CClinicalTrials.gg
CompletedNCT01208324Updated Apr 2, 2021Results posted

Estrogen and Serotonin on Changing Brain Chemistry

An interventional study of estrogen patch and Amino acids in Menopause, sponsored by University of Colorado, Denver. Completed at 1 site in United States. Open to female participants aged 48 Years to 60 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2021-04-02.

Sponsored by University of Colorado, Denver · Not applicable, Interventional, and Treatment

From the registry’s dates

  • Registered 6 months after the study started (first participant enrolled Mar 2010, registered Sep 2010).
Phase
Not applicable
Study type
Interventional
Enrollment
47
Allocation
Randomized
Ages
48 Years to 60 Years
Sex
Female
01

Study summary

The aim of this study is to examine the effects of estrogen and serotonin on cognition, emotional processing, and brain activation. The investigators will study the effects of acute tryptophan (TRP) depletion on cognition and mood in healthy menopausal women before and after estrogen replacement treatment (ERT). Using functional magnetic resonance imaging (fMRI), the investigators will identify differences in brain activation during memory tasks with and without TRP depletion and before and after estrogen therapy in order to determine which brain regions and cognitive functions are affected by each manipulation.

Read the detailed description

The overarching purpose of this study is to further our understanding of the individual and interactive effects of the hormone estrogen and the neurotransmitter serotonin on certain aspects of cognition and brain activation in menopausal women ages 48 to 60 years. Women will undergo cognitive testing and fMRI sessions both before and after 6 weeks of either estrogen or placebo administration. We will recruit women who are across the first 10 years since their last menstrual period so that the investigators can gather information regarding the potential impact of time since menopause on our outcomes of interest. We anticipate that findings from this study will help scientist and clinicians to refine their use of estrogen therapy in menopausal women. In addition, should the role of serotonin be of utmost importance for maintenance of healthy cognition, these data aid future drug development to preserve health cognition and/or to treat dementias in which serotonin is an important factor. This proposal is both novel and timely as results from this study are likely to provide information critical to the on-going discussion regarding the risks and benefits of ET use in menopausal women.

02

Conditions studied

  • Menopause

Keywords

  • Cognitive difficulties
  • memory impairment
  • mood changes
  • brain activation
03

In context

Lead sponsor

University of Colorado, Denver is the lead sponsor of 1,499 studies on the registry; 315 are open to participants now.

Of its 139 completed or terminated interventional studies of FDA-regulated products, 89 (64%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
48 Years to 60 Years
Sexes eligible
Female
Accepts healthy volunteers
Yes

Eligibility criteria

Key Inclusion Criteria:

Women ages 48 to 60 (at the time of enrollment) will be eligible for this study if they:

  1. Have no history of major depressive disorder, generalized anxiety disorder, and or panic disorder within the last three years according to the Structured Clinical Interview for DSM-IV (Diagnostic and Statistical Manual) Axis I Disorders (SCID-NP) (First et al., 1995), or a history of major depressive disorder, generalized anxiety disorder, and or panic disorder greater than 3 years ago, but now resolved according to the Structured Clinical Interview for DSM-IV Axis I Disorders (SCID-NP) (First et al., 1995);
  2. Have no substance abuse disorders (this includes alcohol, prescription, and illicit substances) within the last three years according to the Structured Clinical Interview for DSM-IV Axis I Disorders (SCID-NP) (First et al., 1995);
  3. Subject has history of substance abuse disorders (this includes alcohol, prescription, and illicit substances) >3 years ago but the period of abuse did not last more than 5 years according to the Structured Clinical Interview for DSM-IV Axis I Disorders (SCID-NP) (First et al., 1995);
  4. No first-degree relative (excluding children) with a known psychotic disorder or bi-polar disorder per patient report. Psychotic disorders include schizophrenia, schizoaffective disorder, psychotic disorder;
  5. Have not taken hormonal contraceptives, ET (estrogen therapy) or HT (hormone therapy) for at least 3 months as per self-report;
  6. Are within 10 years and 11 months of LMP (last menstrual period) as per self-report;
  7. Have a follicular stimulating hormone level (FSH) of >30 IU/ml as per hormone testing results; women with an FSH below 30 will have the option to undergo an additional blood draw between 3-9 months following the initial blood draw (see note 2 below);
  8. Are able to give written informed consent;
  9. Provide written documentation of having had a normal mammogram and a PAP smear (Papanicolaou test) within the recommended timeframe as defined by the American College of Obstetricians and Gynecologists (ACOG) - please visit their website for current recommendations;
  10. Must have clear urine toxicology screen upon recruitment;
  11. Are fluent in written and spoken English;
  12. Are right-handed.

Key Exclusion Criteria

  1. Currently smoking more than 10 cigarettes/day by self report;
  2. History of clinical CVD (cardiovascular disease) including myocardial infarction, angina, or congestive heart failure;
  3. History of thromboembolic disease (deep vein thrombosis or pulmonary embolus);
  4. History of untreated (no cholecystectomy) gallbladder disease as per self-report during PE;
  5. History of triglyceridemia by subject report;
  6. Undiagnosed vaginal bleeding as per self-report;
  7. History of estrogen responsive cancers as per self-report;
  8. Known hypercoagulable state (thrombophilias) as per self-report;
  9. Severe lactose intolerance (sham depletion requires lactose/microcellulose administration; mild to moderate lactose intolerance is acceptable); Dr. Epperson will make the final decision whether an individual's lactose intolerance is severe enough to require exclusion;
  10. Use of estrogen- or progestin-containing medication or phytoestrogen containing supplements (e.g. soy concentrates or extracts) within 3 months of participation as per self-report; foods containing soy (e.g. tofu, soy milk) will be permissible; estrogen-based localized treatments such as creams and vaginal inserts will be permissible, so long as said treatments do not effect systemic estrogen levels (women using localized treatments must have estrogen levels similar to other women in the study of their age and menopause status). PI will have final decision about enrollment (see note 3 below);
  11. Have a Mini Mental Status Score of \< 25;
  12. Hamilton Depression Score > 14;
  13. As per self-report, have taken a psychotropic medication within the previous month, with the exception of sleeping aids if the participant is willing to forgo use during study participation;
  14. Have a metallic implant as per self-report;
  15. Are claustrophobic as per self-report;
  16. Are pregnant (pertains to peri-menopausal women only).

Note 1: In the case of participants with full or partial hysterectomy, timing of final menstrual period will be determined by Dr. Epperson (the study PI) or one of the study MDs. In cases in which final menstrual period cannot be established, subjects will be excluded from the study.

Note 2: Women who undergo the repeat FSH blood test will be enrolled if their levels are > 30. Women will not be required to repeat all admission procedures unless they report experiencing a life event which would impact their mental or physical health and well-being. The PI will make the final determination regarding what, if any, screening procedures need to be repeated.

Note 3: Women on localized estrogen treatments who show elevated systemic estrogen levels will not be enrolled. Instead, they will need to discontinue use for 1 month and then have their estrogen levels retested with an additional blood draw. PI will have the final decision regarding eligibility.

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Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Double (Participant, Investigator)
Enrollment
47 participants (actual)

Study arms

  • Active comparator
    Estrogen patch

    Vivelle Dot® 0.10 - 0.15 mg/day for 8 weeks

    Drug: estrogen patch

  • Active comparator
    Amino Acids

    L-Isoleucine (4.2 g), L-Leucine (6.6 g), L-Lysine (4.8 g), L-Methionine (1.5 g), L-Phenylalanine (6.6 g), L-Threonine (3.0 g), L-Valine (4.8 g)

    Drug: Amino acids · Drug: Placebo pills

  • Placebo comparator
    Placebo Patch

    Placebo

    Drug: Placebo Patch

  • Placebo comparator
    Placebo pills

    31.5 g of lactose or microcellulose

    Drug: Placebo pills

Interventions

  • Drugestrogen patch

    150 subjects will be enrolled in a double blind placebo controlled study where they will be randomized to receive either treatment with 17β-estradiol (Vivelle Dot® 0.10 - 0.15 mg/day) or a look-alike placebo patch for a total of approximately 8 weeks. There will be four fMRI test sequences: two test sequences one week apart prior to estrogen treatment (ET) or placebo treatment (PT), and two sequences one week apart following approximately 6-weeks of double-blind ET or PT. During each test day, all subjects will have their blood drawn at specific time intervals and undergo a battery of cognitive testing.While on the ET or PT treatment, all subjects will be instructed to change the patch every 3.5 days.

    Also known as: Vivelle-Dot®

  • DrugAmino acids

    31.5 mg of amino acids or 31.5 mg of lactose will be administered to subjects on each of their 4 test days. On 2 of the test days subjects will receive the active pills (amino acids) and on the other 2 test days subjects will receive the placebo pills (lactose).

    Also known as: L-Isoleucine, L-Leucine, L-Lysine, L-Methionine, L-Phenylalanine, L-Threonine, L-Valine

  • DrugPlacebo Patch

    placebo

    Also known as: Placebo

  • DrugPlacebo pills

    There are 4 test days in this study. Each test day will involve the ingestion of 70 capsules. During one of each pair of tests, the 70 capsules will contain 31.5 g of lactose (sham depletion), while during the other test they will contain a total of 31.5 g of amino acids.

    Also known as: lactose

06

What researchers measure

Primary outcomes

  1. Percent Change in BOLD Signal

    To replicate and extend our previous behavioral findings of an interaction between estrogen therapy (ET) and tryptophan depletion on verbal memory in a group of early menopausal women randomized to receive ET. Blood-oxygen-level dependent or BOLD signal is the outcome of BOLD imaging, which is a technique used in functional MRI. BOLD signal reflects changes in regional cerebral blood flow which delineate regional activity. A positive BOLD signal marks an increase in regional blood flow, while a negative BOLD signal marks a decrease in regional blood flow. A positive percent change means that between scans the BOLD signal i.e. blood flow in that region has increased, a negative percent change means that the BOLD signal has decreased between scans.

    Time frame: 8 weeks

Secondary outcomes

  1. Evaluate the Changes in Verbal Working Memory Mediated Through the Dorsolateral Prefrontal Cortex.

    To evaluate the extent to which effects of ET (estrogen therapy) and TRP-D on verbal working memory are mediated through the dorsolateral prefrontal cortex.

    Time frame: 8 weeks

07

Results

Posted Apr 2, 2021

Participant flow

Pre-randomization of Patch
Participant flow — Pre-randomization of Patch
MilestoneActive Patch: Active Tryptophan, Then Sham TryptophanActive Patch: Sham Tryptophan, Then Active TryptophanSham Patch: Active Tryptophan, Then Sham TryptophanSham Patch: Sham Tryptophan, Then Active Tryptophan
Started1415108
Test day 11415108
Test day 2141585
Completed141585
Not completed0023
Post-randomization of Patch
Participant flow — Post-randomization of Patch
MilestoneActive Patch: Active Tryptophan, Then Sham TryptophanActive Patch: Sham Tryptophan, Then Active TryptophanSham Patch: Active Tryptophan, Then Sham TryptophanSham Patch: Sham Tryptophan, Then Active Tryptophan
Started141585
Test day 3131585
Test day 4131585
Completed131585
Not completed1000
Withdrew: Withdrawal by subject1000

Outcome measures

PrimaryPercent Change in BOLD Signal

To replicate and extend our previous behavioral findings of an interaction between estrogen therapy (ET) and tryptophan depletion on verbal memory in a group of early menopausal women randomized to receive ET. Blood-oxygen-level dependent or BOLD signal is the outcome of BOLD imaging, which is a technique used in functional MRI. BOLD signal reflects changes in regional cerebral blood flow which delineate regional activity. A positive BOLD signal marks an increase in regional blood flow, while a negative BOLD signal marks a decrease in regional blood flow. A positive percent change means that between scans the BOLD signal i.e. blood flow in that region has increased, a negative percent change means that the BOLD signal has decreased between scans.

Time frame:
8 weeks
Reported as:
Mean · percentage of BOLD signal changes
Percent Change in BOLD Signal
percentage of BOLD signal changesHigh AceLow Ace
Percent Change in BOLD Signal-.43 (-.65 to -.22).20 (-.16 to .21)
SecondaryEvaluate the Changes in Verbal Working Memory Mediated Through the Dorsolateral Prefrontal Cortex.

To evaluate the extent to which effects of ET (estrogen therapy) and TRP-D on verbal working memory are mediated through the dorsolateral prefrontal cortex.

Time frame:
8 weeks

No measurements were reported for this outcome.

Adverse events

Collected over Adverse event data was at each test day visit, of which there were 4 and over the course of the 10-week patch treatment (either Estradiol or placebo).. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Active Patch: Active Tryptophan, Then Sham Tryptophan0/15 (0%)0/14 (0%)0/14 (0%)
Active Patch: Sham Tryptophan, Then Active Tryptophan0/14 (0%)0/15 (0%)0/15 (0%)
Sham Patch: Active Tryptophan, Then Sham Tryptophan0/10 (0%)0/10 (0%)0/10 (0%)
Sham Patch: Sham Tryptophan, Then Active Tryptophan0/8 (0%)0/8 (0%)0/8 (0%)

Baseline characteristics

The participants that were analyzed completed all 4 test days. The study team was not permitted to collect or use the information collected from the 6 participants who did not complete up to test day 4, and so those participants are excluded from the baseline analysis population.

Age, Continuous
Age, Continuous(years)Active Patch: Active Tryptophan, Then Sham TryptophanActive Patch: Sham Tryptophan, Then Active TryptophanSham Patch: Active Tryptophan, Then Sham TryptophanSham Patch: Sham Tryptophan, Then Active TryptophanTotal
Mean55.15 (49.2 to 60)55.69 (49.2 to 59.3)54.94 (48.3 to 59.9)54.16 (49 to 60.7)55.18 (48.3 to 60.7)
Sex/Gender, Customized
Sex/Gender, Customized(Participants)Active Patch: Active Tryptophan, Then Sham TryptophanActive Patch: Sham Tryptophan, Then Active TryptophanSham Patch: Active Tryptophan, Then Sham TryptophanSham Patch: Sham Tryptophan, Then Active TryptophanTotal
Women13158541
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Active Patch: Active Tryptophan, Then Sham TryptophanActive Patch: Sham Tryptophan, Then Active TryptophanSham Patch: Active Tryptophan, Then Sham TryptophanSham Patch: Sham Tryptophan, Then Active TryptophanTotal
American Indian or Alaska Native00000
Asian00112
Native Hawaiian or Other Pacific Islander00000
Black or African American41106
White9136432
More than one race00000
Unknown or Not Reported01001
Adverse Childhood Experiences (ACE) Questionaire
Adverse Childhood Experiences (ACE) Questionaire(Participants)Active Patch: Active Tryptophan, Then Sham TryptophanActive Patch: Sham Tryptophan, Then Active TryptophanSham Patch: Active Tryptophan, Then Sham TryptophanSham Patch: Sham Tryptophan, Then Active TryptophanTotal
High ACE574016
Low ACE884525
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Study locations

1 site
  • Penn Center for Women's Behavioral Wellness, University of Pennsylvania
    Philadelphia, Pennsylvania 19104, United States
09

References and documents

Publications

  • Epperson CN, Amin Z, Naftolin F, Cappiello A, Czarkowski KA, Stiklus S, Anderson GM, Krystal JH. The resistance to depressive relapse in menopausal women undergoing tryptophan depletion: preliminary findings. J Psychopharmacol. 2007 Jun;21(4):414-20. doi: 10.1177/0269881106067330. Epub 2006 Aug 4. PubMed 16891341 ↗
  • Amin Z, Gueorguieva R, Cappiello A, Czarkowski KA, Stiklus S, Anderson GM, Naftolin F, Epperson CN. Estradiol and tryptophan depletion interact to modulate cognition in menopausal women. Neuropsychopharmacology. 2006 Nov;31(11):2489-97. doi: 10.1038/sj.npp.1301114. Epub 2006 Jun 7. PubMed 16760926 ↗
  • Amin Z, Epperson CN, Constable RT, Canli T. Effects of estrogen variation on neural correlates of emotional response inhibition. Neuroimage. 2006 Aug 1;32(1):457-64. doi: 10.1016/j.neuroimage.2006.03.013. Epub 2006 Apr 27. PubMed 16644236 ↗
  • Amin Z, Canli T, Epperson CN. Effect of estrogen-serotonin interactions on mood and cognition. Behav Cogn Neurosci Rev. 2005 Mar;4(1):43-58. doi: 10.1177/1534582305277152. PubMed 15886402 ↗
  • Kugaya A, Epperson CN, Zoghbi S, van Dyck CH, Hou Y, Fujita M, Staley JK, Garg PK, Seibyl JP, Innis RB. Increase in prefrontal cortex serotonin 2A receptors following estrogen treatment in postmenopausal women. Am J Psychiatry. 2003 Aug;160(8):1522-4. doi: 10.1176/appi.ajp.160.8.1522. PubMed 12900319 ↗

Related links

Study documents

  • Protocol and statistical analysis plan · Nov 28, 2016

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Apr 2, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT01208324
Lead sponsor
University of Colorado, Denver
Collaborators
National Institute of Mental Health (NIMH), University of Pennsylvania
Responsible party
Sponsor
First posted
Sep 23, 2010
Start date
Mar 4, 2010
Primary completion
Nov 2018
Completion
Nov 2018
Results posted
Apr 2, 2021
Last update
Apr 2, 2021

Study contacts

Cynthia Neill Epperson, M.D.
principal investigator · University of Pennsylvania

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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