ClinicalTrials.gg
CompletedNCT01261130Updated May 31, 2017

Safety and Immunogenicity of a Human Hookworm Candidate Vaccine With or Without Additional Adjuvant in Brazilian Adults

A Phase 1 interventional study of 10 μg Na-GST-1/Alhydrogel and 30 μg Na-GST-1/Alhydrogel in Hookworm Infection and Hookworm Disease, sponsored by Baylor College of Medicine. Completed at 2 sites in Brazil. Open to participants aged 18 Years to 45 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2017-05-31.

Sponsored by Baylor College of Medicine · Phase 1, Interventional, and Prevention

Phase
Phase 1
Study type
Interventional
Enrollment
102
Allocation
Randomized
Ages
18 Years to 45 Years
Sex
All
01

Study summary

This two part study will evaluate the safety and immunogenicity of two formulations of Na-GST-1, first in hookworm-naïve individuals using an open-label design, and then in adults living in an area of endemic hookworm infection using a randomized, double-blind design. The two formulations to be evaluated are Na-GST-1 adsorbed to an adjuvant, Alhydrogel®, and Na-GST-1 adsorbed to Alhydrogel® and administered with GLA-AF.

Read the detailed description

Human hookworm infection is a soil-transmitted helminth infection caused by the nematode parasites Necator americanus and Ancylostoma duodenale. It is one of the most common chronic infections of humans, afflicting up to 740 million people in the developing nations of the tropics. The largest number of cases occurs in impoverished rural areas of sub-Saharan Africa, Southeast Asia, China, and the tropical regions of the Americas. Approximately 3.2 billion people are at risk for hookworm infection in these areas. N. americanus is the most common hookworm worldwide, whereas A. duodenale is more geographically restricted.

The primary approach to hookworm control worldwide has been the frequent and periodic mass administration of benzimidazole anthelminthics to school-aged children living in high-prevalence areas. In 2001, the World Health Assembly adopted Resolution 54.19 which urges member states to provide regular anthelminthic treatment to high-risk groups with the target of regular treatment of at least 75% of all at-risk school-aged children. However, the cure rates for a single dose of a benzimidazole varies with rates as low as 61% (400 mg) and 67% (800 mg) for albendazole and 19% (single dose) and 45% (repeated dose) for mebendazole being reported. These concerns have prompted interest in developing alternative tools for hookworm control. Vaccination to prevent the anemia associated with moderate and heavy intensity hookworm infection would alleviate the public health deficiencies of drug treatment alone.

The current strategy for development of Human Hookworm candidate vaccines is focused on antigens expressed during the adult stage of the hookworm life cycle which play a role in digesting the host hemoglobin, used by the worm as an energy source. These antigens are relatively hidden from the human immune system during natural infection, and hence have a low likelihood of inducing antigen-specific IgE in exposed/infected individuals, reducing the potential for allergic reaction upon vaccination.

The nutritional and metabolic requirements of the adult hookworm living in the human intestine are dependent upon degradation of host hemoglobin that has been ingested by the worm. N. americanus hookworms depend on host hemoglobin for survival. Following hemolysis, adult hookworms use an ordered cascade of hemoglobinases to cleave hemoglobin into smaller molecules. Following hemoglobin digestion, the freed heme generates toxic oxygen radicals that can be bound and detoxified by molecules such as glutathione S-transferase-1 (GST-1). GST-1 of N. americanus (Na-GST-1) is a critical enzyme that plays a role in parasite blood feeding; when used as a vaccine, the investigators hypothesize that the antigen will induce anti-enzyme neutralizing antibodies that will interfere with parasite blood-feeding and cause parasite death or reduce worm fecundity.

Following its selection as a candidate antigen Na-GST-1 has been successfully manufactured and tested in the laboratory and in animals with both Alhydrogel® (aluminum hydroxide suspension)and Alhydrogel® plus Gluco-Pyranosylphospho-Lipid A Aqueous Formulation (GLA-AF). Na-GST-1 has been shown to be pure, potent, and stable when administered as either of these two formulations.

The Na-GST-1 vaccine formulations to be tested in this study consist of the 24 kDa recombinant protein Na-GST-1 adsorbed to Alhydrogel® either with or without the addition of GLA-AF. For the Na-GST-1/GLA-AF formulation, the GLA-AF will be added to the Alhydrogel® formulation immediately prior to immunization. The active ingredient in both vaccine formulations is the recombinant Na-GST-1 protein that is derived by fermentation of Pichia pastoris yeast cells genetically engineered to express Na-GST-1.

In this first-in-human study, the evaluation of the safety and immunogenicity of the Na-GST-1 and Na-GST-1/GLA-AF formulations will be conducted in two parts. First, healthy adults who have not been infected with or exposed to hookworm will be enrolled in the urban center of Belo Horizonte, Brazil. Hookworm in Brazil is primarily a rural disease and is uncommon in developed urban areas such as Belo Horizonte. If no significant safety concerns are observed in these volunteers, the study will proceed to enroll and vaccinate healthy adults in a hookworm-endemic region of the state of Minas Gerais, Brazil. The vaccine formulations will be tested in both populations (i.e., non-endemic and endemic areas), given the possibility that the safety profile of the vaccine formulations may be different in a population that has been chronically exposed to the antigen contained in these vaccines.

In Part I of the study, 36 volunteers will be enrolled into one of six cohorts. In the first cohort, 6 individuals will receive the 10 µg dose of Na-GST-1/Alhydrogel®; in the second cohort, 6 individuals will receive the 10 µg dose of Na-GST-1/Alhydrogel®/GLA-AF; in the third and fourth cohorts, 6 volunteers each will receive 30 µg Na-GST-1/Alhydrogel® and Na-GST-1/Alhydrogel®/GLA-AF, respectively; while in the fifth and sixth cohorts, 6 volunteers each will receive 100 µg Na-GST-1/Alhydrogel® and Na-GST-1/Alhydrogel®/GLA-AF, respectively. Enrollment of these cohorts will be staggered by one-week intervals: Cohorts 2 and 3 will be enrolled and begin vaccinations 1 week after Cohort 1, Cohorts 4 and 5 will be vaccinated 1 week after Cohorts 2 and 3, and Cohort 6 will be vaccinated 1 week after Cohorts 4 and 5.

In Part II of the study, 66 volunteers will be progressively enrolled into one of six dose cohorts. In the first, third and fifth cohorts, volunteers will be randomized to receive either Na-GST-1/Alhydrogel® (n=8) or Butang® (n=2), while in the second, fourth and sixth cohorts, volunteers will be randomized to receive either Na-GST-1/Alhydrogel® (n=2) or Na-GST-1/Alhydrogel®/GLA-AF (n=10). Volunteers randomized to receive Na-GST-1 will receive either the 10 µg, 30 µg or 100 µg dose. In order to ensure that the vaccine formulations will be evaluated in individuals recently infected with hookworm, at least 4 individuals will be enrolled into each of the Part II chohorts who were infected with hookworm based on the fecal exam conducted during the screening for the study, or who had a documented infection within 3 months of the date planned for the first vaccination for the participant.

The investigators have chosen the Butang® hepatitis B vaccine (Instituto Butantan, Sao Paulo, Brazil) as the comparator vaccine for five principal reasons: (1) it is likely to confer some benefit to the participants receiving it, (2) it has an established safety record, (3) it is a yeast-derived recombinant protein adsorbed to an aluminum-containing immunostimulant, (4) it has the same physical appearance as Na-GST-1 immunostimulanted with Alhydrogel, and (5) its dosing schedule permits easy incorporation into the study design. Furthermore, Butang® is the most widely-used hepatitis B vaccine in Brazil, with over 15 million doses distributed annually.

Each participant will recieve 3 doses of the assigned study agent given in 56 day intervals (i.e. Day 0, Day 56 and Day 112). The trial is expected to last for a total of 24 months. Each participant will be followed for 16 months from the time of the first injection.

Safety parameters will be monitored throughout both parts of the study. The primary immunological endpoint for both parts will be the measurement of the antigen-specific antibody response.

02

Conditions studied

  • Hookworm Infection
  • Hookworm Disease

Keywords

  • Human Hookworm Vaccine Initiative
  • HHVI
  • Human Hookworm
  • Hookworm
  • Hookworm Disease
  • N. americanus
  • Soil-transmitted helminth infection
  • Intestinal blood loss
  • Iron deficiency anemia
03

In context

Hookworm Infections

39 studies on the registry are indexed under Hookworm Infections; 5 are open to participants now.

This study's enrollment of 102 is below the median of 182 across 36 interventional studies indexed under Hookworm Infections.

Browse Hookworm Infections studies →

Lead sponsor

Baylor College of Medicine is the lead sponsor of 747 studies on the registry; 110 are open to participants now.

Of its 84 completed or terminated interventional studies of FDA-regulated products, 45 (54%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 45 Years
Sexes eligible
All
Accepts healthy volunteers
Yes

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Males or females between 18 and 45 years, inclusive.
  • Good general health as determined by means of the screening procedure.
  • Available for the duration of the trial (42 weeks).
  • Willingness to participate in the study as evidenced by signing the document.
  • If found to be infected with hookworm during screening, has completed a course of three doses of albendazole.

Exclusion criteria

Exclusion Criteria:

  • Pregnancy as determined by a positive urine β-hCG (if female).
  • Participant unwilling to use reliable methods up until one month following the third immunization (if female).
  • Currently lactating and breast-feeding (if female).
  • Inability to correctly answer all questions on the comprehension questionnaire.
  • Evidence of neurologic, cardiac, pulmonary, hepatic, rheumatologic, , diabetes, or renal disease by history, physical examination, and/or laboratory studies.
  • Known or suspected immunodeficiency.
  • Laboratory evidence of liver disease ( [ALT] greater than 1.25-times the upper reference limit).
  • Laboratory evidence of renal disease (serum creatinine greater than 1.25-times the upper reference limit, or more than trace protein or blood on urine dipstick testing).
  • Laboratory evidence of hematologic disease (absolute leukocyte count \<3000/mm3 or >12.5 x 103/mm3; \<10.3 g/dl or \<11.0 g/dl [females in Americaninhas and Belo Horizonte, respectively] or \<11.0 g/dl or \<12.0 [males in Americaninhas and Belo Horizonte, respectively); absolute lymphocyte count \<900/mm3; or count \<120,000/mm3).
  • Laboratory evidence of a coagulopathy ( or PT INR greater than 1.1-times the upper reference limit [in Belo Horizonte] or PT INR greater than 1.3 [Americaninhas]).
  • Serum glucose (random) greater than 1.2-times the upper reference limit.
  • Other condition that in the opinion of the investigator would jeopardize the safety or rights of a volunteer participating in the trial or would render the subject unable to comply with the protocol.
  • Participation in another vaccine or drug trial within 30 days of starting this study.
  • Volunteer has had medical, occupational, or family problems as a result of alcohol or illicit drug use during the past 12 months.
  • History of a severe allergic reaction or anaphylaxis.
  • Severe asthma as defined by the need for regular use of inhalers or emergency clinic visit or hospitalization within the last 6 months.
  • Positive ELISA for .
  • Positive ELISA for .
  • Positive ELISA for .
  • Use of (excluding topical or nasal) or drugs within 30 days of starting this study.
  • Receipt of a within past 4 weeks or a killed vaccine within past 2 weeks prior to entry into the study.
  • History of a surgical splenectomy.
  • Receipt of blood products within the past 6 months.
  • History of allergy to yeast.
  • Anti-Na-GST-1 IgE antibody level above 0.35 kUA/L by the ImmunoCAP method.
  • For Part I only: history of previous infection with hookworm; residence for more than 6 months in a hookworm-endemic area; or, positive for hookworm infection on screening microscopic fecal examination.
  • For Part II only: previous receipt of a primary series of any hepatitis B vaccine.
Terms in these criteria, in plain language(15)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

Contraception

Ways of preventing pregnancy. “Highly effective” methods fail less than 1% of the time a year when used correctly — for example an IUD or an implant.

Criteria usually say which methods count and how long to keep using them after the last dose, sometimes for male participants too. Some studies accept a partner’s vasectomy if it was confirmed successful and that person is the participant’s only sexual partner.

Clinically significant

Judged by the study doctor to matter for your health or for the study. It is a doctor’s decision, so ask the study team if you are unsure whether something counts.

Autoimmune disease

A condition in which the immune system attacks the body’s own tissues, such as rheumatoid arthritis, lupus, psoriasis, type 1 diabetes or inflammatory bowel disease.

Immunotherapy studies often leave out active autoimmune disease, and some name exceptions, such as thyroid disease on replacement hormone. Check the exceptions this study lists.

ALT and AST (liver enzymes)

Two enzymes measured in a routine blood test of the liver. Higher levels can mean the liver is under strain or damaged. SGPT and SGOT are older names for ALT and AST.

Criteria usually give a limit as a multiple of the upper limit of normal (ULN), often higher when cancer has spread to the liver.

Hemoglobin (Hb)

The protein in red blood cells that carries oxygen. A low level is anaemia, which can cause tiredness and breathlessness. Measured in g/dL or g/L (9 g/dL is 90 g/L).

Platelets

Blood cells that help blood clot. Too few raises the risk of bleeding and bruising. A usual adult range is about 150–400 × 10⁹/L (150,000–400,000 per µL); each lab has its own reference range.

INR, PT and aPTT (clotting tests)

Blood tests of how long blood takes to clot. The INR is the prothrombin time (PT) put on a common scale; about 1 is usual for someone not taking a blood thinner.

Criteria often make an exception for people on a blood thinner such as warfarin, whose INR is raised on purpose.

Investigational drug or device

A drug or device being studied in a clinical trial.

It may be new, or already approved and being studied for another use, dose or form. Criteria often leave out people who took part in another study of one within a recent period, commonly 30 days or five half-lives.

Hepatitis C tests

Hepatitis C is a virus that infects the liver. An HCV antibody test can stay positive after an infection has cleared (and is occasionally positive without one); an HCV RNA test shows whether the virus is there now.

After treatment, hepatitis C counts as cured when HCV RNA is still undetectable 12 weeks or more after the treatment ended. Studies often accept people cured this way.

Hepatitis B tests

Hepatitis B is a virus that infects the liver. These are separate tests: HBsAg positive usually means a current infection (a recent vaccination can briefly cause it too); total anti-HBc (HBcAb) positive means an infection now or in the past; HBV DNA measures how much virus is in the blood.

Some studies accept a past infection if HBV DNA is undetectable, sometimes with antiviral medicine during the study. Check what this study allows.

HIV

The human immunodeficiency virus, which weakens the immune system.

Many studies now accept people whose HIV is controlled on treatment, judged by the viral load and the CD4 count. Check the limits this study sets.

Corticosteroids (steroids)

Anti-inflammatory medicines such as prednisone, prednisolone and dexamethasone — not the anabolic steroids used for muscle.

Studies differ in what they allow: check which steroid medicines, routes (tablets, injections, creams, inhalers, eye drops) and doses this study accepts.

Immunosuppression

A weakened immune system. It can come from an illness, such as HIV or some blood cancers, or from medicines that turn the immune system down, for example after an organ transplant or for an autoimmune disease; steroids at higher doses count.

Read whether the line is about a condition or about medicines, and which medicines and doses it means.

Live vaccines

Vaccines made with a weakened form of the germ, such as measles–mumps–rubella (MMR), chickenpox and yellow fever. They can be risky when the immune system is weakened. Flu injections are not live; the nasal flu spray is.

05

Study design

Phase
Phase 1
Primary purpose
Prevention
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
102 participants (actual)

Study arms

  • Experimental
    Part I-A: 10μgNaGST1/Alhydrogel

    Part I (non-endemic area), Formulation A

    Biological: 10 μg Na-GST-1/Alhydrogel

  • Experimental
    Part I-B: 30μgNaGST1/Alhydrogel

    Part I (non-endemic area), Formulation B

    Biological: 30 μg Na-GST-1/Alhydrogel

  • Experimental
    Part I-C: 100μgNaGST1/Alhydrogel

    Part I (non-endemic area), Formulation C

    Biological: 100 μg Na-GST-1/Alhydrogel

  • Experimental
    Part I-D: 10μgNaGST1/Alhydrogel/GLA

    Part I (non-endemic area), Formulation D

    Biological: 10 μg Na-GST-1/ Alhydrogel/GLA-AF

  • Experimental
    Part I-E: 30μgNaGST1/Alhydrogel/GLA

    Part I (non-endemic area), Formulation E

    Biological: 30 μg Na-GST-1/Alhydrogel/GLA-AF

  • Experimental
    Part I-F: 100μgNaGST1/Alhydrogel/GLA

    Part I (non-endemic area), Formulation F

    Biological: 100 μg Na-GST-1/Alhydrogel/GLA-AF

  • Experimental
    Part II-A: 10μgNaGST1/Alhydrogel

    Part II (endemic area), Formulation A

    Biological: 10 μg Na-GST-1/Alhydrogel

  • Experimental
    Part II-B: 30μgNaGST1/Alhydrogel

    Part II (endemic area), Formulation B

    Biological: 30 μg Na-GST-1/Alhydrogel

  • Experimental
    Part II-C: 100μgNaGST1/Alhydrogel

    Part II (endemic), Formulation C

    Biological: 100 μg Na-GST-1/Alhydrogel

  • Experimental
    Part II-D: 10μgNaGST1/Alhydrogel/GLA

    Part II (endemic area), Formulation D

    Biological: 10 μg Na-GST-1/ Alhydrogel/GLA-AF

  • Experimental
    Part II-E: 30μgNaGST1/Alhydrogel/GLA

    Part II (endemic area), Formulation E

    Biological: 30 μg Na-GST-1/Alhydrogel/GLA-AF

  • Experimental
    Part II-F: 100μgNaGST1/Alhydrogel/GLA

    Part II (endemic area), Formulation F

    Biological: 100 μg Na-GST-1/Alhydrogel/GLA-AF

  • Active comparator
    Part II-G: Butang® hepatitis B vaccine

    Part II (endemic), HepB comparator

    Biological: Butang® hepatitis B vaccine

Interventions

  • Biological10 μg Na-GST-1/Alhydrogel

    3 doses 10 μg Na-GST-1/Alhydrogel administered at 56 day intervals

    Also known as: Formulation A

  • Biological30 μg Na-GST-1/Alhydrogel

    3 doses 30 μg Na-GST-1/Alhydrogel administered at 56 day intervals

    Also known as: Formulation B

  • Biological100 μg Na-GST-1/Alhydrogel

    3 doses 100 μg Na-GST-1/Alhydrogel administered at 56 day intervals

    Also known as: Formulation C

  • Biological10 μg Na-GST-1/ Alhydrogel/GLA-AF

    3 doses 10 μg Na-GST-1/ Alhydrogel/GLA-AF administered at 56 day intervals

    Also known as: Formulation D

  • Biological30 μg Na-GST-1/Alhydrogel/GLA-AF

    3 doses 30 μg Na-GST-1/Alhydrogel/GLA-AF administered at 56 day intervals

    Also known as: Formulation E

  • Biological100 μg Na-GST-1/Alhydrogel/GLA-AF

    3 doses 100 μg Na-GST-1/Alhydrogel/GLA-AF administered at 56 day intervals

    Also known as: Formulation F

  • BiologicalButang® hepatitis B vaccine

    3 doses Butang® hepatitis B vaccine administered at 56 day intervals

06

What researchers measure

Primary outcomes

  1. Immediate vaccine related adverse events

    Frequency of vaccine-related AEs, graded by severity, for each dose and formulation of Na-GST-1

    Time frame: 2 hours post vaccination

Secondary outcomes

  1. IgG antibody response to Na-GST-1

    Dose and formulation of Na-GST-1 that generates the highest IgG antibody response at Day 126, as determined by an indirect enzyme-linked immunosorbent assay (ELISA)

    Time frame: 126 days post dose 1

  2. Duration of antibody response to Na-GST-1

    Duration of anti-GST-1 antibody, up to Day 290, as determined by an indirect enzyme-linked immunosorbent assay (ELISA)

    Time frame: 290 days post dose 1

  3. Exploratory cellular immune response to Na-GST-1

    Cellular immune responses to the Na-GST-1 antigen both before and after immunization

    Time frame: Up to 290 days post dose 1

07

Study locations

2 sites
  • Americaninhas Vaccine Center
    Americaninhas, Minas Gerais, Brazil
  • Centro de Pesquisas René Rachou - FIOCRUZ
    Belo Horizonte, Minas Gerais, Brazil
08

References and documents

Publications

  • Diemert DJ, Freire J, Valente V, Fraga CG, Talles F, Grahek S, Campbell D, Jariwala A, Periago MV, Enk M, Gazzinelli MF, Bottazzi ME, Hamilton R, Brelsford J, Yakovleva A, Li G, Peng J, Correa-Oliveira R, Hotez P, Bethony J. Safety and immunogenicity of the Na-GST-1 hookworm vaccine in Brazilian and American adults. PLoS Negl Trop Dis. 2017 May 2;11(5):e0005574. doi: 10.1371/journal.pntd.0005574. eCollection 2017 May. Erratum In: PLoS Negl Trop Dis. 2020 Aug 17;14(8):e0008670. doi: 10.1371/journal.pntd.0008670. PubMed 28464026 ↗
09

Timeline

Tracking since Sep 25, 2026
Not marked actual or estimatedDates not marked actual or estimated

The record gives a start of Nov 2011, a primary completion of Aug 2014 and a completion of Dec 2014. It does not say whether these dates are actual or estimated.

How these figures are worked out, and which studies are left out of them.

Registered
Dec 14, 2010
First posted
Dec 16, 2010
Start
Nov 2011
Primary completionActual
Aug 2014
CompletionActual
Dec 2014
Last update
May 31, 2017
What these dates mean
Start.
When the first participant enrolled; while estimated, when the study expects to open to recruitment.
Primary completion.
When the last participant was examined or treated to collect data for the study's main question, its primary outcome. A study that stopped early gives the date its data collection stopped.
Completion.
When the last participant's last visit took place, for every outcome, secondary ones and side effects included: the end of the study. Often later than primary completion, sometimes the same day.
Actual and Est.
Actual means the registry says the date has happened. Est. (estimated) is a date the sponsor plans or expects. It can still move, and the sponsor is expected to change it to actual once it has passed.
No changes since tracking began. The registry record was last updated on May 31, 2017, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT01261130
Responsible party
Maria Elena Bottazzi PhD (Sponsor, Baylor College of Medicine) — Principal investigator
First posted
Dec 16, 2010
Start date
Nov 2011
Primary completion
Aug 2014
Completion
Dec 2014
Last update
May 31, 2017

Study contacts

David Diemert, MD
principal investigator · Albert B. Sabin Vaccine Institute

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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