior to registration. EXCEPTIONS: Non-melanotic skin cancer or carcinoma-in-situ of the cervix. NOTE: If there is a history or prior malignancy, they must not be receiving other specific treatment for their cancer.
  • History of myocardial infarction ≤6 months, or congestive heart failure requiring use of ongoing maintenance therapy for life-threatening ventricular arrhythmias.
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Study design

Observational model
Case-only
Time perspective
Prospective
Enrollment
30 participants (actual)
Patient registry
No
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What researchers measure

Primary outcomes

  1. Rate of CTCAE acute grade 3 or higher adverse effects possibly attributed to neoadjuvant CRT

    Time frame: Within 90 days of enrollment

Secondary outcomes

  1. Surgical outcomes, including the percentage of patients who undergo a margin-negative (R0) resection and the rate of pathologic complete response (pCR)

    Time frame: Within 30 days following surgery

  2. Rate of postoperative complications

    Time frame: Within 30 days following surgery

  3. Length of hospital stay

    Time frame: Within 30 days following surgery

  4. Rate of CTCAE late grade 3 or higher adverse effects possibly attributed to therapy

    Time frame: 24 months after enrollment

  5. Rate of local-regional recurrence (LRR), progression-free survival (PFS), and overall survival (OS)

    Time frame: 24 months after enrollment

  6. Patient-reported quality of life using LASA-3, Mayo-10, PRO-CTCAE, and FACT-E

    Time frame: 24 months after enrollment

  7. Assessment of early cardiac toxicity after CRT using cardiac MRI

    Time frame: 42 days after completion of CRT

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Study locations

1 site
  • Mayo Clinic
    Rochester, Minnesota 55905, United States
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References and documents

Individual participant data

Plan to share: No

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jul 27, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT02452021
Lead sponsor
Mayo Clinic
Responsible party
Christopher (Chris) L. Hallemeier, M.D. (Principal Investigator, Mayo Clinic) — Principal investigator
First posted
May 22, 2015
Start date
Jul 2015
Primary completion
May 26, 2017
Completion
Aug 21, 2019
Last update
Jul 27, 2021

Study contacts

Christopher Hallemeier, MD
principal investigator · Mayo Clinic

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Jul 2021. You cannot join it, but the record below documents what was studied.

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