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WithdrawnNCT01522677Updated Dec 1, 2016

A Study of Neoadjuvant Photodynamic Immunomodulation for Colon Cancer

A Phase 1/2 interventional study of PDT with 5-ALA radiosensitization in Colon Cancer, sponsored by Edward Nelson. Withdrawn at 2 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2016-12-01.

Sponsored by Edward Nelson · Phase 1/2, Interventional, and Treatment

Why this study was withdrawn
Slow accrual
Phase
Phase 1/2
Study type
Interventional
Enrollment
0
Allocation
Not applicable
Ages
18 Years and older
Sex
All
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Study summary

The central hypothesis for this study is that it is safe and feasible to administer intraluminal photodynamic therapy (PDT) to colon cancers by colonoscopy to induce localized inflammatory/immune response. The objective is to demonstrate the feasibility and safety of PDT to colon cancer patients administered before surgery and to characterize the inflammatory/immune response at the tumor site and systemically. The long-term objective of these studies is to modify he natural biology of colorectal cancers and improve patient survival.

Read the detailed description

The central hypothesis for this study is that it is safe and feasible to administer intraluminal photodynamic therapy (PDT) to colon cancers, via colonoscopy, in the neoadjuvant setting to induce localized tumor cell death and an inflammatory/immune response with an increased Th1 component, utilizing 5-ALA as a photosensitizer. The objective is to conduct an initial phase I/II clinical study to demonstrate the feasibility and safety of colonoscopic, neoadjuvant intraluminal PDT to colon cancer patients administered 96 hours pre-resection, to characterize the inflammatory/immune response at the PDT treated tumor site, and to evaluate the systemic anti-tumor immune response. The long-term objective of these studies is to provide an easily administered, adjunctive, therapeutic maneuver that lacks systemic toxicity, with the potential to modulate the natural biology of colorectal cancers that have not elicited a favorable anti-tumor immune response and to improve patient survival.

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Conditions studied

  • Colon Cancer

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Keywords

  • tumor immunology
  • neoadjuvant
  • colonoscopy
  • photosensitization
03

In context

Colonic Neoplasms

1,432 studies on the registry are indexed under Colonic Neoplasms; 357 are open to participants now.

Browse Colonic Neoplasms studies →

Lead sponsor

Edward Nelson is the lead sponsor of 2 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Patients must have a histologically proven diagnosis of colorectal cancer.
  2. Have clinical stage I, II, or III disease.
  3. Expected survival must be greater than twelve (12) months.
  4. A Karnofsky Performance Status (KPS) must be 70 or greater (Appendix I).
  5. Patients must be >21 years of age.
  6. No prior therapy.
  7. Female patients must not be lactating and must be surgically sterile (via hysterectomy or bilateral tubal ligation), postmenopausal, or using acceptable methods of contraception if they are of child bearing potential. Female patients of childbearing potential must also have a negative serum pregnancy test.
  8. Patients must be able to understand and sign an informed consent form, which must comply with U.S. regulations (U.S. 21 CFR 50) and ICH guidelines.
  9. Eligible patients must have adequate initial hematologic and coagulation parameters, hemoglobin ≥ 11g/dl, platelet count >50,000, Protime and Prothrombin Time ≤ 1.5 x normal.
  10. Eligible patients must have adequate bone marrow, liver and renal function: ANC > 1500/μL, Platelets >100,000 x μL, total bilirubin \< the upper limit of normal (ULN), and creatinine clearance (CrCl) > 45 mL/min

Exclusion criteria

Exclusion Criteria:

  1. Any co-morbidity that precludes primary surgical resection of the colorectal tumor.
  2. Any significant general organ system compromise including:

    • Liver function, transaminases ≥ 2 x,
    • Renal function, Cr ≥ 1.5 x upper limit of normal
    • Pulmonary function, room air O2 saturation \<90%
    • Cardiovascular function, Patients with significant (Class III or IV) cardiovascular disease according to the New York Heart Association's functional criteria (Appendix II)
    • Gastrointestinal function, i.e. active inflammatory bowel disease or active peptic ulcer disease.
  3. Any contraindication to repeat colonoscopy, such as idiosyncratic reactivity to conscious sedation medications.
  4. Prior treatment for the diagnosis of colorectal cancer, including surgical resection.
  5. Stage IV colorectal cancer, i.e. the clinical presence of metastases
  6. Prior malignant diagnosis except for the basal cell epithelioma of the skin.
  7. Persistent fever greater than 38 C.
  8. Mineral overload syndromes for Lead, Zinc, Copper or Iron.
  9. Use of any agent that modulates 5-ALA metabolism and porphyrin synthesis, e.g. St. John's Wort.
  10. Required use of corticosteroids or immune suppression for any reason including an organ allograft or HIV infection
  11. Patients with any acute or chronic illness including cardiovascular disease (e.g. history of atrial fibrillation or ventricular arrhythmias) or history of myocardial infarction, autoimmune state, or any psychiatric illness that in the opinion of the Investigators would compromise treatment.
  12. Use of investigational drugs within 30 days of execution of the informed consent form.
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
0 participants (actual)

Study arms

  • Experimental
    PDT

    Participants receive neoadjuvant 5-ALA and PDT.

    Drug: PDT with 5-ALA radiosensitization

Interventions

  • DrugPDT with 5-ALA radiosensitization

    Patients receive neoadjuvant PDT with radiosensitizing 5-ALA 4 days prior to surgery for colon cancer.

    Also known as: Photodynamic therapy, 5-ALA

06

What researchers measure

Primary outcomes

  1. Efficacy

    Define biologic efficacy of PDT in relation to generation of an immune response at the tumor site and systemically. This will be measured by degree of dendritic cell infiltration into tumor and regional lymph nodes, and degree of systemic immunity directed against colon cancer antigens immediately post procedure and after 6 months.

    Time frame: 6 months

  2. Safety

    Safety will be evaluated from enrollment through 6 months. This will be measured by proportion of patients completing planned surgery, proportion of patients experiencing grade 3 or 4 toxicities, and lack of observation of serious adverse events related to the study procedure.

    Time frame: 6 months

Secondary outcomes

  1. Quality of Life

    Quality of life will be evaluated 6 months following completion of participation in the study

    Time frame: 6 months after completion of participation

  2. Sustained immunity

    Immunologic parameters will be monitored following completion of the study as a measure of sustained immunity

    Time frame: 1.5-6 months post completion of participation

07

Study locations

2 sites
  • University of California, Irvine
    Orange, California 92868, United States
  • Mounst Sinai School of Medicine
    New York, New York 10029, United States
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 1, 2016, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
09

Registry details

Key details

Study ID
NCT01522677
Lead sponsor
Edward Nelson
Collaborators
University of California, Irvine, National Cancer Institute (NCI)
Responsible party
Edward Nelson (Dr. Edward Nelson, University of California, Irvine) — Sponsor-investigator
First posted
Jan 31, 2012
Start date
Aug 2012
Primary completion
May 2014
Completion
May 2014
Last update
Dec 1, 2016

Study contacts

Randall F Holcombe, MD
principal investigator · Icahn School of Medicine at Mount Sinai
Edward L Nelson, MD
principal investigator · University of California, Irvine

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is withdrawn, as verified in Nov 2016. You cannot join it, but the record below documents what was studied.

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