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CompletedNCT00194714Updated Jun 6, 2024Results posted

Vaccine Therapy in Treating Patients With Stage IV HLA-A2 and HER2 Positive Breast or Ovarian Cancer Receiving Trastuzumab

A Phase 1/2 interventional study of HER-2/neu Peptide Vaccine and Laboratory Biomarker Analysis in HER2/Neu Positive, HLA-A2 Positive Cells Present and Stage IV Breast Cancer, sponsored by University of Washington. Completed at 1 site in United States. Open to female participants aged 19 Years and older. Per ClinicalTrials.gov, last updated 2024-06-06.

Sponsored by University of Washington · Phase 1/2, Interventional, and Treatment

Phase
Phase 1/2
Study type
Interventional
Enrollment
22
Allocation
Not applicable
Ages
19 Years and older
Sex
Female
01

Study summary

This phase I/II trial studies the side effects of vaccine therapy and to see how well it works in treating patients with stage IV major histocompatibility complex, class I, A2 antigen (HLA-A2) and human epidermal growth factor receptor 2 (HER2) positive breast or ovarian cancer who are receiving trastuzumab. Giving booster vaccines made from HER2 peptides may help increase HER2 specific immunity and immune memory cells.

Read the detailed description

PRIMARY OBJECTIVES:

I. To evaluate the safety of administering a HER2 cytotoxic T-cell (CTL) peptide-based vaccine (HER-2/neu peptide vaccine) to stage IV breast and ovarian cancer patients receiving maintenance trastuzumab.

II. To quantify and characterize antigen specific T cell subsets specific to HER2 in peripheral blood mononuclear cell (PBMC) of patients after vaccination with a HER2 CTL peptide-based vaccine while receiving maintenance trastuzumab.

SECONDARY OBJECTIVES:

I. To evaluate overall survival (OS) in patients who complete a vaccination series with a HER2 CTL peptide-based vaccine while receiving maintenance trastuzumab.

OUTLINE:

Patients receive HER-2/neu peptide vaccine intradermally (ID) once per month for 6 months in the absence of disease progression or unacceptable toxicity.

After completion of study treatment, patients are followed up at 1, 3, 6, and 12 months, and then yearly for up to 5 years.

02

Conditions studied

  • HER2/Neu Positive
  • HLA-A2 Positive Cells Present
  • Stage IV Breast Cancer
  • Stage IV Ovarian Cancer
03

In context

Ovarian Neoplasms

2,695 studies on the registry are indexed under Ovarian Neoplasms; 727 are open to participants now.

This study's enrollment of 22 is below the median of 60 across 2,030 interventional studies indexed under Ovarian Neoplasms.

Browse Ovarian Neoplasms studies →

Lead sponsor

University of Washington is the lead sponsor of 1,397 studies on the registry; 225 are open to participants now.

Of its 154 completed or terminated interventional studies of FDA-regulated products, 132 (86%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
19 Years and older
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  • Subjects must have either stage IV breast or ovarian cancer in remission or with stable disease on trastuzumab monotherapy
  • HER2 overexpression by immunohistocytochemistry (IHC) of 2+ or 3+, in the primary tumor or metastasis; if overexpression is 2+ by IHC, then patients must have HER2 gene amplification documented by fluorescence in situ hybridization (FISH)
  • Subjects must be HLA-A2 positive
  • Eligible subjects must have completed appropriate treatment for their primary disease and be off cytotoxic chemotherapy and any immunosuppressive agents such as systemic steroids for at least 30 days prior to enrollment; patients should continue trastuzumab monotherapy throughout the course of this protocol; concurrent hormonal and biphosphonate therapies are allowed
  • Subjects must have an Eastern Cooperative Oncology Group (ECOG) performance status score = 0 or 1
  • Male subjects must agree to contraceptive use during the study period (7 months) and non-menopausal female subjects must agree to contraception for the remainder of their childbearing years
  • Hematocrit >= 30 performed within 60 days of enrollment
  • Platelet count >= 100,000 performed within 60 days of enrollment
  • White blood cells (WBC) >= 3000/ul performed within 60 days of enrollment
  • Stable creatinine =\< 2.0 mg/dL or creatinine clearance >= 60 ml/min performed within 60 days of enrollment
  • Serum bilirubin \< 1.5 mg/dl performed within 60 days of enrollment
  • Serum glutamic-oxaloacetic transaminase (SGOT) \< 2 x upper limit of normal (ULN) performed within 60 days of enrollment
  • Subjects must have recovered from major infections and/or surgical procedures and, in the opinion of the investigator, not have a significant active concurrent medical illness precluding protocol treatment or survival
  • Patients must have a baseline left ventricular ejection fraction (LVEF) measured by multi-gated acquisition scan (MUGA) equal to or greater than the lower limit of normal for the radiology facility and if there are two consecutive MUGAS performed while on trastuzumab from the same radiology facility, there cannot be a decrease in LVEF of > 15% from the original MUGA scan

Exclusion criteria

Exclusion Criteria:

  • Subjects cannot be simultaneously enrolled on other treatment studies
  • Any contraindication to receiving granulocyte-macrophage colony-stimulating factor (GM-CSF) based vaccine products
  • Cardiac disease, specifically restrictive cardiomyopathy, unstable angina within the last 6 months prior to enrollment, New York Heart Association functional class III-IV heart failure on active treatment with normalized LVEF on therapy, and symptomatic pericardial effusion
  • Active autoimmune disease
  • Subjects cannot have an active immunodeficiency disorder, e.g. human immunodeficiency virus (HIV)
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
22 participants (actual)

Study arms

  • Experimental
    Treatment (HER-2/neu peptide vaccine)

    Patients receive HER-2/neu peptide vaccine ID once per month for 6 months in the absence of disease progression or unacceptable toxicity.

    Biological: HER-2/neu Peptide Vaccine · Other: Laboratory Biomarker Analysis

Interventions

  • BiologicalHER-2/neu Peptide Vaccine

    Given ID

    Also known as: HER-2-Neu Peptide Vaccine, HER-2/neu Helper-Peptide Vaccine

  • OtherLaboratory Biomarker Analysis

    Correlative studies

06

What researchers measure

Primary outcomes

  1. Immune Response Measured by IFN-gamma Secreting PBMC Precursor Frequency by ELIspot and HLA-A2 Major Histocompatibility Complex Tetramer Analysis

    ELIspot: Increased immune response is defined as spots per well (SPW) greater than 2 standard deviations (SD) above baseline value, remained the same if the mean SPW was within 2 SD of the previous value, or decreased if the mean SPW was greater than 2 SD below the previous value. Two SD is equivalent to a P value of .05 in that there is a 95% probability that the values are statistically significant. T is reported as percentage of patients and their corresponding results. HLA-A2 Major Histocompatibility Complex Tetramer Analysis is evaluated using a non-radioactive assay for cell lysis. The HLA-A2 transfected human HER2/neu expressing breast cancer cell line, SKBR3-A2 T cells, expanded after stimulation with immunizing peptide, were added in an effector/target ratio of 40:1. Percent specific lysis was calculated as: (\[experimental release-spontaneous releases of cytotoxic T-lymphocyte cells and target cells\]/\[maximum release-spontaneous release of target cells\])X100.

    Time frame: Up to 1.5 years (12 months following the last vaccination)

  2. Number of Adverse Events Graded Using National Cancer Institute (NCI) Cancer Therapy Evaluation Program (CTEP) Common Terminology Criteria for Adverse Events (CTCAE), Version 3.0

    Descriptive statistics will be used to summarize changes from baseline. At the point the participant signs consent and before they start vaccine we record their existing baseline events (symptoms and diagnoses) and assign a grade to them (see below). Once a participant starts vaccine treatment adverse event AEs were recorded if they are new to the participant or if they increased in severity over their baseline. Grade refers to the severity of the AE. The CTCAE v3.0 displays Grades 1 through 5 with unique clinical descriptions of severity for each AE based on this general guideline: Grade 1 Mild AE Grade 2 Moderate AE Grade 3 Severe AE Grade 4 Life-threatening or disabling AE Grade 5 Death related to AE

    Time frame: Up to 7 months (30 days following the last vaccination)

Secondary outcomes

  1. Overall Survival

    Survival for the Stage IV breast cancer patients will be compared to historical control.

    Time frame: Up to 5 years

07

Results

Posted Jun 21, 2022

Participant flow

Participant flow — Overall Study
MilestoneTreatment (HER-2/Neu Peptide Vaccine)
Started22
Completed21
Not completed1

Outcome measures

PrimaryImmune Response Measured by IFN-gamma Secreting PBMC Precursor Frequency by ELIspot and HLA-A2 Major Histocompatibility Complex Tetramer Analysis

ELIspot: Increased immune response is defined as spots per well (SPW) greater than 2 standard deviations (SD) above baseline value, remained the same if the mean SPW was within 2 SD of the previous value, or decreased if the mean SPW was greater than 2 SD below the previous value. Two SD is equivalent to a P value of .05 in that there is a 95% probability that the values are statistically significant. T is reported as percentage of patients and their corresponding results. HLA-A2 Major Histocompatibility Complex Tetramer Analysis is evaluated using a non-radioactive assay for cell lysis. The HLA-A2 transfected human HER2/neu expressing breast cancer cell line, SKBR3-A2 T cells, expanded after stimulation with immunizing peptide, were added in an effector/target ratio of 40:1. Percent specific lysis was calculated as: (\[experimental release-spontaneous releases of cytotoxic T-lymphocyte cells and target cells\]/\[maximum release-spontaneous release of target cells\])X100.

Time frame:
Up to 1.5 years (12 months following the last vaccination)
Reported as:
Count of participants · Participants
Immune Response Measured by IFN-gamma Secreting PBMC Precursor Frequency by ELIspot and HLA-A2 Major Histocompatibility Complex Tetramer Analysis
ParticipantsTreatment (HER-2/Neu Peptide Vaccine)
HLA-A2 Results — Significantly augmented immune response14
HLA-A2 Results — Did not have augmentation of immune response4
HLA-A2 Results — Decrease in immune response1
ELIspot — Significantly augmented immune response16
ELIspot — Did not have augmentation of immune response3
ELIspot — Decrease in immune response0
PrimaryNumber of Adverse Events Graded Using National Cancer Institute (NCI) Cancer Therapy Evaluation Program (CTEP) Common Terminology Criteria for Adverse Events (CTCAE), Version 3.0

Descriptive statistics will be used to summarize changes from baseline. At the point the participant signs consent and before they start vaccine we record their existing baseline events (symptoms and diagnoses) and assign a grade to them (see below). Once a participant starts vaccine treatment adverse event AEs were recorded if they are new to the participant or if they increased in severity over their baseline. Grade refers to the severity of the AE. The CTCAE v3.0 displays Grades 1 through 5 with unique clinical descriptions of severity for each AE based on this general guideline: Grade 1 Mild AE Grade 2 Moderate AE Grade 3 Severe AE Grade 4 Life-threatening or disabling AE Grade 5 Death related to AE

Time frame:
Up to 7 months (30 days following the last vaccination)
Reported as:
Number · adverse events
Number of Adverse Events Graded Using National Cancer Institute (NCI) Cancer Therapy Evaluation Program (CTEP) Common Terminology Criteria for Adverse Events (CTCAE), Version 3.0
adverse eventsTreatment (HER-2/Neu Peptide Vaccine)
Grade 1508
Grade 260
Grade 34
Grade 41
SecondaryOverall Survival

Survival for the Stage IV breast cancer patients will be compared to historical control.

Time frame:
Up to 5 years
Reported as:
Count of participants · Participants
Overall Survival
ParticipantsTreatment (HER-2/Neu Peptide Vaccine)
Alive10
Deceased11

Adverse events

Collected over Patients were evaluated during the study treatment (6 months) and then for 5 additional years after that where we were evaluating any potential development of long-term autoimmune disease.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Treatment (HER-2/Neu Peptide Vaccine)11/21 (52.4%)3/21 (14.3%)21/21 (100%)
Most frequent serious events
Most frequent serious events
EventTreatment (HER-2/Neu Peptide Vaccine)
CNS Cerebrovascular IschemaNervous system disorders1/21
Cardiac ArrhythmiaCardiac disorders1/21
UlcerationSkin and subcutaneous tissue disorders1/21
Most frequent other events
Showing 10 of 86
Most frequent other events
EventTreatment (HER-2/Neu Peptide Vaccine)
FatigueGeneral disorders20/21
Injection Site ReactionGeneral disorders20/21
Pain - HeadacheNervous system disorders14/21
MyalgiaMusculoskeletal and connective tissue disorders13/21
Rigors/ChillsGeneral disorders12/21
Pruritis/ItchingSkin and subcutaneous tissue disorders12/21
NauseaGastrointestinal disorders12/21
DiarrheaGastrointestinal disorders11/21
LymphopeniaInvestigations10/21
LeukopeniaInvestigations10/21

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Treatment (HER-2/Neu Peptide Vaccine)
<=18 years0
Between 18 and 65 years19
>=65 years2
Age, Continuous
Age, Continuous(years)Treatment (HER-2/Neu Peptide Vaccine)
Median49 (33 to 76)
Sex: Female, Male
Sex: Female, Male(Participants)Treatment (HER-2/Neu Peptide Vaccine)
Female21
Male0
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Treatment (HER-2/Neu Peptide Vaccine)
Hispanic or Latino0
Not Hispanic or Latino21
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Treatment (HER-2/Neu Peptide Vaccine)
American Indian or Alaska Native1
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American0
White20
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)Treatment (HER-2/Neu Peptide Vaccine)
United States21
08

Study locations

1 site
  • Fred Hutch/University of Washington Cancer Consortium
    Seattle, Washington 98109, United States
09

References and documents

Publications

  • Disis ML, Wallace DR, Gooley TA, Dang Y, Slota M, Lu H, Coveler AL, Childs JS, Higgins DM, Fintak PA, dela Rosa C, Tietje K, Link J, Waisman J, Salazar LG. Concurrent trastuzumab and HER2/neu-specific vaccination in patients with metastatic breast cancer. J Clin Oncol. 2009 Oct 1;27(28):4685-92. doi: 10.1200/JCO.2008.20.6789. Epub 2009 Aug 31. PubMed 19720923 ↗

Study documents

  • Protocol and statistical analysis plan · Apr 6, 2016
  • Informed consent form · Apr 6, 2016

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jun 6, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00194714
Lead sponsor
University of Washington
Collaborators
National Cancer Institute (NCI)
Responsible party
Mary (Nora) Disis (Professor, University of Washington, University of Washington) — Principal investigator
First posted
Sep 19, 2005
Start date
May 2016
Primary completion
Mar 31, 2021
Completion
May 22, 2023
Results posted
Jun 21, 2022
Last update
Jun 6, 2024

Study contacts

Mary Disis
principal investigator · Fred Hutch/University of Washington Cancer Consortium

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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