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CompletedNCT01240356CLOTBUST-HFUpdated May 23, 2016Results posted

CLOTBUST Hands-Free: A Phase I/II Pilot Safety Trial

A Phase 1/2 interventional study of 2-MHz transcranial Doppler ultrasound and 2-MHz transcranial Doppler ultrasound insonation in Stroke, sponsored by The University of Texas Health Science Center, Houston. Completed at 2 sites in United States. Open to participants aged 18 Years and older, including healthy volunteers. Per ClinicalTrials.gov, last updated 2016-05-23.

Sponsored by The University of Texas Health Science Center, Houston · Phase 1/2, Interventional, and Treatment

Phase
Phase 1/2
Study type
Interventional
Enrollment
35
Allocation
Non-randomized
Ages
18 Years and older
Sex
All
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Study summary

The purpose of CLOTBUST-HF is to determine the safety of a novel, external Hands-Free transcranial Doppler (TCD) ultrasound system in healthy volunteers and ischemic stroke patients. If found to be safe, the widespread use of operator-independent, ultrasound-enhanced thrombolysis will allow the planning for a large Phase III efficacy trial.

Read the detailed description

Ultrasound energy to enhance intravenous rt-PA thrombolysis is a promising novel treatment modality for ischemic stroke. Despite encouraging safety data utilizing diagnostic frequencies of transcranial Doppler (TCD) ultrasound, lack of widespread availability of trained personnel has limited its application.

- The primary specific aim for this pilot phase I/II study is to assess the safety of a novel, external Hands-Free TCD ultrasound system. Safety of the new Hands-Free TCD system will first be assessed in healthy volunteers. Safety in these participants will be determined by detailed neurological and dermatological exams and MRI imaging of the brain. Next, safety of the device will be evaluated in two distinct sets of acute ischemic stroke patients: 0-3 hour patients treated with standard IV rt-PA and 3-6 hour non-lytic, image-selected patients treated with sonolysis (with or without intravenous microbubbles). Among the healthy volunteers the primary measures of safety will be to have no detectable changes in a detailed neurological exam nor any blood- brain barrier (BBB) disruption or changes in permeability. Among both the 0-3 hour and 3-6 hour groups the primary measure of safety will be to not tolerate greater than a 10% rate of symptomatic intracerebral hemorrhage (sICH) within 24 hours.

* The primary hypothesis is that replacing conventional TCD ultrasound hand-held TCD technology with a Hands-Free system will be safe in healthy volunteers as well as acute ischemic stroke patients.

If the device is found to be safe in either the 0-3 hour or 3-6 hour groups,

- the secondary aims for this study will explore the rates of arterial recanalization in the 0-3 hour and/or 3-6 hour groups, favorable outcomes, and clinical recovery. The secondary aims will assess the hypothesis is that Hands-Free TCD will display similar recanalization and early clinical recovery rates compared to available historical diagnostic TCD ultrasound controls exposed to conventional FDA-approved TCD technology.

Data generated during this phase I/II trial will evaluate the safety of replacing an operator-dependent TCD device with an operator-independent unit. In turn, this will allow extensive availability of therapeutic ultrasound and improve enrollment into ultrasound-enhanced thrombolysis stroke trials.

02

Conditions studied

  • Stroke

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Keywords

  • transcranial doppler
  • sonothrombolysis
  • ultrasound
  • stroke
03

In context

Stroke

7,441 studies on the registry are indexed under Stroke; 2,012 are open to participants now.

This study's enrollment of 35 is below the median of 50 across 5,482 interventional studies indexed under Stroke.

Browse Stroke studies →

Lead sponsor

The University of Texas Health Science Center, Houston is the lead sponsor of 897 studies on the registry; 214 are open to participants now.

Of its 173 completed or terminated interventional studies of FDA-regulated products, 142 (82%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
Yes

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

Phase I Safety (healthy volunteers):

  • Presence of temporal windows as measured first by an FDA-approved diagnostic TCD device.
  • Age ≥ 18 years old.
  • Signed informed consent.

Phase II (0-3 hours ischemic stroke patients):

  • Disabling focal neurological deficit (NIHSS > 4 points);
  • No evidence of hemorrhage on non-contrast head CT scan;
  • Intravenous rt-PA (0.9 mg/kg, 10% bolus 90% infusion over 1 hour, maximum dose 90 mg) infusion initiated within 3 hours of symptom onset;
  • Diagnostic TCD completed and HF-TCD placed before rt-PA bolus.
  • Diagnostic TCD confirms intracranial arterial occlusion of the middle cerebral artery (MCA), anterior cerebral artery (ACA), internal carotid artery (ICA), posterior cerebral artery (PCA) or distal basilar artery.
  • Age ≥ 18 years old.
  • Signed informed consent.

Phase II (3-6 hours ischemic stroke patients):

  • Measurable focal neurological deficit (NIHSS > 4 points);
  • No evidence of hemorrhage on non-contrast head CT scan;
  • Diagnostic TCD confirms intracranial arterial occlusion of the middle cerebral artery (MCA), anterior cerebral artery (ACA), internal carotid artery (ICA), posterior cerebral artery (PCA) or distal basilar artery.
  • Presence of neuroimaging defined mismatch (CT or MRI prior to enrollment)

    1. CT-perfusion

      • ≥ 20% difference between affected territories on Time to Peak (TTP) and Cerebral Blood Volume (CBV) maps.
    2. MRI Diffusion-Perfusion mismatch

      • ≥ 20% difference between diffusion-weighted imaging (DWI) lesion and territory of perfusion delay perfusion weighted imaging (PWI).
  • Age ≥ 18 years old.
  • Signed informed consent.

Exclusion criteria

EXCLUSION CRITERIA:

Phase I Safety (healthy volunteers):

  • History of any neurological disease affecting the central nervous system;
  • Lack of temporal windows.
  • History of renal disease or glomerular filtration rate (GFR) \< 60.
  • Contraindication to MRI (e.g., pacemaker, spinal cord stimulator, severe claustrophobia)

Phase II (0-3 hours ischemic stroke patients):

  • Absent temporal windows in patients with anterior circulation ischemia;
  • Intra-arterial thrombolysis;
  • Patient refusal to give informed consent to participate in the CLOTBUST-HF trial;
  • Contraindications for intravenous rt-PA (NINDS rt-PA Stroke Study Protocol)2.
  • Phase II (3-6 hours ischemic stroke patients):
  • Absent temporal windows in patients with anterior circulation ischemia;
  • Intra-arterial thrombolysis;
  • Patient refusal to give informed consent to participate in the CLOTBUST-HF trial;
  • History of allergic response to Definity® microspheres or microbubbles currently being tested (MRX-801);
  • Baseline imaging consistent with a malignant ischemic pattern (low CBV values or DWI territory >100cc of tissue);
  • Baseline MRI imaging demonstrating delayed perfusion of > 8 seconds in >100cc of brain parenchyma26;
  • Patients receiving other investigational drugs, procedures, or therapies within 30 days prior to study treatment;
  • Significant concurrent medical/neurological conditions or deviation from normal laboratory test values at baseline that, in the opinion of the investigator, pose significant risk to the patient and warrant exclusion from the study;
  • Known severe chronic obstructive pulmonary disease (COPD) (baseline oxygen saturation \< 80% on room air);
  • Known right-to-left cardiac shunt.
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Non-randomized
Intervention model
Single group
Masking
None (open label)
Enrollment
35 participants (actual)

Study arms

  • Experimental
    Phase I: Healthy Volunteers

    Subjects without history of Central Nervous System Disease will receive 2-hours of hands-free 2-megahertz (MHz) transcranial Doppler ultrasound insonation continuously. A brain MRI with gadolinium will be performed before and after the ultrasound.

    Device: 2-MHz transcranial Doppler ultrasound

  • Experimental
    Phase II: 0-3 hour Patients

    Ischemic stroke patients who present between 0-3 hours will receive 2-hours of hands-free 2-MHz transcranial Doppler ultrasound Continuously to the intracranial vessels.

    Device: 2-MHz transcranial Doppler ultrasound insonation

Interventions

  • Device2-MHz transcranial Doppler ultrasound

    2-hours of hands-free ultrasound will be insonated continuously. A brain MRI with gadolinium will be performed before and after the ultrasound.

    Also known as: transcranial Doppler Ultrasound, ultrasound

  • Device2-MHz transcranial Doppler ultrasound insonation

    2-hours of hands-free ultrasound delivered to in the intracranial vessels.

    Also known as: transcranial Doppler ultrasound, ultrasound, sonothrombolysis

06

What researchers measure

Primary outcomes

  1. Number of Participants in Phase I Group With Blood-brain-barrier Disruption (BBB) as Measured by MRI of the Brain

    Phase I : Imaging of the brain via MRI scans was performed to determine if the Hands-Free transcranial Doppler (TCD) system results in any BBB-disruption or deterioration in permeability.

    Time frame: 2-3 hours after treatment

  2. Safety in Phase II Group as Measured by Incidence of Symptomatic Intracerebral Hemorrhage

    Phase II: Determine if the Hands-Free TCD will not result in higher than 10% rate of symptomatic intracerebral hemorrhage (ICH) within 24 hours (defined as clinical worsening \> 4 NIH Stroke Scale (NIHSS) points and presence of hemorrhage on CT scan that in the opinion of the treating physician is causatively related to ICH on CT) in 0-3 hours acute stroke patients treated with intravenous tissue-type plasminogen activator (IV-t-PA).

    Time frame: within 24 hours

  3. Number of Participants in Phase I Group With Neurological Deterioration as Measured by Neurological Examination

    The neurological examinations comprised assessments of mental status and orientation, cranial nerve examination, muscle strength and tone, deep tendon reflexes, sensory testing, coordination, and gait.

    Time frame: 2-3 hours after treatment

Secondary outcomes

  1. Number of Participants in Phase I Group With Adverse Events During and After Study Treatment With HF TCD

    Phase I - A group of healthy volunteers will be assessed to determine the feasibility and activity of hands-free (HF) transcranial Doppler (TCD). Adverse events include subject complaints regarding discomfort of the device and dermatological adverse events as evidenced by a detailed physical examination of skin integrity post-insonation.

    Time frame: 2-3 hours after treatment

  2. Percentage of Participants in the Phase II Group That Show Arterial Recanalization as Measured Using Standard Transcranial Doppler Ultrasound Systems

    Ischemic stroke patients: 2-hour rates of arterial complete and partial recanalization as measured using standard Transcranial Doppler Ultrasound systems.

    Time frame: 2-3 hours after treatment

  3. Percentage of Participants in Phase II Group With Neurological Worsening as Determined by the NIH Stroke Scale

    The National Institutes of Health Stroke Scale, or NIH Stroke Scale (NIHSS) is a tool used by healthcare providers to objectively quantify the impairment caused by a stroke. Each item on the NIHSS scores a specific ability between a 0 and 4. For each item, a score of 0 typically indicates normal function in that specific ability, while a higher score is indicative of some level of impairment. The individual scores from each item are summed in order to calculate a patient's total NIHSS score. The maximum possible score is 42, with the minimum score being a 0.

    Time frame: within 90 days of enrollment

  4. Percentage of Participants in Phase II Group With Excellent Outcome as Measured by Modified Rankin Scale (mRS)

    A modified Rankin Scale (mRS) score of 0 or 1 indicates an excellent outcome. The mRS is a commonly used scale for measuring the degree of disability or dependence in the daily activities of people who have suffered a stroke or other causes of neurological disability. The mRS scale ranks patients from 0 to 6 (0 is the best score, 6 is the worst score).

    Time frame: at 3-months from enrollment

07

Results

Posted May 23, 2016
Limitations and caveats
The last phase (Phase II: 3-6 hour non-lytic patients who presented between 3-6 hours and with evidence of mismatch on neuroimaging), was not completed. This portion of the study was not started as new published evidence suggested little value.

Participant flow

Participant flow — Overall Study
MilestonePhase IPhase II
Started1820
Completed1520
Not completed30
Withdrew: Withdrawal by subject20
Withdrew: Mri contraindication10

Outcome measures

PrimaryNumber of Participants in Phase I Group With Blood-brain-barrier Disruption (BBB) as Measured by MRI of the Brain

Phase I : Imaging of the brain via MRI scans was performed to determine if the Hands-Free transcranial Doppler (TCD) system results in any BBB-disruption or deterioration in permeability.

Time frame:
2-3 hours after treatment
Reported as:
Number · participants
Number of Participants in Phase I Group With Blood-brain-barrier Disruption (BBB) as Measured by MRI of the Brain
participantsPhase I
Number of Participants in Phase I Group With Blood-brain-barrier Disruption (BBB) as Measured by MRI of the Brain0
PrimarySafety in Phase II Group as Measured by Incidence of Symptomatic Intracerebral Hemorrhage

Phase II: Determine if the Hands-Free TCD will not result in higher than 10% rate of symptomatic intracerebral hemorrhage (ICH) within 24 hours (defined as clinical worsening \> 4 NIH Stroke Scale (NIHSS) points and presence of hemorrhage on CT scan that in the opinion of the treating physician is causatively related to ICH on CT) in 0-3 hours acute stroke patients treated with intravenous tissue-type plasminogen activator (IV-t-PA).

Time frame:
within 24 hours
Reported as:
Number · percentage of patients
Safety in Phase II Group as Measured by Incidence of Symptomatic Intracerebral Hemorrhage
percentage of patientsPhase II - Ischemic Stroke Patients
Safety in Phase II Group as Measured by Incidence of Symptomatic Intracerebral Hemorrhage0 (0 to 17)
SecondaryNumber of Participants in Phase I Group With Adverse Events During and After Study Treatment With HF TCD

Phase I - A group of healthy volunteers will be assessed to determine the feasibility and activity of hands-free (HF) transcranial Doppler (TCD). Adverse events include subject complaints regarding discomfort of the device and dermatological adverse events as evidenced by a detailed physical examination of skin integrity post-insonation.

Time frame:
2-3 hours after treatment
Reported as:
Number · participants
Number of Participants in Phase I Group With Adverse Events During and After Study Treatment With HF TCD
participantsPhase 1 (Healthy Volunteers)
Number of Participants in Phase I Group With Adverse Events During and After Study Treatment With HF TCD0
SecondaryPercentage of Participants in the Phase II Group That Show Arterial Recanalization as Measured Using Standard Transcranial Doppler Ultrasound Systems

Ischemic stroke patients: 2-hour rates of arterial complete and partial recanalization as measured using standard Transcranial Doppler Ultrasound systems.

Time frame:
2-3 hours after treatment
Reported as:
Number · percentage of patients
Percentage of Participants in the Phase II Group That Show Arterial Recanalization as Measured Using Standard Transcranial Doppler Ultrasound Systems
percentage of patientsPhase II - Iscehmic Stroke Patients
Percentage of Participants in the Phase II Group That Show Arterial Recanalization as Measured Using Standard Transcranial Doppler Ultrasound Systems40 (19 to 64)
SecondaryPercentage of Participants in Phase II Group With Neurological Worsening as Determined by the NIH Stroke Scale

The National Institutes of Health Stroke Scale, or NIH Stroke Scale (NIHSS) is a tool used by healthcare providers to objectively quantify the impairment caused by a stroke. Each item on the NIHSS scores a specific ability between a 0 and 4. For each item, a score of 0 typically indicates normal function in that specific ability, while a higher score is indicative of some level of impairment. The individual scores from each item are summed in order to calculate a patient's total NIHSS score. The maximum possible score is 42, with the minimum score being a 0.

Time frame:
within 90 days of enrollment
Reported as:
Number · percentage of patients
Percentage of Participants in Phase II Group With Neurological Worsening as Determined by the NIH Stroke Scale
percentage of patientsPhase II - Ischemic Stroke Patients
Percentage of Participants in Phase II Group With Neurological Worsening as Determined by the NIH Stroke Scale5 (0 to 25)
SecondaryPercentage of Participants in Phase II Group With Excellent Outcome as Measured by Modified Rankin Scale (mRS)

A modified Rankin Scale (mRS) score of 0 or 1 indicates an excellent outcome. The mRS is a commonly used scale for measuring the degree of disability or dependence in the daily activities of people who have suffered a stroke or other causes of neurological disability. The mRS scale ranks patients from 0 to 6 (0 is the best score, 6 is the worst score).

Time frame:
at 3-months from enrollment
Reported as:
Number · percentage of patients
Percentage of Participants in Phase II Group With Excellent Outcome as Measured by Modified Rankin Scale (mRS)
percentage of patientsPhase II - Ischemic Stroke Patients
Percentage of Participants in Phase II Group With Excellent Outcome as Measured by Modified Rankin Scale (mRS)25 (7 to 49)
PrimaryNumber of Participants in Phase I Group With Neurological Deterioration as Measured by Neurological Examination

The neurological examinations comprised assessments of mental status and orientation, cranial nerve examination, muscle strength and tone, deep tendon reflexes, sensory testing, coordination, and gait.

Time frame:
2-3 hours after treatment
Reported as:
Number · participants
Number of Participants in Phase I Group With Neurological Deterioration as Measured by Neurological Examination
participantsPhase I: Healthy Volunteers
Number of Participants in Phase I Group With Neurological Deterioration as Measured by Neurological Examination0

Adverse events

Non-serious events are listed at a 3% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Phase I: Healthy Volunteers—0/15 (0%)0/15 (0%)
Phase II - Ischemic Stroke Patients—9/20 (45%)19/20 (95%)
Most frequent serious events
Most frequent serious events
EventPhase I: Healthy VolunteersPhase II - Ischemic Stroke Patients
Cerebral edemaNervous system disorders0/154/20
Pneumonia/respiratory failureRespiratory, thoracic and mediastinal disorders0/154/20
DeathNervous system disorders0/153/20
Intracranial hemohhrage secondary to bacterial endocarditisNervous system disorders0/151/20
SepsisInfections and infestations0/151/20
Stroke progression/Nuero-worseningNervous system disorders0/151/20
Most frequent other events
Showing 10 of 17
Most frequent other events
EventPhase I: Healthy VolunteersPhase II - Ischemic Stroke Patients
FewerInfections and infestations0/156/20
Anemia/decreased hemoglobin and hematocritBlood and lymphatic system disorders0/156/20
HypertensionCardiac disorders0/156/20
Asymptomatic ICHNervous system disorders0/156/20
Elevated white blood countInfections and infestations0/155/20
TachycardiaCardiac disorders0/154/20
TachypneaRespiratory, thoracic and mediastinal disorders0/154/20
BradycardiaCardiac disorders0/152/20
Utinary tract infectionInfections and infestations0/152/20
HypotensionCardiac disorders0/151/20

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Phase IPhase IITotal
<=18 years000
Between 18 and 65 years131225
>=65 years2810
Age, Continuous
Age, Continuous(years)Phase IPhase IITotal
Mean49 ± 1663 ± 1457 ± 17
Sex: Female, Male
Sex: Female, Male(Participants)Phase IPhase IITotal
Female9817
Male61218
Region of Enrollment
Region of Enrollment(participants)Phase IPhase IITotal
United States152035
08

Study locations

2 sites
  • University of Alabama Birmingham
    Birmingham, Alabama 35233, United States
  • UT Medical School-Houston
    Houston, Texas 77030, United States
09

References and documents

Publications

  • Barlinn K, Barreto AD, Sisson A, Liebeskind DS, Schafer ME, Alleman J, Zhao L, Shen L, Cava LF, Rahbar MH, Grotta JC, Alexandrov AV. CLOTBUST-hands free: initial safety testing of a novel operator-independent ultrasound device in stroke-free volunteers. Stroke. 2013 Jun;44(6):1641-6. doi: 10.1161/STROKEAHA.113.001122. Epub 2013 Apr 18. PubMed 23598523 ↗
  • Barreto AD, Alexandrov AV, Shen L, Sisson A, Bursaw AW, Sahota P, Peng H, Ardjomand-Hessabi M, Pandurengan R, Rahbar MH, Barlinn K, Indupuru H, Gonzales NR, Savitz SI, Grotta JC. CLOTBUST-Hands Free: pilot safety study of a novel operator-independent ultrasound device in patients with acute ischemic stroke. Stroke. 2013 Dec;44(12):3376-81. doi: 10.1161/STROKEAHA.113.002713. Epub 2013 Oct 24. PubMed 24159060 ↗
  • Al-hussain F, Hussain MS, Molina C, Uchino K, Shuaib A, Demchuk AM, Alexandrov AV, Saqqur M; CLOTBUST Investigators. Does the sex of acute stroke patients influence the effectiveness of rt-PA? BMC Neurol. 2014 Mar 26;14:60. doi: 10.1186/1471-2377-14-60. PubMed 24669960 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 23, 2016, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01240356
Responsible party
James Grotta (MD, The University of Texas Health Science Center, Houston) — Principal investigator
First posted
Nov 15, 2010
Start date
Dec 2008
Primary completion
Oct 2013
Completion
Oct 2013
Results posted
May 23, 2016
Last update
May 23, 2016

Study contacts

James C. Grotta, MD
principal investigator · UT Medical School-Houston

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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