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CompletedNCT01688609Updated Sep 11, 2017Results posted

Lapatinib Ditosylate, Trastuzumab, Paclitaxel, and Surgery in Treating Patients With Breast Cancer

A Phase 2 interventional study of lapatinib ditosylate and paclitaxel in HER2-positive Breast Cancer, Stage II Breast Cancer and Stage IIIA Breast Cancer, sponsored by National Cancer Institute (NCI). Completed at 3 sites in 2 countries. Open to female participants aged 20 Years and older. Per ClinicalTrials.gov, last updated 2017-09-11.

Sponsored by National Cancer Institute (NCI) · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
18
Allocation
Not applicable
Ages
20 Years and older
Sex
Female
01

Study summary

This phase II trial studies how well giving lapatinib ditosylate together with trastuzumab, paclitaxel, and surgery works in treating patients with breast cancer. Lapatinib ditosylate may stop the growth of tumor cells by blocking some of the enzymes needed for cell growth. Monoclonal antibodies, such as trastuzumab, can block tumor growth in different ways. Some block the ability of tumor to grow and spread. Others find tumor cells and help kill them or carry cancer-killing substances to them. Drugs used in chemotherapy, such as paclitaxel, work in different ways to stop the growth of tumor cells, either by killing the cells or by stopping them from dividing.

Read the detailed description

PRIMARY OBJECTIVES:

I. To evaluate the changes in cancer stem cell (CSC) markers; % CD44 variant (CD44v)-positive tumor cells and aldehyde dehydrogenase-1 (ALDH1) positivity before and after study drug exposure and after concurrent preoperative chemotherapy.

II. To determine the pathological complete response (pCR) rate produced by lapatinib (lapatinib ditosylate) + trastuzumab followed by concurrent preoperative lapatinib, trastuzumab, and paclitaxel chemotherapy for operable human epidermal growth factor receptor 2-positive (HER2+) breast cancer.

SECONDARY OBJECTIVES:

I. To determine the cellular response rate produced by study drug exposure and/or concurrent preoperative chemotherapy.

II. To determine cutoff values of baseline ratios of phosphorylated HER2 (pHER2)/HER2, phosphorylated epidermal growth factor receptor (EGFR) (pEGFR)/EGFR, phosphorylated ERK (pERK)/ERK and phosphorylated protein kinase B (pAkt)/Akt that are associated with pCR.

III. To assess the safety and tolerability of study therapy in Japanese women.

OUTLINE:

Drug exposure: Patients receive lapatinib ditosylate orally (PO) once daily (QD) and trastuzumab intravenously (IV) over 30-90 minutes once weekly for 6 weeks in the absence of disease progression or unacceptable toxicity.

Preoperative therapy: Patients receive lapatinib ditosylate PO QD, trastuzumab IV over 30 minutes once weekly, and paclitaxel IV over 90 minutes once weekly for 12 weeks in the absence of disease progression or unacceptable toxicity. Patients then undergo lumpectomy* or mastectomy*.

After completion of study treatment, patients are followed up for 12 weeks.

NOTE: * Patients considered to be candidates for breast-conservation therapy (BCT) are offered lumpectomy. Patients who are not considered to be candidates for BCT or who do not desire BCT undergo total mastectomy.

02

Conditions studied

  • HER2-positive Breast Cancer
  • Stage II Breast Cancer
  • Stage IIIA Breast Cancer

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03

In context

Breast Neoplasms

12,544 studies on the registry are indexed under Breast Neoplasms; 2,892 are open to participants now.

This study's enrollment of 18 is below the median of 72 across 9,303 interventional studies indexed under Breast Neoplasms.

Browse Breast Neoplasms studies →

Lead sponsor

National Cancer Institute (NCI) is the lead sponsor of 3,506 studies on the registry; 334 are open to participants now.

Of its 402 completed or terminated interventional studies of FDA-regulated products, 365 (91%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
20 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  • Patients must have histologically or cytologically confirmed primary invasive breast cancer
  • Primary tumor is larger than 2 cm in diameter (T2) as measured by caliper or ultrasound
  • Overexpression and/or amplification of HER2 is confirmed by immunohistochemistry (IHC) 3+ or fluorescence in situ hybridization (FISH) + when IHC 2+
  • Patients have not received prior therapies for breast cancer
  • Patients have Karnofsky >= 70%
  • Leukocytes >= 3,000/mcL
  • Absolute neutrophil count >= 1,500/mcL
  • Hemoglobin >= 9.0 g/dL
  • Platelets >= 75,000/mcL
  • Total bilirubin =\< 1.5 times institutional upper limit of normal
  • Aspartate aminotransferase (AST)(serum glutamic oxaloacetic transaminase [SGOT])/alanine aminotransferase (ALT)(serum glutamic pyruvate transaminase[SGPT]) =\< 2.5 times institutional ULN
  • Creatinine =\< 1.5 times institutional upper limit of normal (ULN)
  • Patients must have left ventricular ejection fraction (LVEF) >= 50% by multi-gated acquisition (MUGA) or echocardiography
  • Patients must be able to take oral medications (i.e., no uncontrolled vomiting, inability to swallow, or diagnosis of chronic malabsorption)
  • Women of childbearing potential must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry and for the duration of study participation as well as for at least 6 months after the last dose of trastuzumab
  • Ability to understand and willingness not only for treatment but also for undergoing serial biopsies and sign a written informed consent document
  • Only Japanese women are eligible for the trial

Exclusion criteria

Exclusion Criteria:

  • Patients who have had chemotherapy or radiotherapy
  • Patients who are receiving any other investigational agents
  • Patients have distal metastasis (stage IV disease)
  • Patients with previous (within 10 years) or current history of malignant neoplasm except for curatively treated basal and squamous cell carcinoma of the skin or carcinoma in situ of the cervix
  • Patients with a history of allergic reactions attributed to compounds of similar chemical or biologic composition to lapatinib or other agents used in study
  • Patients receiving any medications or substances that are inhibitors or inducers of cytochrome P450 3A4 (CYP3A4) are ineligible
  • Patients who have uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements
  • Pregnant women
  • Patients who have family or personal history of congenital long or short QT syndrome, Brugada syndrome, QT/QTc prolongation, or torsade de pointes
  • Patients who have chronic gastrointestinal disease presenting with diarrhea (inflammatory bowel disease, malabsorption, or >= grade 2 diarrhea of any etiology at baseline)
  • Patients who have neuropathy >= grade 2 of any cause
  • Patients are diagnosed with inflammatory breast cancer or bilateral breast cancer
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
18 participants (actual)

Study arms

  • Experimental
    Treatment (lapatinib, trastuzumab, paclitaxel, surgery)

    Drug exposure: Patients receive lapatinib ditosylate PO QD and trastuzumab IV over 30-90 minutes once weekly for 6 weeks in the absence of disease progression or unacceptable toxicity. Preoperative therapy: Patients receive lapatinib ditosylate PO QD, trastuzumab IV over 30 minutes once weekly, and paclitaxel IV over 90 minutes once weekly for 12 weeks in the absence of disease progression or unacceptable toxicity. Patients then undergo lumpectomy or mastectomy.

    Drug: lapatinib ditosylate · Drug: paclitaxel · Biological: trastuzumab · Procedure: therapeutic conventional surgery · Other: pharmacological study · Other: laboratory biomarker analysis

Interventions

  • Druglapatinib ditosylate

    Given PO

    Also known as: GSK572016, GW-572016, GW2016, Lapatinib, Tykerb

  • Drugpaclitaxel

    Given IV

    Also known as: Anzatax, Asotax, TAX, Taxol

  • Biologicaltrastuzumab

    Given IV

    Also known as: anti-c-erB-2, Herceptin, MOAB HER2

  • Proceduretherapeutic conventional surgery

    Undergo lumpectomy or mastectomy

  • Otherpharmacological study

    Correlative studies

    Also known as: pharmacological studies

  • Otherlaboratory biomarker analysis

    Correlative studies

06

What researchers measure

Primary outcomes

  1. Expression of ALDH1 and CD44v Change in the Binary Biomarkers From Baseline to 6 Weeks and 18 Weeks

    For biomarkers ALDH1 and CD44v, the change in the proportions of CD44v-positive (CD44v+) tumor cells and ALDH1-positive (ALDH1+) tumor cells in tumor tissue from baseline to 6 weeks and 18 weeks time points were determined for each patient. For biomarker change, changes in the binary biomarkers between time points were assessed using McNemar's test in all patients and separately in patients with and without pCR.

    Time frame: From baseline to 18 weeks

  2. Number of Participants With Pathological Complete Response (pCR)

    The point estimate of the pCR rate will be calculated for all patients. pCR is defined as the abscence of invasive cancer in the breast and regional lymph nodes following neoadjuvant chemotherapy.

    Time frame: Up to 12 weeks

Secondary outcomes

  1. Cellular Response Rate, Defined as Patients With an Epithelial Phenotype Having Eradication of CTCs; Patients With a Mesenchymal Phenotype Having Eradication of Tumor Cells; Patients With a Mesenchymal Phenotype Converting to an Epithelial Phenotype

    Cellular response will be documented and calculated for rate in all patients.

    Time frame: Up to 18 weeks

  2. EGFR-mutation Status of Tumors and Changes in the Ratio of Phosphorylated to Nonphosphorylated HER2, EGFR, ERK, Akt, and the Ki67 and TUNEL Indices Before and After Treatment

    The EGFR mutation status will be a binary variable (yes vs. no), and the phosphorylation status of HER2 and EGFR will be a ratio variable (0-100%). The CART method to identify cut-off points for the phosphorylation ratio of molecules of interest will be used, such that ratios above the cut-off point will be considered "high phosphorylation" and ratios below the cut-off point will be considered "low phosphorylation."

    Time frame: From baseline to 24 weeks

  3. Number of Participants With Treatment-Related Toxicities

    Time frame: Up to 12 weeks after completion of study treatment

07

Results

Posted Sep 11, 2017

Participant flow

Participant flow — Overall Study
MilestoneTreatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
Started18
Completed18
Not completed0

Outcome measures

PrimaryExpression of ALDH1 and CD44v Change in the Binary Biomarkers From Baseline to 6 Weeks and 18 Weeks

For biomarkers ALDH1 and CD44v, the change in the proportions of CD44v-positive (CD44v+) tumor cells and ALDH1-positive (ALDH1+) tumor cells in tumor tissue from baseline to 6 weeks and 18 weeks time points were determined for each patient. For biomarker change, changes in the binary biomarkers between time points were assessed using McNemar's test in all patients and separately in patients with and without pCR.

Time frame:
From baseline to 18 weeks
Reported as:
Count of participants · Participants
Expression of ALDH1 and CD44v Change in the Binary Biomarkers From Baseline to 6 Weeks and 18 Weeks
ParticipantsTreatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
baseline CD44v expression : pCR5
baseline CD44v expression : non-pCR3
CD44v expression at 6 weeks : pCR0
CD44v expression at 6 weeks : non-pCR4
CD44v expression at 18 weeks : pCR0
CD44v expression at 18 weeks : non-pCR5
baseline ALDH1 expression : pCR8
baseline ALDH1 expression : non-pCR10
ALDH1 expression at 6 weeks : pCR7
ALDH1 expression at 6 weeks : non-pCR10
ALDH1 expression at 18 weeks : pCR8
ALDH1 expression at 18 weeks : non-pCR9
PrimaryNumber of Participants With Pathological Complete Response (pCR)

The point estimate of the pCR rate will be calculated for all patients. pCR is defined as the abscence of invasive cancer in the breast and regional lymph nodes following neoadjuvant chemotherapy.

Time frame:
Up to 12 weeks
Reported as:
Count of participants · Participants
Number of Participants With Pathological Complete Response (pCR)
ParticipantsTreatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
Number of Participants With Pathological Complete Response (pCR)8
SecondaryCellular Response Rate, Defined as Patients With an Epithelial Phenotype Having Eradication of CTCs; Patients With a Mesenchymal Phenotype Having Eradication of Tumor Cells; Patients With a Mesenchymal Phenotype Converting to an Epithelial Phenotype

Cellular response will be documented and calculated for rate in all patients.

Time frame:
Up to 18 weeks
Reported as:
Number · participants
Cellular Response Rate, Defined as Patients With an Epithelial Phenotype Having Eradication of CTCs; Patients With a Mesenchymal Phenotype Having Eradication of Tumor Cells; Patients With a Mesenchymal Phenotype Converting to an Epithelial Phenotype
participantsTreatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
positive cellular response at 6 weeks4
positive cellular response at 18 weeks10
SecondaryEGFR-mutation Status of Tumors and Changes in the Ratio of Phosphorylated to Nonphosphorylated HER2, EGFR, ERK, Akt, and the Ki67 and TUNEL Indices Before and After Treatment

The EGFR mutation status will be a binary variable (yes vs. no), and the phosphorylation status of HER2 and EGFR will be a ratio variable (0-100%). The CART method to identify cut-off points for the phosphorylation ratio of molecules of interest will be used, such that ratios above the cut-off point will be considered "high phosphorylation" and ratios below the cut-off point will be considered "low phosphorylation."

Time frame:
From baseline to 24 weeks

No measurements were reported for this outcome.

SecondaryNumber of Participants With Treatment-Related Toxicities
Time frame:
Up to 12 weeks after completion of study treatment
Reported as:
Number · participants
Number of Participants With Treatment-Related Toxicities
participantsTreatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
Grade 3 ALT increase2
Grade 3 GGT increase1
Grade 3 leukopenia1
Grade 3 neutropenia1

Adverse events

Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Treatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)0/18 (0%)0/18 (0%)17/18 (94.4%)
Most frequent other events
Most frequent other events
EventTreatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
diarrheaGastrointestinal disorders17/18
oral mucositisGastrointestinal disorders14/18
hand-foot syndromeSkin and subcutaneous tissue disorders13/18
increased alanine aminotransferase levelInvestigations12/18
increased aspartate aminotransferaseInvestigations11/18
rashSkin and subcutaneous tissue disorders10/18

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Treatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
<=18 years0
Between 18 and 65 years18
>=65 years0
Sex: Female, Male
Sex: Female, Male(Participants)Treatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
Female18
Male0
Region of Enrollment
Region of Enrollment(participants)Treatment (Lapatinib, Trastuzumab, Paclitaxel, Surgery)
Japan18
08

Study locations

3 sites
  • M D Anderson Cancer Center
    Houston, Texas 77030, United States
  • Keio University
    Shinjuku-ku, Tokyo 160-8582, Japan
  • Saint Luke's International Hospital
    Chuo-ku, Toyko 104-8560, Japan
09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Sep 11, 2017, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT01688609
Lead sponsor
National Cancer Institute (NCI)
Responsible party
Sponsor
First posted
Sep 20, 2012
Start date
Jul 2012
Primary completion
Dec 2013
Completion
Aug 15, 2016
Results posted
Sep 11, 2017
Last update
Sep 11, 2017

Study contacts

Teruo Yamauchi
principal investigator · Saint Luke's International Hospital
View the source record on ClinicalTrials.gov ↗

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