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CompletedNCT01994954Updated May 30, 2023Results posted

A Randomized Trial of Outpatient Oxygen Weaning Strategies in Premature Infants

An interventional study of RHO in Premature Infants, sponsored by University of Massachusetts, Worcester. Completed at 8 sites in United States. Open to participants aged Up to 37 Weeks. Per ClinicalTrials.gov, last updated 2023-05-30.

Sponsored by University of Massachusetts, Worcester · Not applicable, Interventional, and Diagnostic

Phase
Not applicable
Study type
Interventional
Enrollment
196
Allocation
Randomized
Ages
Up to 37 Weeks
Sex
All
01

Study summary

The investigators hypothesize that Recorded Home Oximetry (RHO) utilization will not increase rates of respiratory-related re-hospitalizations and ED visits, and will not impair growth compared to standard oxygen management protocols.

Evidence-based specific consensus guidelines for home regulated oxygen management do not currently exist. Current strategies for infants requiring outpatient supplemental home oxygen include brief checks of oxygen status during monthly clinic visits. Although the infants stay on monitors, no data in between visits is obtained to ensure that infants can maintain oxygen levels after weans are made. Before finally allowing oxygen to be removed, many centers also require an overnight sleep study in the hospital, to make sure that the infant's oxygen levels stay safe when the infant is in deep sleep. Because these methods rely solely on assumptions rather than individually recorded data, an infant's time on supplemental oxygen may be prolonged or insufficient. This study will evaluate both the currently used accepted therapy and a method of weaning that involves recording and sending oxygen data for analysis in between clinic visits.

Premature infants who require home oxygen therapy at time of discharge who meet eligibility criteria will be randomized into two arms:

Arm A ("Standard therapy"): Infants' oxygen will be increased, decreased, or maintained based on brief structured assessments during monthly clinic visits.

Arm B (Recorded Home Oximetry (RHO)): Infants will have the same monthly clinic assessments as in Arm A, but also will utilize Recorded Home Oximetry (RHO) to potentially increase, decrease or maintain oxygen between monthly visits.

Parents of all infants will be interviewed using structured quality-of-life questionnaires at the beginning and ending of the oxygen management process. Health care utilization (emergency department visits and rehospitalizations) and growth will be assessed 6 months after discontinuation of oxygen.

The investigators overall objective is to determine whether Recorded Home Oximetry (RHO) can improve caregiver quality of life, and can shorten Home Oxygen Therapy (HOT) duration and eliminate need for polysomnogram, without compromising safety. The investigators will determine respiratory-related re-hospitalizations, emergency department (ED) visits, and growth parameters to confirm safety of the proposed weaning strategies.

02

Conditions studied

  • Premature Infants

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Keywords

  • newborn intensive care unit
  • NICU
  • supplemental oxygen
03

In context

Premature Birth

2,554 studies on the registry are indexed under Premature Birth; 498 are open to participants now.

This study's enrollment of 196 is above the median of 84 across 1,689 interventional studies indexed under Premature Birth.

Browse Premature Birth studies →

Lead sponsor

University of Massachusetts, Worcester is the lead sponsor of 288 studies on the registry; 54 are open to participants now.

Of its 25 completed or terminated interventional studies of FDA-regulated products, 18 (72%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Up to 37 Weeks
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Infant with birth gestational age ≤ 37 (37 0/7) wks postmenstrual age (PMA) who has requirement for supplemental O2 at time of NICU discharge, as determined by primary NICU team.
  • Infant receiving pediatric pulmonology care at the Center for Healthy Infant Lung Development
  • Parent aged 18 years or older
  • English or Spanish-speaking.

Exclusion criteria

Exclusion Criteria:

  • Parents whose infants has presence of pulmonary hypertension at enrollment
  • Parents whose infant with syndrome or other diagnosis with known high risk for persistent hypoxia (cardiac disease, Trisomy 21, Pierre-Robin Sequence, etc.)
  • Parents whose infant has requirement for O2 flow rate > 1 L/min or tracheostomy
  • Any infants who also require caffeine at discharge from the NICU
05

Study design

Phase
Not applicable
Primary purpose
Diagnostic
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
196 participants (actual)

Study arms

  • No intervention
    Arm A:Standard therapy

    Infants' oxygen will be increased, decreased, or maintained based on brief structured assessments during monthly clinic visits. Polysomnograms will be utilized prior to final discontinuation of oxygen. RHO will only be utilized on the night prior to and during the polysomnogram to compare these two modalities.

  • Experimental
    Arm B:RHO

    Infants will have the same monthly clinic assessments as in Arm A, but also will utilize RHO to potentially increase, decrease or maintain oxygen between monthly visits. Parents will transmit a minimum of 4 days of stored RHO data (min 8 hrs per day) every 4-7 days. Changes in oxygen needs will be made based on standardized objective criteria. To determine discontinuation of oxygen, RHO will be utilized instead of polysomnography.

    Other: RHO

Interventions

  • OtherRHO

    Recorded oximetry data will be downloaded from home oximeters, analyzed, and used to assist in supplemental oxygen weaning decisions.

06

What researchers measure

Primary outcomes

  1. Duration of Home Oxygen Therapy

    Duration of home oxygen use from time of randomization (baseline visit) to successful discontinuation of home oxygen therapy (HOT).

    Time frame: NICU discharge date until successful discontinuation of home oxygen therapy (HOT), up to 26 months.

  2. Caregiver Quality of Life

    We will compare the difference between survey-derived quality-of-life scores, comparing parent response averages while on home oxygen therapy (HOT) versus 3 months post oxygen discontinuation scores in both arms. The infant scale is composed of 36 items comprising 5 dimensions. The item scaling is a 5-point Likert scale from 0 (never) to 4 (almost always). Scores range from 0 to 100, with a higher score indicating a higher parent satisfaction and quality of life.

    Time frame: Monthly while on home oxygen therapy and at 3 months post discontinuation of therapy

Secondary outcomes

  1. Participants With Respiratory-related Emergency Department Visits and Rehospitalizations

    We will assess rates of rehospitalization or ED visit throughout the weaning process and continue to assess until 6 months post discontinuation.

    Time frame: WIthin 6 months of discontinuation of home oxygen

  2. Growth Parameters

    Growth measurements were taken at each monthly clinic visit while on oxygen. The average for weight z-score change was calculated for each subject while on oxygen therapy. After oxygen discontinuation, growth measurements were taken at the 1 month and 6 month post wean visits. These two measurements were again averaged for each patient. The weight z-score change was found in both arms for pre and post weaning from home oxygen therapy. The weight z-score indicates the number of standard deviations away from the mean a participants weight is. A z-score of 0 is equal to the mean. Negative numbers indicate values lower than the mean and positive numbers indicate values higher than the mean.

    Time frame: Enrollment to 6 months post home oxygen therapy discontinuation

  3. Growth Parameters, Weight-for-length Z-score Change

    Growth measurements were taken at each monthly clinic visit while on oxygen. The average for weight for length z-score change was calculated for each subject while on oxygen therapy. After oxygen discontinuation, growth measurements were taken at the 1 month and 6 month post wean visits. These two measurements were again averaged for each patient. The weight for length z-score change was found in both arms for pre and post weaning from home oxygen therapy.The weight-for-length z-score indicates the number of standard deviations away from the mean a participants weight is. A z-score of 0 is equal to the mean. Negative numbers indicate values lower than the mean and positive numbers indicate values higher than the mean.

    Time frame: Enrollment through 6 months post discontinuation of home oxygen therapy

07

Results

Posted Oct 2, 2019

Participant flow

Eligible patients were screened from November 2013 to December 2017. Subjects were screened either before NICU discharge with anticipation of HOT therapy or at their first pulmonary clinic visit. Each subject was consented at their first outpatient pulmonary clinic or NICU follow-up clinic with a pulmonary component.

Participant flow — Overall Study
MilestoneArm A:Standard TherapyArm B:RHO
Started9997
Completed7467
Not completed2530
Withdrew: Death10
Withdrew: Withdrawal by subject914
Withdrew: Physician decision22
Withdrew: Lost to follow-up810
Withdrew: 6 month follow-up not complete54

Outcome measures

PrimaryDuration of Home Oxygen Therapy

Duration of home oxygen use from time of randomization (baseline visit) to successful discontinuation of home oxygen therapy (HOT).

Time frame:
NICU discharge date until successful discontinuation of home oxygen therapy (HOT), up to 26 months.
Reported as:
Median · Days
Duration of Home Oxygen Therapy
DaysArm A:Standard TherapyArm B:RHO
Duration of Home Oxygen Therapy66 (42 to 113)58 (24 to 127)
Statistical analysis
  • Arm A:Standard Therapy vs Arm B:RHO · t-test, 2 sided · p = <0.03 (A two-sided P-value of 0.05 or less was interpreted as a statistically significant result.)
PrimaryCaregiver Quality of Life

We will compare the difference between survey-derived quality-of-life scores, comparing parent response averages while on home oxygen therapy (HOT) versus 3 months post oxygen discontinuation scores in both arms. The infant scale is composed of 36 items comprising 5 dimensions. The item scaling is a 5-point Likert scale from 0 (never) to 4 (almost always). Scores range from 0 to 100, with a higher score indicating a higher parent satisfaction and quality of life.

Time frame:
Monthly while on home oxygen therapy and at 3 months post discontinuation of therapy
Reported as:
Mean · score on a scale
Caregiver Quality of Life
score on a scaleArm A:Standard TherapyArm B:RHO
Pre-Wean from HOT74.5 ± 16.370.4 ± 15.0
Post-Wean from HOT78.6 ± 18.675.9 ± 17.4
Statistical analysis
  • Arm A:Standard Therapy vs Arm B:RHO · Wilcoxon (Mann-Whitney) · p = 0.38
SecondaryParticipants With Respiratory-related Emergency Department Visits and Rehospitalizations

We will assess rates of rehospitalization or ED visit throughout the weaning process and continue to assess until 6 months post discontinuation.

Time frame:
WIthin 6 months of discontinuation of home oxygen
Reported as:
Number · participants
Participants With Respiratory-related Emergency Department Visits and Rehospitalizations
participantsArm A:Standard TherapyArm B:RHO
All Events4125
Serious Adverse Event2819
Life Threatening, ICU admission or Intubation (G4)76
Hospitalization (G3)3019
Intervention without hospitalization3926
Event During Respiratory Virus Season2917
Event During Non-Respiratory Season2615
Respiratory Related Events2620
Non-Respiratory Related Events2514
SecondaryGrowth Parameters

Growth measurements were taken at each monthly clinic visit while on oxygen. The average for weight z-score change was calculated for each subject while on oxygen therapy. After oxygen discontinuation, growth measurements were taken at the 1 month and 6 month post wean visits. These two measurements were again averaged for each patient. The weight z-score change was found in both arms for pre and post weaning from home oxygen therapy. The weight z-score indicates the number of standard deviations away from the mean a participants weight is. A z-score of 0 is equal to the mean. Negative numbers indicate values lower than the mean and positive numbers indicate values higher than the mean.

Time frame:
Enrollment to 6 months post home oxygen therapy discontinuation
Reported as:
Mean · Weight z-score change
Growth Parameters
Weight z-score changeArm A: Standard of Care, Pre-WeaningArm B: Intervention Arm; Pre-WeaningArm A: Standard of Care; Post-WeaningArm B: Intervention Arm; Post-Weaning
Growth Parameters-0.13 ± 0.03-0.01 ± 0.030.02 ± 0.030.03 ± 0.03
SecondaryGrowth Parameters, Weight-for-length Z-score Change

Growth measurements were taken at each monthly clinic visit while on oxygen. The average for weight for length z-score change was calculated for each subject while on oxygen therapy. After oxygen discontinuation, growth measurements were taken at the 1 month and 6 month post wean visits. These two measurements were again averaged for each patient. The weight for length z-score change was found in both arms for pre and post weaning from home oxygen therapy.The weight-for-length z-score indicates the number of standard deviations away from the mean a participants weight is. A z-score of 0 is equal to the mean. Negative numbers indicate values lower than the mean and positive numbers indicate values higher than the mean.

Time frame:
Enrollment through 6 months post discontinuation of home oxygen therapy
Reported as:
Mean · Weight-for-Length z-score change
Growth Parameters, Weight-for-length Z-score Change
Weight-for-Length z-score changeArm A: Standard of Care, Pre-WeaningArm B: Intervention Arm; Pre-WeaningArm A: Standard of Care; Post-WeaningArm B: Intervention Arm; Post-Weaning
Growth Parameters, Weight-for-length Z-score Change-0.17 ± 0.06-0.06 ± 0.07-0.14 ± 0.070.01 ± 0.07

Adverse events

Collected over Adverse events were tracked from enrollment until 6 months post home oxygen therapy discontinuation.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Arm A:Standard Therapy41/99 (41.4%)28/99 (28.3%)13/99 (13.1%)
Arm B:RHO26/97 (26.8%)19/97 (19.6%)10/97 (10.3%)
Most frequent serious events
Most frequent serious events
EventArm A:Standard TherapyArm B:RHO
Viral Respiratory EventRespiratory, thoracic and mediastinal disorders16/9918/97
Feeding Issue/G-Tube ComplicationGastrointestinal disorders8/991/97
OtherRespiratory, thoracic and mediastinal disorders4/990/97
Most frequent other events
Most frequent other events
EventArm A:Standard TherapyArm B:RHO
Respiratory Related EventRespiratory, thoracic and mediastinal disorders13/9910/97

Baseline characteristics

Age, Customized
Age, Customized(Participants)Arm A:Standard TherapyArm B:RHOTotal
Less than 1 Year of Age9997196
Sex: Female, Male
Sex: Female, Male(Participants)Arm A:Standard TherapyArm B:RHOTotal
Female413374
Male5864122
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Arm A:Standard TherapyArm B:RHOTotal
Hispanic or Latino12618
Not Hispanic or Latino6165126
Unknown or Not Reported262652
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Arm A:Standard TherapyArm B:RHOTotal
American Indian or Alaska Native011
Asian145
Native Hawaiian or Other Pacific Islander000
Black or African American121325
White5759116
More than one race7512
Unknown or Not Reported221537
Region of Enrollment
Region of Enrollment(participants)Arm A:Standard TherapyArm B:RHOTotal
United States9997196
Respiratory Support at 36 Weeks
Respiratory Support at 36 Weeks(Participants)Arm A:Standard TherapyArm B:RHOTotal
Mechanical Ventilation369
Non-Invasive Positive Pressure (CPAP/HFNC)5248100
Low-Flow Nasal Cannula (LFNC)363268
Room Air257
Unknown6612
Diuretics
Diuretics(Participants)Arm A:Standard TherapyArm B:RHOTotal
Yes5251103
No413879
Unknowns6814
Birth Weight
Birth Weight(grams)Arm A:Standard TherapyArm B:RHOTotal
Mean938.2 ± 439.1929.5 ± 442.6933.9 ± 439.6

2 further baseline measures are reported on the registry.

08

Study locations

8 sites
  • University of Connecticut Health Center
    Farmington, Connecticut 06030, United States
  • Kentucky Children's Hospital at University of Kentucky
    Lexington, Kentucky 40536, United States
  • Boston Children's Hospital
    Boston, Massachusetts 02115, United States
  • Baystate Medical Center
    Springfield, Massachusetts 01199, United States
  • UMass Memorial Medical Center
    Worcester, Massachusetts 01655, United States
  • Dartmouth Hitchcock Medical Center
    Lebanon, New Hampshire 03766, United States
  • Boston Children's Hospital Physicians
    Valhalla, New York 10595, United States
  • University of Vermont Medical Center
    Burlington, Vermont 05401, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Jun 14, 2016

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 30, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01994954
Lead sponsor
University of Massachusetts, Worcester
Collaborators
Bay State Medical Center, UConn Health, University of Vermont Medical Center, Connecticut Children's Medical Center, Patient-Centered Outcomes Research Institute, University of Kentucky, Boston Children's Hospital, Dartmouth-Hitchcock Medical Center, Tufts Medical Center, Westchester Medical Center
Responsible party
Sponsor
First posted
Nov 26, 2013
Start date
Nov 2013
Primary completion
Dec 2017
Completion
Feb 2019
Results posted
Oct 2, 2019
Last update
May 30, 2023

Study contacts

Lawrence Rhein, MD, MPH
principal investigator · University of Massachusetts, Worcester
Heather White, BS
study director · University of Massachusetts, Worcester

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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