CClinicalTrials.gg
CompletedNCT01600170Updated Nov 23, 2020Results posted

Downmodulating Monocyte Activation for HIV-1 Associated Neurocognitive Disorders (HAND)

A Phase 4 interventional study of Atorvastatin (generic Lipitor) and placebo in HIV Dementia, sponsored by University of Pennsylvania. Completed at 1 site in United States. Open to participants aged 18 Years to 60 Years. Per ClinicalTrials.gov, last updated 2020-11-23.

Sponsored by University of Pennsylvania · Phase 4, Interventional, and Treatment

Phase
Phase 4
Study type
Interventional
Enrollment
11
Allocation
Randomized
Ages
18 Years to 60 Years
Sex
All
01

Study summary

HIV associated neurological disorders (HAND), are a major problem even in ART treated people. HAND results from chronic inflammation which is largely attributed to expansion and activation of monocytes. These activated monocytes, some of which also carry virus to the brain, invade the CNS and release cytokines / chemokines resulting in further recruitment of monocytes, as well as release viral proteins which injure neurons and cause activation of other brain cells. Persistent monocyte/macrophage activation is thus a potential critical target for adjunctive therapy to treat or prevent HAND. The investigators therefore propose to study the effects of a statin drug (Atorvastatin), which has anti-inflammatory functions, on the monocyte activation status in ART treated HIV+ individuals.

The investigators objectives are based on the hypothesis that Atorvastatin treatment will reduce the inflammatory and activated phenotype and function of monocytes which have been linked to HIV associated neuropathogenesis and occur in HIV infected subjects despite ART. In this study the investigators propose to

  1. define the effect of Atorvastatin on monocyte activation in HIV infected / ART treated subjects in a double blind, placebo controlled crossover study
02

Conditions studied

  • HIV Dementia

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Keywords

  • HIV
  • monocytes
  • CD16+
  • statins
  • mcp1
  • inflammation
03

Who can participate

Ages eligible
18 Years to 60 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Chronic HIV-1 infected individuals on HAART (with no change in treatment within 4 weeks of study entry) and willing to continue therapy for the duration of the study.
  2. HIV viral load less than 200 copies/ml for more than 6 months at time of screening.
  3. Nadir CD4 count less than 350 and current CD4 counts greater than 100 cells/ul.
  4. Hs-CRP levels above 2mg/L.
  5. Willingness to use a method of contraception during the study period.
  6. Willingness to comply with study evaluations for LP sub-study.
  7. Karnofsky performance score of 80 or higher.
  8. If female, willing to undergo pregnancy testing on a monthly basis and not breastfeeding.
  9. Hemoglobin greater than or equal to 9.0 g/dL for female and 10.0 g/dL for male subjects.
  10. men and women 18 years or older.

Exclusion criteria

Exclusion Criteria:

  1. Concomitant use of fibric acid derivatives or other lipid lowering agents including patients on statins and Ezetimibe.
  2. Use of any anti-inflammatory drugs (OTC or prescription) on a daily basis.
  3. Pregnancy or breastfeeding
  4. Active drug use or alcohol abuse/dependence which in the opinion of researchers will interfere with the patients' ability to participate in the study.
  5. Allergy or hypersensitivity to Atorvastatin or any of its components.
  6. History of myositis or rhabdomyolysis with use of any statins.
  7. Patients who are on concurrent immunomodulatory agents, including systemic corticosteroids (nasal or inhaled) will be ineligible for 3 months after completion of therapy with the agent.
  8. History of inflammatory muscle disease such a poly or dermatomyositis.
  9. Serious intercurrent illness requiring systemic treatment and/or hospitalization within 30 days of entry.
  10. Evidence of active opportunistic infections requiring treatment or neoplasms that require chemotherapy during study period.
  11. CPK greater than 3 times the ULN.
  12. Known active liver disease or AST/ALT greater than 3 times the ULN.
  13. Renal insufficiency, indicated by serum creatinine greater than 2mg/dL.
  14. Absolute neutrophil counts less than 1000/ul; hemoglobin less than 10g/dL for males and less than 9g/dL for females; platelet counts less than 100,000/mm3.
  15. Documented HCV infection.
  16. NYHA class III or IV congestive heart failure.
  17. Active IV drug use within 1 year prior to entry.
  18. For LP sub-study, allergy to Lidocaine.
  19. Coronary artery disease or equivalent including Diabetes mellitus.
04

Study design

Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Double (Participant, Investigator)
Enrollment
11 participants (actual)

Study arms

  • Active comparator
    Atorvastatin

    Participants were given atorvastatin for 12 weeks at various doses based on their specific HAART treatment.

    Drug: Atorvastatin (generic Lipitor)

  • Placebo comparator
    Placebo

    Participants were given Placebo tablets for 12 weeks.

    Drug: placebo

Interventions

  • DrugAtorvastatin (generic Lipitor)

    Atorvastatin is an FDA approved prescription drug which is frequently used to lower cholesterol levels.It is available in the form of tablets ranging in dose from 10-80mg.

  • Drugplacebo

    A substance containing no medication and prescribed or given to reinforce a patient's expectation to get well.

05

What researchers measure

Primary outcomes

  1. Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD16 at 12 Weeks, as a Result of Treatment.

    Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface markers. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker (CD16) at 12 wk versus 0wk within each Period. Data is shown as fold change over 12 weeks, in percent positive monocytes expressing surface markers. Change in primary outcome measures in each treatment arm is expressed as fold change (at week 12 versus week 0). For eg. outcome measure CD14+CD16+ in atorvastatin arm shows a mean value of 1.14. This means at 12 weeks there is an increase of 0.14 fold in the percent monocyte population expressing CD14+CD16+ marker, versus 0 week. Similarly in the placebo group. If fold change in atorvastatin group is smaller than in placebo group, then the treatment had no effect.

    Time frame: Week 0 and week 12

  2. Change From Baseline Within Each Period in Levels of Plasma Inflammatory Marker MCP-1 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.

    Monocyte specific inflammatory soluble factor MCP-1 was measured by Luminex in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data is shown as fold change in concentration of MCP-1 over 12wks within each treatment period.

    Time frame: Week 0 and week 12

  3. Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD163 at 12 Weeks, as a Result of Treatment.

    Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker CD163. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker (CD163) at 12 wk versus 0wk within each Period. Data in each treatment arm is shown as 'mean difference' at 12 weeks versus 0 week, in percent positive monocytes expressing surface marker CD163. Data is expressed as the difference of the mean values at week 12 and week 0. The negative values mean that the mean values at 12 week were lower than the mean values at 0 week.

    Time frame: week 0 and week 12

  4. Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CCR2 at 12 Weeks, as a Result of Treatment.

    Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker CCR2. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker (CCR2) at 12 wk versus 0wk within each Period. Data in each treatment arm is shown as fold change over 12 weeks, in percent positive monocytes expressing surface marker CCR2.

    Time frame: week 0 and week 12

  5. Change From Baseline Within Each Period in Levels of Plasma Inflammatory Marker sCD14 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.

    Monocyte specific inflammatory soluble factor sCD14 was measured by ELISA in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data is shown as fold change in concentration of sCD14 over 12wks within each treatment period.

    Time frame: 0 week and 12 week

Secondary outcomes

  1. Change From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker Tissue Factor (TF), Following Treatment.

    Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker TF. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker TF at 12 wk versus 0wk within each Period. Data are expressed as fold change.

    Time frame: 0 week and 12 week

  2. Change From 0 Week in Levels of Plasma Inflammatory Marker hsCRP in Chronic HIV+/ HAART+ Subjects Over 12 Weeks, Following Treatment.

    Monocyte specific inflammatory soluble factor hsCRP was measured by Quest in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data shown as fold change at week 12 versus week 0.

    Time frame: 0 week and 12 week

  3. Change From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker CD38, Following Treatment.

    Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker CD38. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker CD38 at 12 wk versus 0wk within each Period. Data are expressed as fold change at 12 week versus week 0.

    Time frame: 0 week and 12 week

  4. Change From Week 0 in Plasma sCD163 Levels, at Week 12 Following Treatment.

    Monocyte specific inflammatory soluble factor sCD163 was measured by ELISA in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data are expressed as fold change at 12 week versus week 0.

    Time frame: 0 week and 12 week

06

Results

Posted Nov 23, 2020
Limitations and caveats
This study had a very small sample size of 11 subjects and did not reach target recruitment (30 subjects) due to stringent study Inclusion criteria. Therefore due to lack of power the data is largely inconclusive.

Participant flow

Chronic HIV infected individuals on HAART (with no changes in treatment within 4 weeks of study entry), were recruited using the Penn CFAR Clinical Core database. Subject were consented by the study nurse coordinating the project. Of 46 screened subjects, 11 fulfilled the inclusion criteria and were enrolled in the study.

Period 1
Participant flow — Period 1
MilestoneAtorvastatin, Then PlaceboPlacebo, Then Atorvastatin
Started65
Completed65
Not completed00
Period 2
Participant flow — Period 2
MilestoneAtorvastatin, Then PlaceboPlacebo, Then Atorvastatin
Started65
Completed55
Not completed10

Outcome measures

PrimaryChange From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD16 at 12 Weeks, as a Result of Treatment.

Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface markers. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker (CD16) at 12 wk versus 0wk within each Period. Data is shown as fold change over 12 weeks, in percent positive monocytes expressing surface markers. Change in primary outcome measures in each treatment arm is expressed as fold change (at week 12 versus week 0). For eg. outcome measure CD14+CD16+ in atorvastatin arm shows a mean value of 1.14. This means at 12 weeks there is an increase of 0.14 fold in the percent monocyte population expressing CD14+CD16+ marker, versus 0 week. Similarly in the placebo group. If fold change in atorvastatin group is smaller than in placebo group, then the treatment had no effect.

Time frame:
Week 0 and week 12
Reported as:
Mean · Fold change
Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD16 at 12 Weeks, as a Result of Treatment.
Fold changeAtorvastatinPlacebo
Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD16 at 12 Weeks, as a Result of Treatment.1.14 (0.73 to 1.77)1.51 (0.88 to 2.59)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.39 (The threshold for statistical significance was p = 0.01)
PrimaryChange From Baseline Within Each Period in Levels of Plasma Inflammatory Marker MCP-1 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.

Monocyte specific inflammatory soluble factor MCP-1 was measured by Luminex in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data is shown as fold change in concentration of MCP-1 over 12wks within each treatment period.

Time frame:
Week 0 and week 12
Reported as:
Mean · Fold change
Change From Baseline Within Each Period in Levels of Plasma Inflammatory Marker MCP-1 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.
Fold changeAtorvastatinPlacebo
Change From Baseline Within Each Period in Levels of Plasma Inflammatory Marker MCP-1 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.0.96 (0.82 to 1.13)0.87 (0.67 to 1.12)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = <0.45 (Threshold of statistical significance was p=0.01)
PrimaryChange From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD163 at 12 Weeks, as a Result of Treatment.

Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker CD163. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker (CD163) at 12 wk versus 0wk within each Period. Data in each treatment arm is shown as 'mean difference' at 12 weeks versus 0 week, in percent positive monocytes expressing surface marker CD163. Data is expressed as the difference of the mean values at week 12 and week 0. The negative values mean that the mean values at 12 week were lower than the mean values at 0 week.

Time frame:
week 0 and week 12
Reported as:
Mean · Percentage of monocytes
Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD163 at 12 Weeks, as a Result of Treatment.
Percentage of monocytesAtorvastatinPlacebo
Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CD163 at 12 Weeks, as a Result of Treatment.-0.06 (-9.17 to 9.05)-5.14 (-11.94 to 1.65)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.80 (The threshold for statistical significance was p = 0.01)
PrimaryChange From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CCR2 at 12 Weeks, as a Result of Treatment.

Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker CCR2. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker (CCR2) at 12 wk versus 0wk within each Period. Data in each treatment arm is shown as fold change over 12 weeks, in percent positive monocytes expressing surface marker CCR2.

Time frame:
week 0 and week 12
Reported as:
Mean · Fold Change
Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CCR2 at 12 Weeks, as a Result of Treatment.
Fold ChangeAtorvastatinPlacebo
Change From Week 0 in Percentage of Blood Monocytes Expressing Surface Marker CCR2 at 12 Weeks, as a Result of Treatment.1.60 (0.80 to 3.21)0.78 (0.52 to 1.18)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.04 (The threshold of statistical significance was p=0.01)
PrimaryChange From Baseline Within Each Period in Levels of Plasma Inflammatory Marker sCD14 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.

Monocyte specific inflammatory soluble factor sCD14 was measured by ELISA in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data is shown as fold change in concentration of sCD14 over 12wks within each treatment period.

Time frame:
0 week and 12 week
Reported as:
Mean · Fold Change
Change From Baseline Within Each Period in Levels of Plasma Inflammatory Marker sCD14 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.
Fold ChangeAtorvastatinPlacebo
Change From Baseline Within Each Period in Levels of Plasma Inflammatory Marker sCD14 in Chronic HIV+/ HAART+ Subjects Over 12 Weeks.0.95 (0.80 to 1.12)1.04 (0.94 to 1.16)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.15 (The threshold of statistical significance was p=0.01)
SecondaryChange From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker Tissue Factor (TF), Following Treatment.

Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker TF. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker TF at 12 wk versus 0wk within each Period. Data are expressed as fold change.

Time frame:
0 week and 12 week
Reported as:
Mean · Fold change
Change From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker Tissue Factor (TF), Following Treatment.
Fold changeAtorvastatinPlacebo
Change From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker Tissue Factor (TF), Following Treatment.1.18 (0.57 to 2.42)1.52 (0.75 to 3.09)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.63 (The threshold for statistical significance was p = 0.05)
SecondaryChange From 0 Week in Levels of Plasma Inflammatory Marker hsCRP in Chronic HIV+/ HAART+ Subjects Over 12 Weeks, Following Treatment.

Monocyte specific inflammatory soluble factor hsCRP was measured by Quest in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data shown as fold change at week 12 versus week 0.

Time frame:
0 week and 12 week
Reported as:
Mean · Fold change
Change From 0 Week in Levels of Plasma Inflammatory Marker hsCRP in Chronic HIV+/ HAART+ Subjects Over 12 Weeks, Following Treatment.
Fold changeAtorvastatinPlacebo
Change From 0 Week in Levels of Plasma Inflammatory Marker hsCRP in Chronic HIV+/ HAART+ Subjects Over 12 Weeks, Following Treatment.0.94 (0.61 to 1.44)1.70 (0.85 to 3.39)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.035 (Threshold for statistical significance was p = 0.05)
SecondaryChange From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker CD38, Following Treatment.

Whole blood drawn from participants were stained with fluorochrome tagged antibodies to the surface marker CD38. Stained whole blood cells were then acquired on a flow cytometer and analyzed using the Flowjo software to determine the change in percentage of monocytes expressing the specific marker CD38 at 12 wk versus 0wk within each Period. Data are expressed as fold change at 12 week versus week 0.

Time frame:
0 week and 12 week
Reported as:
Mean · Fold Change
Change From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker CD38, Following Treatment.
Fold ChangeAtorvastatinPlacebo
Change From Week 0 to Week 12 in Percentage of Blood Monocytes Expressing Surface Marker CD38, Following Treatment.0.98 (0.86 to 1.12)1.04 (0.86 to 1.27)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.62 (The threshold of statistical significance was p = 0.05)
SecondaryChange From Week 0 in Plasma sCD163 Levels, at Week 12 Following Treatment.

Monocyte specific inflammatory soluble factor sCD163 was measured by ELISA in plasma of HIV+/HAART+ subjects at baseline and at 12 weeks following treatment (atorvastatin or placebo). Data are expressed as fold change at 12 week versus week 0.

Time frame:
0 week and 12 week
Reported as:
Mean · Fold Change
Change From Week 0 in Plasma sCD163 Levels, at Week 12 Following Treatment.
Fold ChangeAtorvastatinPlacebo
Change From Week 0 in Plasma sCD163 Levels, at Week 12 Following Treatment.1.08 (0.97 to 1.2)1.02 (0.85 to 1.22)
Statistical analysis
  • Atorvastatin vs Placebo · Mixed Models Analysis · p = 0.99 (The threshold of statistical significance was p = 0.05)

Adverse events

Collected over Participants were observed for the duration of the study enrollment period, i.e. 36 weeks.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Atorvastatin0/11 (0%)0/11 (0%)0/11 (0%)
Placebo0/11 (0%)0/11 (0%)0/11 (0%)

Baseline characteristics

Age, Continuous
Age, Continuous(years)Atorvastatin Then PlaceboPlacebo Then AtorvastatinTotal
Mean43.3 ± 13.847.9 ± 12.045.4 ± 12.6
Sex: Female, Male
Sex: Female, Male(Participants)Atorvastatin Then PlaceboPlacebo Then AtorvastatinTotal
Female213
Male448
Race/Ethnicity, Customized
Race/Ethnicity, Customized(participants)Atorvastatin Then PlaceboPlacebo Then AtorvastatinTotal
White011
African American6410
Ethnicity: Non Hispanic / Latino6511
Region of Enrollment
Region of Enrollment(participants)Atorvastatin Then PlaceboPlacebo Then AtorvastatinTotal
United States6511
07

Study locations

1 site
  • University of Pennsylvania School of Medicine
    Philadelphia, Pennsylvania 19104, United States
08

References and documents

Study documents

  • Protocol and statistical analysis plan · Oct 7, 2014

Documents are hosted by the registry — open the source record to download them.

09

Registry details

Key details

Study ID
NCT01600170
Lead sponsor
University of Pennsylvania
Responsible party
Sponsor
First posted
May 16, 2012
Start date
Jan 2013
Primary completion
Oct 2017
Completion
Oct 2017
Results posted
Nov 23, 2020
Last update
Nov 23, 2020

Study contacts

Ronald G Collman, MD
principal investigator · University of Pennsylvania

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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