CClinicalTrials.gg
CompletedNCT00350402Updated Apr 6, 2012Results posted

Masked Faces in Parkinson Disease: Mechanism and Treatment

A Phase 2 interventional study of Respiratory muscle strength training in Parkinson's Disease, sponsored by University of Florida. Completed at 1 site in United States. Open to participants aged 45 Years to 80 Years. Per ClinicalTrials.gov, last updated 2012-04-06.

Sponsored by University of Florida · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
44
Allocation
Randomized
Ages
45 Years to 80 Years
Sex
All
01

Study summary

The purpose of this study is to examine the effectiveness of high intensity respiratory muscle strength training in treating blunted facial expression in people with Parkinson disease.

Read the detailed description

Facial expressions are complex signals that last only a few minutes and are important for communicating intention, motivation, and emotional states. In humans, a variety of neurological and psychiatric conditions alter the tendency to use facial signals. One of the main symptoms of Parkinson disease (PD) is diminished facial expressivity or "masked facies," which refers to the expressionless appearance of individuals with the disorder.

Unfortunately, little progress has been made over the years regarding the basis of "masked faces" or strategies that might improve facial expressivity among individuals with PD. This is unfortunate because the particular symptom can have significant medical and social consequences ranging from misdiagnosis of depression to the misattribution of negative emotional states and motivation by family members and healthcare providers.

The goal of this trial is to study the effectiveness of a novel, behavioral treatment approach-high intensity respiratory muscle strength training (MST)-for blunting of facial expressions in people with PD. The MST device, a mouthpiece that the participant uses to inspire against resistance, may improve the strength and mobility of muscles around the mouth that are involved in forming facial expressions.

Study participation includes screening, baseline evaluations, 4 weeks of behavioral intervention, immediate post-treatment followup, and a 3-month follow-up. Participants will be randomly assigned to take part in high intensity respiratory MST, or a Sham MST. Participation in the study will last for approximately 5 months.

02

Conditions studied

  • Parkinson's Disease

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Keywords

  • Parkinson's disease
  • PD
  • masked faces
  • diminished facial expressivity
  • diminished facial expression
  • high intensity respiratory muscle strength training
  • MST
03

In context

Parkinson Disease

4,487 studies on the registry are indexed under Parkinson Disease; 1,082 are open to participants now.

This study's enrollment of 44 is close to the median of 40 across 3,294 interventional studies indexed under Parkinson Disease.

Browse Parkinson Disease studies →

Lead sponsor

University of Florida is the lead sponsor of 1,254 studies on the registry; 201 are open to participants now.

Of its 170 completed or terminated interventional studies of FDA-regulated products, 136 (80%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
45 Years to 80 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • A clinical diagnosis of idiopathic Parkinson disease
  • Hoeh-Yahr Stage 1-3 when off medication
  • Stable and optimal medical regimen for at least 3 months
  • No previous surgical interventions for Parkinson's disease (i.e., deep brain stimulation, pallidotomy, stem cell implantation)
  • Participants will include men and women between the ages of 45 and 80 years

Exclusion criteria

Exclusion Criteria:

  • Evidence of dementia based on neurocognitive testing
  • Current or past history of major psychiatric disturbance (e.g., schizophrenia, bipolar disorder, substance abuse). Participants who are taking anti-depressants will not be excluded as long as they are not currently depressed (Beck Depression, SCID)
  • Other neurologic disturbance (e.g., tumor, stroke, traumatic brain injury, epilepsy) or severe chronic medical illness (e.g., HIV, metastatic cancer)
  • Presence of oro-facial dyskinesias
  • Previous surgeries to the larynx that result in poor vocal fold closure and/or positive history of head and neck cancer
  • History of smoking in the past 5 years
  • Untreated hypertension
  • Failing a baseline test of pulmonary function during baseline respiratory evaluation
  • Known respiratory complications such as chronic obstructive pulmonary disease (POCD), asthma
  • Previous surgical interventions for Parkinson's disease (i.e., deep brain stimulation, pallidotomy, stem cell implantation)
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Double (Participant, Investigator)
Enrollment
44 participants (actual)

Study arms

  • Active comparator
    High Intensity Muscle Strength Training

    This arm involved high intensity muscle strength training at 75% maximum inspiratory pressure (MIP). Training took place for 4 weeks, 5 days a week. Each daily session involved 5 sets of breathing exercises that required participants to take deep breaths (i.e., inspire) using use a breathing device. Settings on the breathing device were determined by obtaining the individual's maximal inspiratory pressure (MIP)using a specialized breathing gauge. The MIP was determined at the beginning of each week and the training device was adjusted and set at 75% MIP. Exercises took place in home setting, with weekly visit by staff. Participants kept daily exercise log.

    Behavioral: Respiratory muscle strength training

  • Sham comparator
    Sham MST

    This arm (low intensity MST) was identical to the real intervention in all ways except that the training device was set at 5% maximum inspiratory pressure (MIP). Thus less muscle and breathing effort was required during this sham treatment.

    Behavioral: Respiratory muscle strength training

Interventions

  • BehavioralRespiratory muscle strength training

    The Muscle Stength Training (MST)device is a mouthpiece that the participant uses to inspire against controlled resistance; Intervention involves use of this device for breathing exercises over 4 week period, 5 days a week, approximately 20 minutes/day.

    Also known as: Respiratory Training, Inspiratory Training, Expiratory Training

06

What researchers measure

Primary outcomes

  1. Change in Facial Entropy Score From Baseline [Off Dopamine Medication]

    Primary outcome is change in entropy score from baseline to immediate completion of 4 week intervention. Entropy is a computer derived index of facial movement that is computed by quantifying changes in pixel intensity as the face moves over a series of video frames. Entropy values range from 0 up to 100. Higher scores reflect greater movement and expressivity (desired). In this condition ("off dopamine), entropy scores were obtained when participants were tested "off" their normal dopamine medications. Off-dopamine testing occurred after a 12-hour overnight washout period.

    Time frame: Baseline and 4 weeks (i.e., immediate after 4-week treatment)

  2. Change in Facial Entropy Score From Baseline [On Dopamine Medication]

    Outcome is entropy change from baseline to immediate completion of 4 week intervention when participants remained on their normal dosage of dopamine medication. Entropy is quantitative index of facial movement that is computed from changes in pixel intensity as the face moves. Entropy values range from 0 up to 100. Higher scores reflect greater movement and expressivity. Greater expressivity is desired outcome.

    Time frame: Baseline and 4 weeks (i.e., immediate after 4-week intervention)

Secondary outcomes

  1. Change in Parkinson Disease Quality of Life-39 Scale (PDQ-39)

    The PDQ-39 is a widely used quality of life measure that is specific to Parkinson disease. Total raw score on the PDQ-39 ranges from 0 to 156. Higher scores reflect worse quality of life rating. Total score on PDQ-39 was used to compute pre-post treatment changes.

    Time frame: Baseline and 4 weeks (i.e., immediate post-intervention)

Other outcomes

  1. Change From Baseline in Maximal Inspiratory Pressure (MIP)

    The dependent variable is the change in maximal inspiratory pressure (MIP) from baseline to immediate completion of 4-week intervention. MIP refers to how much air pressure force an individual creates by inhaling through the mouth as hard as possible. This was measured over 5-7 trials by placement of lips around a mouthpiece attached to a calibrated fluke digital pressure gauge. From these trials, an average maximum inspiratory pressure (MIP) was computed. This was done at baseline and post-treatment. Greater MIP changes correspond to greater treatment-related effects of exercise.

    Time frame: Baseline and 4 weeks (i.e., immediate after 4-week intervention)

07

Results

Posted Apr 4, 2012

Participant flow

Parkinson participants were recruited from the University of Florida Center for Movement Disorders and Neurorestoration. Recruitment began in 2004 and ended in 2009.

Participant flow — Overall Study
MilestoneInspiratory Muscle Strength Training (IMST)Sham MST
Started2121
Completed2020
Not completed11
Withdrew: Lost to follow-up11

Outcome measures

PrimaryChange in Facial Entropy Score From Baseline [Off Dopamine Medication]

Primary outcome is change in entropy score from baseline to immediate completion of 4 week intervention. Entropy is a computer derived index of facial movement that is computed by quantifying changes in pixel intensity as the face moves over a series of video frames. Entropy values range from 0 up to 100. Higher scores reflect greater movement and expressivity (desired). In this condition ("off dopamine), entropy scores were obtained when participants were tested "off" their normal dopamine medications. Off-dopamine testing occurred after a 12-hour overnight washout period.

Time frame:
Baseline and 4 weeks (i.e., immediate after 4-week treatment)
Reported as:
Mean · units on a scale
Change in Facial Entropy Score From Baseline [Off Dopamine Medication]
units on a scaleInspiratory Muscle Strength Training (IMST): 75% MIPSham IMST: 5% MIP
Change in Facial Entropy Score From Baseline [Off Dopamine Medication]5.649 ± 6.66-1.605 ± 6.16
Statistical analysis
  • Inspiratory Muscle Strength Training (IMST): 75% MIP vs Sham IMST: 5% MIP · t-test, 2 sided · p = < 0.001 · Mean difference (final values): 7.254 · 95% CI 3.147 to 11.362Treatment effect size: Cohen's D =1.142
SecondaryChange in Parkinson Disease Quality of Life-39 Scale (PDQ-39)

The PDQ-39 is a widely used quality of life measure that is specific to Parkinson disease. Total raw score on the PDQ-39 ranges from 0 to 156. Higher scores reflect worse quality of life rating. Total score on PDQ-39 was used to compute pre-post treatment changes.

Time frame:
Baseline and 4 weeks (i.e., immediate post-intervention)
Reported as:
Mean · units on a scale
Change in Parkinson Disease Quality of Life-39 Scale (PDQ-39)
units on a scaleInspiratory Muscle Strength Training (IMST): 75% MIPSham IMST: 5% MIP
Change in Parkinson Disease Quality of Life-39 Scale (PDQ-39)1.850 ± 10.16-1.550 ± 17.57
Statistical analysis
  • Inspiratory Muscle Strength Training (IMST): 75% MIP vs Sham IMST: 5% MIP · t-test, 2 sided · p = <0.459 · Mean difference (final values): -6.36 · 95% CI -16.41 to 3.68
Other pre-specifiedChange From Baseline in Maximal Inspiratory Pressure (MIP)

The dependent variable is the change in maximal inspiratory pressure (MIP) from baseline to immediate completion of 4-week intervention. MIP refers to how much air pressure force an individual creates by inhaling through the mouth as hard as possible. This was measured over 5-7 trials by placement of lips around a mouthpiece attached to a calibrated fluke digital pressure gauge. From these trials, an average maximum inspiratory pressure (MIP) was computed. This was done at baseline and post-treatment. Greater MIP changes correspond to greater treatment-related effects of exercise.

Time frame:
Baseline and 4 weeks (i.e., immediate after 4-week intervention)
Reported as:
Mean · units of pressure (cmH20)
Change From Baseline in Maximal Inspiratory Pressure (MIP)
units of pressure (cmH20)Inspiratory Muscle Strength Training (IMST): 75% MIPSham IMST: 5% MIP
Change From Baseline in Maximal Inspiratory Pressure (MIP)13.9 ± 12.163.47 ± 14.16
Statistical analysis
  • Inspiratory Muscle Strength Training (IMST): 75% MIP vs Sham IMST: 5% MIP · t-test, 2 sided · p = <0.018 · Mean difference (final values): 10.426 · 95% CI 1.874 to 18.978t-value = 2.47, with 37 df
PrimaryChange in Facial Entropy Score From Baseline [On Dopamine Medication]

Outcome is entropy change from baseline to immediate completion of 4 week intervention when participants remained on their normal dosage of dopamine medication. Entropy is quantitative index of facial movement that is computed from changes in pixel intensity as the face moves. Entropy values range from 0 up to 100. Higher scores reflect greater movement and expressivity. Greater expressivity is desired outcome.

Time frame:
Baseline and 4 weeks (i.e., immediate after 4-week intervention)
Reported as:
Mean · Units on a scale
Change in Facial Entropy Score From Baseline [On Dopamine Medication]
Units on a scaleInspiratory Muscle Strength Training (IMST): 75% MIPSham IMST: 5% MIP
Change in Facial Entropy Score From Baseline [On Dopamine Medication]3.559 ± 9.995-1.569 ± 4.931
Statistical analysis
  • Inspiratory Muscle Strength Training (IMST): 75% MIP vs Sham IMST: 5% MIP · t-test, 2 sided · p = <0.047 (No adjustment necessary) · Mean difference (final values): 5.129 · 95% CI .0834 to 10.1738 df, t= 2.058 However, due to inequality of variance (Levine test), the adjusted p-value = \<0.049, and adjusted df = 27.3

Adverse events

Collected over Data collected for 6 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Inspiratory Muscle Strength Training (IMST)—0/21 (0%)0/21 (0%)
Sham MST—0/21 (0%)0/21 (0%)

Baseline characteristics

Age Continuous
Age Continuous(years)Inspiratory Muscle Strength Training (IMST)Sham MSTTotal
Mean66.2 ± 7.368.4 ± 6.967.3 ± 6.7
Sex: Female, Male
Sex: Female, Male(Participants)Inspiratory Muscle Strength Training (IMST)Sham MSTTotal
Female6814
Male151328
Region of Enrollment
Region of Enrollment(participants)Inspiratory Muscle Strength Training (IMST)Sham MSTTotal
United States212142
Education
Education(years)Inspiratory Muscle Strength Training (IMST)Sham MSTTotal
Mean16.76 ± 2.5715.52 ± 3.116.14 ± 2.88
Dementia Rating Scale-2
Dementia Rating Scale-2(Units on a scale)Inspiratory Muscle Strength Training (IMST)Sham MSTTotal
Mean140 ± 3.49138 ± 4.44139 ± 4.07
Hoehn-Yahr Scale
Hoehn-Yahr Scale(units on a scale)Inspiratory Muscle Strength Training (IMST)Sham MSTTotal
Mean2.1 ± .3012.29 ± .4632.19 ± .397
08

Study locations

1 site
  • Cognitive Neuroscience Laboratory, L3-135, McKnight Brain Institute, University of Florida
    Gainesville, Florida 32601, United States
09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Apr 6, 2012, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT00350402
Lead sponsor
University of Florida
Collaborators
National Institute of Neurological Disorders and Stroke (NINDS)
Responsible party
Sponsor
First posted
Jul 10, 2006
Start date
Dec 2004
Primary completion
Nov 2009
Completion
Nov 2009
Results posted
Apr 4, 2012
Last update
Apr 6, 2012

Study contacts

Dawn Bowers, Ph.D.
principal investigator · Professor and Area Head, Department of Clinical and Health Psychology, University of Florida
Christine Sapienza, Ph.D.
principal investigator · Professor and Chair, Department of Communication Sciences and Disorders, University of Florida
Michael S. Okun, M.D.
principal investigator · Assistant Professor, Co-Director Movement Disorders Program, Medical Director, National Parkinson Foundation, Department of Neurology
Hubert Fernandez, M.D.
principal investigator · Associate Professor and Director of Clinical Trials, Movement Disorder Program, Department of Neurology, University of Florida

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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