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CompletedNCT01561651LAAOS IIIUpdated Jan 13, 2022

Left Atrial Appendage Occlusion Study III

An interventional study of Left Atrial Appendage Occlusion in Cardiac Surgery With Cardiopulmonary Bypass and Atrial Fibrillation, sponsored by Population Health Research Institute. Completed at 1 site in Canada. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2022-01-13.

Sponsored by Population Health Research Institute · Not applicable, Interventional, and Prevention

Phase
Not applicable
Study type
Interventional
Enrollment
4,812
Allocation
Randomized
Ages
18 Years and older
Sex
All
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Study summary

Atrial fibrillation (AF) is a common heart rhythm disorder that leads to one-sixth of all strokes. Prevention of strokes in AF is achieved through the use of blood thinners such as coumadin. Although these blood thinners are effective, they are limited by the risk of serious bleeding, by physician and patient reluctance to use, and by noncompliance and discontinuation. The left atrial appendage is a structure on the upper chamber of the heart that is the most common source of stroke in patients with AF. This structure is easily accessible during open heart surgery for removal, and has been an area of interest for stroke prevention. However, there is currently no strong evidence that removing it works.

The LAAOS III trial will randomly (like the flip of a coin) assign patients with AF undergoing heart surgery for other reasons to have the left atrial appendage removed or not. These patients, other than this small procedure which has been shown to be quite safe, will be treated in the usual manner. The full study of 4700 patients, followed for an average of 4 years, will determine if removing the left atrial appendage can reduce stroke and other complications on top of usual therapy. A positive study will change the way heart surgery is performed on AF patients and results in a large reduction in the number of strokes in a large population. Further, it will promote further research into this approach that could be applied beyond AF patients undergoing heart surgery.

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Conditions studied

  • Cardiac Surgery With Cardiopulmonary Bypass
  • Atrial Fibrillation

Keywords

  • cardiac surgery
  • left atrial appendage
  • atrial fibrillation
  • stroke
  • non-CNS systemic embolism
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In context

Atrial Fibrillation

3,957 studies on the registry are indexed under Atrial Fibrillation; 933 are open to participants now.

This study's enrollment of 4,812 is above the median of 145 across 2,437 interventional studies indexed under Atrial Fibrillation.

Browse Atrial Fibrillation studies →

Lead sponsor

Population Health Research Institute is the lead sponsor of 115 studies on the registry; 26 are open to participants now.

Of its 5 completed or terminated interventional studies of FDA-regulated products, 1 (20%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  1. Greater than 18 years of age
  2. Undergoing a clinically indicated cardiac surgical procedure with the use of cardiopulmonary bypass
  3. Have a documented history of atrial fibrillation or atrial flutter
  4. CHA2DS2-VASc score ≥ 2
  5. Have provided informed consent

Exclusion criteria

Exclusion Criteria:

  1. Patients undergoing off-pump cardiac surgery
  2. Patients undergoing any of the following procedures:

    • heart transplant
    • complex congenital heart surgery
    • sole indication for surgery is ventricular assist device insertion
    • previous cardiac surgery requiring opening of the pericardium
    • mechanical valve implant
  3. Patients who have had a previous placement of a percutaneous left atrial appendage closure device
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Study design

Phase
Not applicable
Primary purpose
Prevention
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
4,812 participants (actual)

Study arms

  • Experimental
    Left Atrial Appendage Occlusion Group

    Surgeon will close the left atrial appendage using a suture and/or a surgical stapler or a regulatory approved atrial appendage closure device during the patient's cardiac surgery procedure.

    Other: Left Atrial Appendage Occlusion

  • No intervention
    No Left Atrial Appendage Occlusion Group

    Surgeon will not close the left atrial appendage during the patient's cardiac surgery procedure. Patient will be treated as per best medical practice for stroke prevention in atrial fibrillation. Treatment will be decided by the patient's primary care physician.

Interventions

  • OtherLeft Atrial Appendage Occlusion

    Surgeon will occlude the left atrial appendage using a suture and/or a surgical stapler or a regulatory approved atrial appendage closure during the patient's cardiac surgery procedure.

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What researchers measure

Primary outcomes

  1. Stroke or systemic arterial embolism

    First occurrence of ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism

    Time frame: Common termination point (median follow-up of 4 years)

Secondary outcomes

  1. All cause stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism

    All cause stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism

    Time frame: Common termination point (median follow-up of 4 years)

  2. Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism or death

    Ischemic stroke\* or transient ischemic attack with positive neuroimaging or systemic arterial embolism or death

    Time frame: Common termination point (median follow-up of 4 years)

  3. Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism > 30 days after surgery

    Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism \> 30 days after surgery

    Time frame: Common termination point (median follow-up of 4 years)

  4. Total mortality

    Total mortality

    Time frame: Common termination point (median follow-up of 4 years)

Other outcomes

  1. Readmission for heart failure

    Readmission for heart failure

    Time frame: Common termination point (median follow-up of 4 years)

  2. Post-operative safety outcomes

    Operative safety outcomes (30-day mortality, chest tube output in the first post-operative 24 hours, rate of post-operative re-exploration for bleeding)

    Time frame: 30 days post-surgery

  3. Major bleeding

    Major bleeding

    Time frame: Common termination point (median follow-up of 4 years)

  4. Myocardial infarction

    Myocardial infarction

    Time frame: Common termination point (median follow-up of 4 years)

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Study locations

1 site
  • Hamilton General Hospital
    Hamilton, Ontario L8L 2X2, Canada
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References and documents

Publications

  • Katsanos AH, Whitlock RP, Belley-Cote EP, Brady K, Wang A, Srivastava A, Jacquin G, Weiss V, Volny O, Sramek M, Peeters A, Marto JP, Wrona P, Tsolaki A, Li L, Nucera A, Mikulik R, Perera K, Catanese L, Shoamanesh A, Sharma M. Stroke Mechanism and Severity After Left Atrial Appendage Occlusion: Insights From the LAAOS III Randomized Clinical Trial. JAMA Neurol. 2026 Jan 1;83(1):76-82. doi: 10.1001/jamaneurol.2025.4478. PubMed 41247709 ↗
  • Kim KS, Belley-Cote EP, Walsh M, Wang A, Balasubramanian K, Treleaven N, Garg AX, Guyatt G, Whitlock RP. Left atrial appendage occlusion study III-Kidney substudy. Am Heart J. 2025 Oct;288:90-100. doi: 10.1016/j.ahj.2025.04.018. Epub 2025 Apr 19. PubMed 40258408 ↗
  • Krisai P, Belley-Cote EP, McIntyre WF, Wong J, Tsiplova K, Brady K, Joseph P, Johansson I, Johnson L, Xing LY, Colli A, McGuinness S, Punjabi P, Reents W, Rega F, Budera P, Royse AG, Paparella D, Connolly S, Whitlock RP, Healey JS; on behalf of the LAAOS III Investigators. Heart failure after left atrial appendage occlusion: Insights from the LAAOS III randomized trial. Eur J Heart Fail. 2025 Feb;27(2):285-292. doi: 10.1002/ejhf.3536. Epub 2024 Nov 25. PubMed 39586754 ↗
  • Whitlock RP, Belley-Cote EP, Paparella D, Healey JS, Brady K, Sharma M, Reents W, Budera P, Baddour AJ, Fila P, Devereaux PJ, Bogachev-Prokophiev A, Boening A, Teoh KHT, Tagarakis GI, Slaughter MS, Royse AG, McGuinness S, Alings M, Punjabi PP, Mazer CD, Folkeringa RJ, Colli A, Avezum A, Nakamya J, Balasubramanian K, Vincent J, Voisine P, Lamy A, Yusuf S, Connolly SJ; LAAOS III Investigators. Left Atrial Appendage Occlusion during Cardiac Surgery to Prevent Stroke. N Engl J Med. 2021 Jun 3;384(22):2081-2091. doi: 10.1056/NEJMoa2101897. Epub 2021 May 15. PubMed 33999547 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 13, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT01561651
Responsible party
Richard Whitlock (Assistant Professor, McMaster University) — Principal investigator
First posted
Mar 23, 2012
Start date
Jul 2012
Primary completion
Apr 2021
Completion
May 2021
Last update
Jan 13, 2022

Study contacts

Richard Whitlock, MD
principal investigator · Population Health Research Institute/McMaster University
Stuart Connolly, MD, PhD
study chair · Population Health Research Institute/McMaster University

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Jan 2022. You cannot join it, but the record below documents what was studied.

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