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CompletedNCT01217060Updated Apr 13, 2021Results posted

Trimodality Management of T1b Esophageal Cancers

A Phase 1/2 interventional study of Docetaxel and 5-FU in Esophageal Cancer, sponsored by M.D. Anderson Cancer Center. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2021-04-13.

Sponsored by M.D. Anderson Cancer Center · Phase 1/2, Interventional, and Treatment

Phase
Phase 1/2
Study type
Interventional
Enrollment
4
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

The goal of this clinical research study is to learn if giving chemotherapy and radiation therapy before surgery for early-stage esophageal cancer can help to control the disease and if so, for how long. The safety of this treatment will also be studied.

Read the detailed description

The Study Treatment:

5-fluorouracil and docetaxel are designed to stop the growth of cancer cells, which may cause the cells to die. Docetaxel may also damage blood vessels in tumor tissue.

The radiation therapy in this study will be either intensity modulated radiation therapy (IMRT), which is a form of photon-based radiation therapy, or proton beam therapy (PBT). This will be up to your doctor. Both IMRT and PBT are designed to give radiation to the tumor area and limiting radiation exposure to nearby organs such as the lungs, heart, and spinal cord.

The surgery in this study removes part of the esophagus and nearby lymph nodes. The type of surgery will be the doctor's decision based on the location of the tumor in the esophagus. It will either be laparoscopic surgery (a minimally invasive procedure through small holes made in the abdomen) or open surgery (through the chest wall).

Study Treatment Administration:

If you are found to be eligible to take part in this study, you will receive radiation therapy and chemotherapy on the following schedule for up to 5 1/2 weeks. If there are holidays on the scheduled treatment days, the schedule may be slightly different and the study staff will discuss this with you.

  • Radiation therapy will be given Monday through Friday. This will take about 30 minutes, including about 10-15 minutes for the radiation treatment.
  • 5-fluorouracil will be given by vein, continuously for about 96 hours a week (Monday through Friday).
  • Docetaxel will be given by vein over about 1 hour, 1 time a week (on Mondays).

    5-fluorouracil will be given using a portable pump about the size of a personal CD player. You will need to carry this portable pump with you for about 96 hours each week.

Docetaxel will be given through a central venous catheter. A central venous catheter is a sterile flexible tube that will be placed into a large vein while you are under local anesthesia. Your doctor will explain this procedure to you in more detail, and you will be required to sign a separate consent form for this procedure. The catheter will be removed at the end of Week 5.

Before every dose of docetaxel, you will receive dexamethasone to lower the risk of side effects. Dexamethasone will be given by vein over a few seconds.

Your doctor will let you know if and when you are eligible to have surgery. In this study, the surgery must be performed within 8-10 weeks after you finish chemotherapy and radiation therapy. You will be asked to sign a separate consent form that describes the surgery and anesthesia (numbing medicine) and their risks in more detail. The screening tests that will help your doctor decide if you are eligible to have surgery include the scans and endoscopy described below (4-6 weeks after radiation and chemotherapy).

You will no longer be able to receive radiation and chemotherapy if the disease gets worse or intolerable side effects occur. You will not be able to have surgery if the doctor decides surgery is not in your best interest (for example, if the disease or your general health gets worse).

Study Visits:

During Study Therapy:

Blood (about 3 tablespoons) will be drawn for routine tests during Week 3 of radiation and chemotherapy.

Follow-Up:

At 4-6 weeks after your last dose of radiation and chemotherapy, the following tests and procedures will be performed:

  • You will have a CT scan of the chest and a whole-body PET/CT scan to check the status of the disease.
  • You may have an endoscopy of your esophagus with 1 or more biopsies of the tumor to check the status of the disease. The number of biopsies you have will be the doctor's decision at the time of the procedure, based on the status and location of the disease.
  • Blood (about 3 tablespoons) will be drawn for routine tests.
  • You will fill out 3 quality-of-life questionnaires. This should take about 10-15 minutes.

About 4 weeks after surgery, you will fill out 3 quality-of-life questionnaires. You will then fill out 2 quality-of-life questionnaires at 6 of your routine follow-up visits after surgery.

Every 3-6 months in the first 3 years after your last dose of radiation and chemotherapy, then every 6 months in the next 2 years, and every year after that from then on, the following tests and procedures will be performed:

  • You will have a CT scan of the chest or a whole-body PET/CT scan to check the status of the disease.
  • You will have an endoscopy of your esophagus to check the status of the disease during every follow-up visit in Year 1. After that, you will have an endoscopy of your esophagus at follow-up visits anytime the doctor decides it is needed. You will have 1 or more tumor biopsies at these follow-up visits if the doctor decides they are needed, based on the status and location of the disease. This will be decided at the time of the endoscopy.

Biomarker Testing:

If leftover tumor tissue is available from before you joined the study, the leftover tissue will be used for genetic biomarker testing. If you do not have leftover tumor tissue available from before you joined the study, leftover tissue from study procedures will be used for genetic biomarker testing.

This is an investigational study. Docetaxel and 5-fluorouracil are FDA approved and commercially available to treat esophageal cancer. However, it is investigational to give these drugs to patients with early-stage esophageal cancer.

It is investigational to give the combination of chemotherapy, radiation therapy, and surgery to patients with early-stage esophageal cancer.

Up to 30 patients will take part in this study. All will be enrolled at MD Anderson.

02

Conditions studied

  • Esophageal Cancer

Keywords

  • Adenocarcinoma
  • Squamous cell carcinoma
  • Thoracic esophagus
  • Gastroesophageal junction
  • Chemoradiotherapy
  • Esophagectomy
  • 5-Fluorouracil
  • Docetaxel
  • Radiation
  • Radiotherapy
  • XRT
  • IMRT
  • Taxotere
  • Adrucil
  • Efudex
  • Dexamethasone
  • Decadron
03

In context

Esophageal Neoplasms

1,593 studies on the registry are indexed under Esophageal Neoplasms; 461 are open to participants now.

This study's enrollment of 4 is below the median of 58 across 1,171 interventional studies indexed under Esophageal Neoplasms.

Browse Esophageal Neoplasms studies →

Lead sponsor

M.D. Anderson Cancer Center is the lead sponsor of 2,999 studies on the registry; 581 are open to participants now.

Of its 599 completed or terminated interventional studies of FDA-regulated products, 402 (67%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Histologically documented adenocarcinoma or squamous cell carcinoma of the thoracic esophagus or gastroesophageal junction that are staged as T1b using endoscopic ultrasound (EUS) or from a large biopsy (either criteria # 1 or #2 can be met for eligibility).
  2. Patients who undergo a diagnostic Endoscopic Mucosal Resection (EMR) and have a diagnosis of T1b stage established.
  3. Performance score Karnofsky Performance Scale (KPS) 80-100.
  4. Patients should be surgical candidates for esophagectomy and should have no contraindications for chemotherapy or radiation.
  5. Negative pregnancy test for women of child bearing potential. They must agree to adequate contraception.
  6. Complete blood count (CBC) and complete metabolic panel (chemo-14: Glucose, Calcium, Albumin, Total Protein, Sodium, Potassium, CO2, Chloride, Blood Urea Nitrogen (BUN), Creatinine, Alkaline Phosphatase, ALT (SGPT), AST (SGOT), and Bilirubin) to assess adequate hematologic, renal and hepatic functioning will be obtained. The values are as follows: Adequate hematologic (White Blood Count (WBC) >2,500/uL, platelets > 75,000/uL), renal (creatinine clearance > 50 mL/min), and liver function (bilirubin \<=1.5 fold the upper limit of normal and liver enzymes \< 3 fold the upper limit of normal).
  7. Based on the risk factors and propensity of lymph node metastasis (LNM) and poorer survivals seen in retrospective studies as discussed in the introduction, only patients with any one (1) of high risk features such as LVI, tumors >1.2 cm, and high grade will be enrolled (Grade is the pathologic term defining the degree of differentiation. Grade 1 is well differentiated, Grade 2 is moderately differentiated, and Grade 3 is poorly differentiated).

Exclusion criteria

Exclusion Criteria:

  1. Prior radiation to the chest
  2. Previous or concomitant cancers other than 1) curatively treated carcinoma in situ of cervix, basal cell of the skin, curative treatment for transitional cell carcinoma of the bladder, and early stage cancers at another non-overlapping site that was treated more than 3 years ago for cure.
  3. Pregnant or breast-feeding females
  4. Clinically significant uncontrolled major cardiac, respiratory, renal, hepatic, gastrointestinal or hematologic disease but not limited to: a) active uncontrolled infection b) Symptomatic congestive heart failure, unstable angina, or cardiac dysrrhythmia not controlled by pacer device c) no myocardial infarction within 3 months of registration
  5. Known hypersensitivity to docetaxel, 5-fluorouracil, polysorbate-80, or any component of the formulation
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
4 participants (actual)

Study arms

  • Experimental
    Docetaxel + 5-FU + Radiation + Surgery

    Docetaxel 20 mg/m2 given by vein (IV) once a week up to 5 1/2 weeks. Dexamethasone 10 mg IV 30 minutes prior to weekly Docetaxel. 5-FU 300 mg/m2 IV, continuously for 96 hours 5 days a week for about 5 1/2 weeks. Radiation 50.4 Gy (1.8G/Fx/day) for about 5 1/2 weeks. Surgery to remove part of esophagus and nearby lymph nodes, approximately 8 to 10 weeks after completing chemoradiation.

    Drug: Docetaxel · Drug: 5-FU · Radiation: Radiotherapy · Procedure: Esophagectomy · Drug: Dexamethasone

Interventions

  • DrugDocetaxel

    20 mg/m2 given by vein (IV) over 1 hour once a week for up to 5 1/2 weeks.

    Also known as: Taxotere

  • Drug5-FU

    300 mg/m2 given by vein, continuously for 96 hours a week for about 5 1/2 weeks.

    Also known as: Adrucil, Efudex, 5-Fluorouracil

  • RadiationRadiotherapy

    50.4 Gy (1.8G/Fx/day) for about 5 1/2 weeks, Monday through Friday.

    Also known as: Radiation Therapy

  • ProcedureEsophagectomy

    Surgery to remove part of esophagus and nearby lymph nodes, approximately 8 to 10 weeks after completing chemoradiation.

    Also known as: Surgical Resection

  • DrugDexamethasone

    10 mg IV 30 minutes prior to weekly Docetaxel.

    Also known as: Decadron

06

What researchers measure

Primary outcomes

  1. Pathologic Complete Response (PCR) Rate

    The primary endpoint for this protocol is to assess the efficacy (pathologic complete response) and safety of Trimodality management (chemoradiotherapy followed by esophagectomy) in patients with clinically staged T1bN0M0 cancer of the esophagus or gastroesophageal junction. This is a single-arm phase IIB trial of chemo-radiation followed by surgery for patients with early stage grade T1b esophageal cancer. The rates of pathologic CR will be tabulated and their possible relationships to baseline covariates assessed by logistic regression. Unadjusted progression free survival time will be estimated by the method of Kaplan and Meier and its possible relationship to baseline covariates assessed by survival regression modeling.

    Time frame: Pathologic Complete Response (PCR) will repeat EGD with biopsy to assess for clinical response to therapy after chemoradiation four to six weeks.

Secondary outcomes

  1. Disease-free Survival (DFS) Time

    Disease-free survival (DFS) defined as the time to disease progression or death. DFS calculated from the time of surgery to disease progression or death. Followed for disease recurrence every 3-6 months in the first 3 years after last dose of radiation and chemotherapy, then every 6 months in the next 2 years, then every year.

    Time frame: Time to disease progression or death, up to 6 years

07

Results

Posted Apr 13, 2021
Limitations and caveats
There are no statistical data analysis results available due to the protocol terminated early due to low rate of accrual, changes in treatment paradigm (patients are going for local excision for T1b esophageal cancer). We incorporated the analysis of those patient to the paper of a retrospective cohort, since the 4 patients themselves were not reportable.

Participant flow

Participant flow — Overall Study
MilestoneDocetaxel + 5-FU + Radiation + Surgery
Started4
Completed3
Not completed1
Withdrew: Withdrawal by subject1

Outcome measures

PrimaryPathologic Complete Response (PCR) Rate

The primary endpoint for this protocol is to assess the efficacy (pathologic complete response) and safety of Trimodality management (chemoradiotherapy followed by esophagectomy) in patients with clinically staged T1bN0M0 cancer of the esophagus or gastroesophageal junction. This is a single-arm phase IIB trial of chemo-radiation followed by surgery for patients with early stage grade T1b esophageal cancer. The rates of pathologic CR will be tabulated and their possible relationships to baseline covariates assessed by logistic regression. Unadjusted progression free survival time will be estimated by the method of Kaplan and Meier and its possible relationship to baseline covariates assessed by survival regression modeling.

Time frame:
Pathologic Complete Response (PCR) will repeat EGD with biopsy to assess for clinical response to therapy after chemoradiation four to six weeks.

No measurements were reported for this outcome.

SecondaryDisease-free Survival (DFS) Time

Disease-free survival (DFS) defined as the time to disease progression or death. DFS calculated from the time of surgery to disease progression or death. Followed for disease recurrence every 3-6 months in the first 3 years after last dose of radiation and chemotherapy, then every 6 months in the next 2 years, then every year.

Time frame:
Time to disease progression or death, up to 6 years

No measurements were reported for this outcome.

Adverse events

Collected over From date of protocol registration until the date of documented development of adverse events (AEs) , assessed at the end of the 30-day period following surgery. Non-serious events are listed at a 1% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Docetaxel + 5-FU + Radiation + Surgery0/3 (0%)0/3 (0%)3/3 (100%)
Most frequent other events
Showing 10 of 19
Most frequent other events
EventDocetaxel + 5-FU + Radiation + Surgery
DysphagiaGastrointestinal disorders3/3
FatigueGeneral disorders3/3
OdynophagiaGastrointestinal disorders3/3
DiarrheaGastrointestinal disorders2/3
DyspepsiaGastrointestinal disorders2/3
EsophagitisGastrointestinal disorders2/3
AnorexiaMetabolism and nutrition disorders1/3
ConstipationGastrointestinal disorders1/3
CoughRespiratory, thoracic and mediastinal disorders1/3
DiaphoresisMetabolism and nutrition disorders1/3

Baseline characteristics

3 out of 4 patients was were consented and treated under this protocol. 1 patients withdrew consent prior to protocol treatment.

Age, Categorical
Age, Categorical(Participants)Docetaxel + 5-FU + Radiation + Surgery
<=18 years0
Between 18 and 65 years1
>=65 years2
Age, Continuous
Age, Continuous(years)Docetaxel + 5-FU + Radiation + Surgery
Median67 (56 to 68)
Sex: Female, Male
Sex: Female, Male(Participants)Docetaxel + 5-FU + Radiation + Surgery
Female0
Male3
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Docetaxel + 5-FU + Radiation + Surgery
Hispanic or Latino0
Not Hispanic or Latino3
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Docetaxel + 5-FU + Radiation + Surgery
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American0
White3
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)Docetaxel + 5-FU + Radiation + Surgery
United States3
Karnofsky performance score (KPS)
Karnofsky performance score (KPS)(Participants)Docetaxel + 5-FU + Radiation + Surgery
KPS≥ 803
KPS≥ 700
Smoking
Smoking(Participants)Docetaxel + 5-FU + Radiation + Surgery
Never0
Prior3
Current0

3 further baseline measures are reported on the registry.

08

Study locations

1 site
  • University of Texas MD Anderson Cancer Center
    Houston, Texas 77030, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Sep 12, 2019

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Apr 13, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01217060
Lead sponsor
M.D. Anderson Cancer Center
Responsible party
Sponsor
First posted
Oct 8, 2010
Start date
Oct 2010
Primary completion
Jun 14, 2020
Completion
Jun 14, 2020
Results posted
Apr 13, 2021
Last update
Apr 13, 2021

Study contacts

Steven H. Lin, MD, PHD
principal investigator · M.D. Anderson Cancer Center

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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