CClinicalTrials.gg
CompletedNCT02147769Early NIRSUpdated Apr 7, 2020Results posted

Cerebral Oxygenation and Autoregulation in Preterm Infants

An observational study in Intraventricular Hemorrhage of Prematurity and Complications of Prematurity, sponsored by Stanford University. Completed at 7 sites in United States. Open to participants aged Up to 24 Hours. Per ClinicalTrials.gov, last updated 2020-04-07.

Sponsored by Stanford University · Observational

Study type
Observational
Model
Cohort
Time perspective
Prospective
Enrollment
111
Ages
Up to 24 Hours
Sex
All
01

Study summary

Premature infants are at high risk for variations in blood pressure and oxygenation during the first few days of life. The immaturity of the premature brain may further predispose these infants to death or the development of neurologic problems. The relationship between unstable blood pressure and oxygen levels and brain injury has not been well elucidated.

This study investigates the utility of near-infrared spectroscopy (NIRS), a non-invasive oxygen-measuring device, to identify preterm infants at highest risk for brain injury or death.

02

Conditions studied

  • Intraventricular Hemorrhage of Prematurity
  • Complications of Prematurity

Keywords

  • cerebral autoregulation
  • preterm
  • near-infrared spectroscopy
03

In context

Premature Birth

2,557 studies on the registry are indexed under Premature Birth; 500 are open to participants now.

This study's enrollment of 111 is close to the median of 112 across 778 observational studies indexed under Premature Birth.

Browse Premature Birth studies →

Lead sponsor

Stanford University is the lead sponsor of 2,117 studies on the registry; 425 are open to participants now.

Of its 259 completed or terminated interventional studies of FDA-regulated products, 197 (76%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
Up to 24 Hours
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Probability sample

Study population

All inborn preterm infants with birth weight \<=1250 grams and with an indwelling arterial catheter already in place are eligible for study enrollment if they are \<24 hours old at the time of enrollment. These preterm infants are at risk for impaired cerebral autoregulation and may undergo non-invasive monitoring of cerebral oxygenation using near-infrared spectroscopy (NIRS).

Inclusion criteria

  • inborn
  • birth weight \<= 1250 grams
  • indwelling arterial catheter in place
  • age \<24 hours old

Exclusion criteria

Exclusion Criteria:

  • lethal chromosomal abnormality
  • major congenital anomaly
  • skin integrity insufficient to allow placement of NIRS sensors
  • decision to not provide full intensive care
05

Study design

Observational model
Cohort
Time perspective
Prospective
Enrollment
111 participants (actual)
Patient registry
No

Groups and cohorts

  • Preterm infants monitored with NIRS

    All infants enrolled in the study will be monitored with cerebral near-infrared spectroscopy (NIRS monitoring) to measure cerebral oxygenation levels in the first 96 hours of life. Mean arterial blood pressure will simultaneously be monitored.

    Device: NIRS monitoring

Interventions

  • DeviceNIRS monitoring

    All enrolled infants will undergo NIRS monitoring of cerebral oxygenation in addition to monitoring of continuous arterial blood pressure.

06

What researchers measure

Primary outcomes

  1. Mortality Before Hospital Discharge

    Participants will be followed for the outcome of death prior to hospital discharge.

    Time frame: Outcome measure will be assessed at the time of subject's initial discharge from the hospital (on average by 40 weeks postmenstrual age), but at a maximum of 1 year of life.

  2. Severe Central Nervous System (CNS) Morbidity

    Routine cranial ultrasound obtained within the first ten days of life will be utilized to detect grade 3 or 4 intraventricular hemorrhage, periventricular leukomalacia, significant ventriculomegaly, or white matter abnormalities.

    Time frame: Outcome measure will be assessed on day 10 of life. Participants will be followed for neuroradiographic evidence of CNS morbidity in the first ten days of life

07

Results

Posted Apr 7, 2020

Participant flow

Participant flow — Overall Study
MilestonePreterm Infants Monitored With NIRS
Started111
Completed111
Not completed0

Outcome measures

PrimaryMortality Before Hospital Discharge

Participants will be followed for the outcome of death prior to hospital discharge.

Time frame:
Outcome measure will be assessed at the time of subject's initial discharge from the hospital (on average by 40 weeks postmenstrual age), but at a maximum of 1 year of life.
Reported as:
Count of participants · Participants
Mortality Before Hospital Discharge
ParticipantsPreterm Infants Monitored With NIRS
Mortality Before Hospital Discharge11
PrimarySevere Central Nervous System (CNS) Morbidity

Routine cranial ultrasound obtained within the first ten days of life will be utilized to detect grade 3 or 4 intraventricular hemorrhage, periventricular leukomalacia, significant ventriculomegaly, or white matter abnormalities.

Time frame:
Outcome measure will be assessed on day 10 of life. Participants will be followed for neuroradiographic evidence of CNS morbidity in the first ten days of life
Reported as:
Count of participants · Participants
Severe Central Nervous System (CNS) Morbidity
ParticipantsPreterm Infants Monitored With NIRS
Severe Central Nervous System (CNS) Morbidity14

Adverse events

Collected over Adverse events were collected until hospital discharge or 6 months (whichever occurred first).. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Preterm Infants Monitored With NIRS11/111 (9.9%)14/111 (12.6%)0/111 (0%)
Most frequent serious events
Most frequent serious events
EventPreterm Infants Monitored With NIRS
CNS abnormalityNervous system disorders14/111

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Preterm Infants Monitored With NIRS
<=18 years111
Between 18 and 65 years0
>=65 years0
Age, Continuous
Age, Continuous(weeks gestational age)Preterm Infants Monitored With NIRS
Mean26 ± 1.7
Sex: Female, Male
Sex: Female, Male(Participants)Preterm Infants Monitored With NIRS
Female55
Male56
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Preterm Infants Monitored With NIRS
American Indian or Alaska Native0
Asian29
Native Hawaiian or Other Pacific Islander3
Black or African American18
White56
More than one race5
Unknown or Not Reported0
Death or Neuroradiographic abnormality at baseline
Death or Neuroradiographic abnormality at baseline(Participants)Preterm Infants Monitored With NIRS
Count of participants0
08

Study locations

7 sites
  • University of Alabama
    Birmingham, Alabama 35249, United States
  • Stanford University
    Palo Alto, California 94304, United States
  • Santa Clara Valley Medical Center
    San Jose, California 95128, United States
  • Yale-New Haven Children's Hospital
    New Haven, Connecticut 06520, United States
  • St. John's Children's Hospital
    Springfield, Illinois 62702, United States
  • Nationwide Children's Hospital
    Columbus, Ohio 43205, United States
  • UT Southwestern Medical Center
    Dallas, Texas 75390, United States
09

References and documents

Publications

  • Verhagen EA, Hummel LA, Bos AF, Kooi EM. Near-infrared spectroscopy to detect absence of cerebrovascular autoregulation in preterm infants. Clin Neurophysiol. 2014 Jan;125(1):47-52. doi: 10.1016/j.clinph.2013.07.001. Epub 2013 Aug 22. PubMed 23973384 ↗
  • Alderliesten T, Lemmers PM, Smarius JJ, van de Vosse RE, Baerts W, van Bel F. Cerebral oxygenation, extraction, and autoregulation in very preterm infants who develop peri-intraventricular hemorrhage. J Pediatr. 2013 Apr;162(4):698-704.e2. doi: 10.1016/j.jpeds.2012.09.038. Epub 2012 Nov 6. PubMed 23140883 ↗
  • Soul JS, Hammer PE, Tsuji M, Saul JP, Bassan H, Limperopoulos C, Disalvo DN, Moore M, Akins P, Ringer S, Volpe JJ, Trachtenberg F, du Plessis AJ. Fluctuating pressure-passivity is common in the cerebral circulation of sick premature infants. Pediatr Res. 2007 Apr;61(4):467-73. doi: 10.1203/pdr.0b013e31803237f6. PubMed 17515873 ↗
  • Wong FY, Silas R, Hew S, Samarasinghe T, Walker AM. Cerebral oxygenation is highly sensitive to blood pressure variability in sick preterm infants. PLoS One. 2012;7(8):e43165. doi: 10.1371/journal.pone.0043165. Epub 2012 Aug 14. PubMed 22905222 ↗
  • Caicedo A, De Smet D, Naulaers G, Ameye L, Vanderhaegen J, Lemmers P, Van Bel F, Van Huffel S. Cerebral tissue oxygenation and regional oxygen saturation can be used to study cerebral autoregulation in prematurely born infants. Pediatr Res. 2011 Jun;69(6):548-53. doi: 10.1203/PDR.0b013e3182176d85. PubMed 21364491 ↗
  • Wong FY, Leung TS, Austin T, Wilkinson M, Meek JH, Wyatt JS, Walker AM. Impaired autoregulation in preterm infants identified by using spatially resolved spectroscopy. Pediatrics. 2008 Mar;121(3):e604-11. doi: 10.1542/peds.2007-1487. Epub 2008 Feb 4. PubMed 18250118 ↗

Study documents

  • Protocol and statistical analysis plan · Feb 18, 2016

Documents are hosted by the registry — open the source record to download them.

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Apr 7, 2020, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT02147769
Lead sponsor
Stanford University
Collaborators
Medtronic - MITG
Responsible party
Valerie Chock, M.D., M.S. Epi (Principle Investigator, Stanford University) — Principal investigator
First posted
May 28, 2014
Start date
May 2014
Primary completion
Dec 2017
Completion
Mar 2018
Results posted
Apr 7, 2020
Last update
Apr 7, 2020

Study contacts

Valerie Chock, MD
principal investigator · Stanford University
Krisa Van Meurs, MD
principal investigator · Stanford University

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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