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CompletedNCT00114231Updated Mar 29, 2018Results posted

Capecitabine, Oxaliplatin, and Radiation Therapy in Treating Patients Who Are Undergoing Surgery for Stage I Rectal Cancer

A Phase 2 interventional study of capecitabine and oxaliplatin in Colorectal Cancer, sponsored by Alliance for Clinical Trials in Oncology. Completed at 67 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2018-03-29.

Sponsored by Alliance for Clinical Trials in Oncology · Phase 2, Interventional, and Treatment

Phase
Phase 2
Study type
Interventional
Enrollment
90
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

RATIONALE: Drugs used in chemotherapy, such as capecitabine and oxaliplatin, work in different ways to stop the growth of tumor cells, either by killing the cells or by stopping them from dividing. Radiation therapy uses high-energy x-rays to kill tumor cells. Oxaliplatin may make tumor cells more sensitive to radiation therapy. Giving capecitabine and oxaliplatin together with radiation therapy before surgery may shrink the tumor so it can be removed.

PURPOSE: This phase II trial is studying how well giving capecitabine and oxaliplatin together with radiation therapy works in treating patients who are undergoing surgery for stage I rectal cancer.

Read the detailed description

OBJECTIVES:

Primary

  • Determine the 3-year disease-free survival rate in patients with stage I adenocarcinoma of the rectum treated with neoadjuvant chemoradiotherapy comprising capecitabine, oxaliplatin, and radiotherapy followed by local excision.

Secondary

  • Determine the rate of resectability with negative resection margins in patients treated with this regimen.
  • Determine the procedure-specific morbidity and mortality in patients treated with this regimen.
  • Determine the rate of pathologic complete response of the primary tumor in patients treated with this regimen.
  • Determine the impact of this regimen on anorectal function and quality of life in these patients.
  • Determine the feasibility of using molecular studies to assess surgical resection margins and tumor response in patients treated with this regimen.
  • Determine molecular markers associated with local tumor recurrence in patients treated with this regimen.

OUTLINE: This is a non-randomized, multicenter study.

Patients undergo high-dose external beam radiotherapy once daily on days 1-5, 8-12, 15-19, 22-26, and 29-33. Patients also receive oral capecitabine twice daily on days 1-14 and 22-35 and oxaliplatin IV over 2 hours on days 1, 8, 22, and 29. Approximately 4-8 weeks after completion of chemoradiotherapy, patients undergo local excision of the tumor. Patients with T3 disease or positive resection margins after local excision undergo radical resection of the rectum and receive additional chemotherapy and/or radiotherapy at the discretion of the physician.

Quality of life is assessed at baseline and then 1 year after surgery.

After completion of study treatment, patients are followed at 1 month, every 4 months for 3 years, and then every 6 months for 2 years.

PROJECTED ACCRUAL: A total of 102 patients will be accrued for this study within 2.8 years.

02

Conditions studied

  • Colorectal Cancer

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Keywords

  • adenocarcinoma of the rectum
  • stage I rectal cancer
03

In context

Rectal Neoplasms

1,762 studies on the registry are indexed under Rectal Neoplasms; 518 are open to participants now.

This study's enrollment of 90 is above the median of 65 across 1,298 interventional studies indexed under Rectal Neoplasms.

Browse Rectal Neoplasms studies →

Lead sponsor

Alliance for Clinical Trials in Oncology is the lead sponsor of 499 studies on the registry; 27 are open to participants now.

Of its 6 completed or terminated interventional studies of FDA-regulated products, 6 (100%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Eligibility criteria

  • Patient must have an Eastern Cooperative Oncology Group (ECOG)/Zubrod status of =\< 2
  • Patient must have histologically confirmed invasive adenocarcinoma of the rectum; Note: patients with rectal tumors suspicious for invasion also are eligible
  • Distal border of the patient's tumor must be within 8 cm from the anal verge as measured on endoscopic exam
  • Patients with tumors fixed to adjacent structures on digital exam are NOT eligible
  • Patient must have an uT2uN0 tumor, as confirmed by endorectal ultrasound (ERUS) or endorectal coil magnetic resonance imaging (MRI) scan; patients with uT1, uT3, or uT4 tumors are NOT eligible; greatest diameter of tumor cannot exceed 4 cm
  • Patients with positive perirectal nodes on ERUS examination are NOT eligible
  • Patients with histologic evidence of metastatic invasion of inguinal lymph nodes are NOT eligible
  • Patients with the following conditions are NOT allowed on study:

    • Metastatic disease or other primaries (patient must have had chest X-ray/computed tomography [CT] and abdominal \& pelvic CT/MRI with IV contrast, as well as a colonoscopy)
    • Previously documented history of familial adenomatous polyposis
    • Previously documented history of hereditary non-polyposis colorectal cancer diagnosed clinically (Amsterdam II criteria) or by genetic testing
    • History of inflammatory bowel disease
    • History of prior radiation treatments to pelvis
    • Clinically significant peripheral sensory or motor neuropathy (defined as symptomatic weakness, paresthesia or sensory alteration described to be interfering with function, interfering with activities of daily living, disabling or life-threatening)
    • History of any clinically significant cardiac disease (i.e., class 3-4 congestive heart failure, symptomatic coronary artery disease, uncontrolled arrhythmia, and/or myocardial infarction within the last 6 months)
    • History of uncontrolled seizures or clinically significant central nervous system disorders
    • History of psychiatric conditions or diminished mental capacity that could compromise the giving of informed consent, or interfere with study compliance
    • History of allergy and/or hypersensitivity to capecitabine and/or oxaliplatin
    • History of difficulty or inability to take or absorb oral medications
  • White blood cells (WBC) >= 3000/mm\^3
  • Absolute neutrophil count (ANC) > 1,500/mm\^3
  • Hemoglobin > 9.5 mg/dl
  • Platelet count >= 100,000/mm\^3
  • Total bilirubin =\< 3 mg/dl
  • Aspartate aminotransferase (AST) (serum glutamic oxaloacetic transaminase [SGOT]) and alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SGPT]) =\< 2.0 times institutional upper limit of normal (ULN)
  • Alkaline phosphatase =\< 2.0 times ULN
  • Creatinine clearance (CLcr) >= 50 ml/min by Cockroft-Gault equation
  • Patients who have experienced a prior malignancy must have received potentially curative therapy for that malignancy, and must be cancer-free for at least five years from the date of initial diagnosis (exceptions: patients treated for non-melanoma skin carcinoma, or in-situ carcinomas)
  • Patients of reproductive potential must agree to use an effective method of birth control when undergoing treatments with known or possible mutagenic or teratogenic effects; all female participants of childbearing potential must have a negative urine or serum pregnancy test within two weeks prior to study registration
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Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
90 participants (actual)

Study arms

  • Experimental
    Treatment (capecitabine, oxaliplatin, radiotherapy, surgery)

    Patients undergo high-dose external beam radiotherapy once daily and receive capecitabine PO BID on days 1-5, 8-12, 15-19, 22-26, and 29-33. Patients also receive oxaliplatin IV over 2 hours on days 1, 8, 22, and 29. Approximately 4-8 weeks after completion of chemoradiotherapy, patients undergo local excision of the tumor. Patients with T3 disease or positive resection margins after local excision undergo radical resection of the rectum and receive additional chemotherapy and/or radiotherapy at the discretion of the physician.

    Drug: capecitabine · Drug: oxaliplatin · Procedure: neoadjuvant therapy · Radiation: radiation therapy

Interventions

  • Drugcapecitabine

    Also known as: Given IV

  • Drugoxaliplatin

    Given IV

  • Procedureneoadjuvant therapy

    Undergo surgery

    Also known as: therapeutic conventional surgery

  • Radiationradiation therapy

    Undergo radiotherapy

    Also known as: irradiation, radiotherapy, therapy, radiation

06

What researchers measure

Primary outcomes

  1. 3-Year Disease-free Survival

    The primary endpoint was 3-year disease-free survival (DFS). Evidence of local recurrence, distant metastasis, or death from any cause within 3 years counted as events in the time-to-event Kaplan-Meier analysis of disease-free survival.

    Time frame: Up to 3 years

Secondary outcomes

  1. R0 Resection Rate (Negative Margin Rate)

    The rate (percentage) of patients with negative resection margins after undergoing local excision is reported below.

    Time frame: At time of surgery

  2. Morbidity and Mortality Rate

    Morbidity and mortality after neoadjuvant cheoradiotherapy and local excision.

    Time frame: Up to 30 days

  3. Rate of Pathologic Complete Response of the Primary Tumor

    The rate (percentage) of patients with pathologic complete response (pCR) is reported below. Pathologic response will be determined by comparing tumor width and stage in the surgical specimen with the same parameters as determined by pre-CRT ERUS: PATHOLOGIC COMPLETE RESPONSE (pCR): no residual tumor.

    Time frame: Up to 5 years

  4. Local Recurrence Rate

    The local recurrence rate (percentage) is defined as the percentage of patients who had local recurrence as initial sites of failure at the end of follow-up.

    Time frame: Up to 5 years

07

Results

Posted Mar 29, 2018

Participant flow

Participant flow — Overall Study
MilestoneOriginal Dose GroupRevised Dose Group
Started6228
Completed5326
Not completed92
Withdrew: No consent20
Withdrew: Qarc requirement not met10
Withdrew: Suspected metastatic disease10
Withdrew: No adenocarcinoma10
Withdrew: Low creatinine clearance01
Withdrew: Tumor size > 4cm10
Withdrew: Tumor fixed on digital exam01
Withdrew: No absolute neutrophil count20
Withdrew: Biopsy done after registration10

Outcome measures

Primary3-Year Disease-free Survival

The primary endpoint was 3-year disease-free survival (DFS). Evidence of local recurrence, distant metastasis, or death from any cause within 3 years counted as events in the time-to-event Kaplan-Meier analysis of disease-free survival.

Time frame:
Up to 3 years
Reported as:
Number · percentage of patients
3-Year Disease-free Survival
percentage of patientsTreatment (Capecitabine, Oxaliplatin, Radiotherapy, Surgery)
3-Year Disease-free Survival88.2 (81.3 to 95.8)
SecondaryR0 Resection Rate (Negative Margin Rate)

The rate (percentage) of patients with negative resection margins after undergoing local excision is reported below.

Time frame:
At time of surgery
Reported as:
Number · percentage of patients
R0 Resection Rate (Negative Margin Rate)
percentage of patientsTreatment (Capecitabine, Oxaliplatin, Radiotherapy, Surgery)
R0 Resection Rate (Negative Margin Rate)98.7
SecondaryMorbidity and Mortality Rate

Morbidity and mortality after neoadjuvant cheoradiotherapy and local excision.

Time frame:
Up to 30 days
Reported as:
Number · percentage of patients
Morbidity and Mortality Rate
percentage of patientsTreatment (Capecitabine, Oxaliplatin, Radiotherapy, Surgery)
Mortality6
Morbidity10
SecondaryRate of Pathologic Complete Response of the Primary Tumor

The rate (percentage) of patients with pathologic complete response (pCR) is reported below. Pathologic response will be determined by comparing tumor width and stage in the surgical specimen with the same parameters as determined by pre-CRT ERUS: PATHOLOGIC COMPLETE RESPONSE (pCR): no residual tumor.

Time frame:
Up to 5 years
Reported as:
Number · percentage of patients
Rate of Pathologic Complete Response of the Primary Tumor
percentage of patientsTreatment (Capecitabine, Oxaliplatin, Radiotherapy, Surgery)
Rate of Pathologic Complete Response of the Primary Tumor44 (32 to 55)
SecondaryLocal Recurrence Rate

The local recurrence rate (percentage) is defined as the percentage of patients who had local recurrence as initial sites of failure at the end of follow-up.

Time frame:
Up to 5 years
Reported as:
Number · percentage of patients
Local Recurrence Rate
percentage of patientsTreatment (Capecitabine, Oxaliplatin, Radiotherapy, Surgery)
Local Recurrence Rate4

Adverse events

Collected over Up to 3 years.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Original Dose Group0/57 (0%)6/57 (10.5%)32/57 (56.1%)
Revised Dose Group0/27 (0%)2/27 (7.4%)25/27 (92.6%)
Most frequent serious events
Most frequent serious events
EventOriginal Dose GroupRevised Dose Group
Hemoglobin decreasedBlood and lymphatic system disorders0/571/27
Serum phosphate decreasedMetabolism and nutrition disorders0/571/27
Myocardial ischemiaCardiac disorders1/570/27
PainGeneral disorders1/570/27
AppendicitisInfections and infestations1/570/27
Lymphocyte count decreasedInvestigations1/570/27
DehydrationMetabolism and nutrition disorders1/570/27
Serum potassium decreasedMetabolism and nutrition disorders1/570/27
HematomaVascular disorders1/570/27
Most frequent other events
Showing 10 of 105
Most frequent other events
EventOriginal Dose GroupRevised Dose Group
DiarrheaGastrointestinal disorders20/5721/27
FatigueGeneral disorders7/5718/27
NauseaGastrointestinal disorders8/5715/27
Hemoglobin decreasedBlood and lymphatic system disorders3/5713/27
Rectal painGastrointestinal disorders6/5713/27
AnorexiaMetabolism and nutrition disorders3/5710/27
ConstipationGastrointestinal disorders0/579/27
Lymphocyte count decreasedInvestigations2/579/27
Blood glucose increasedMetabolism and nutrition disorders3/579/27
Urinary frequencyRenal and urinary disorders0/579/27

Baseline characteristics

Age, Continuous
Age, Continuous(years)Original Dose GroupRevised Dose GroupTotal
Median62 (30 to 80)63 (45 to 83)62 (30 to 83)
Sex: Female, Male
Sex: Female, Male(Participants)Original Dose GroupRevised Dose GroupTotal
Female20626
Male332053
Region of Enrollment
Region of Enrollment(Participants)Original Dose GroupRevised Dose GroupTotal
United States532679
08

Study locations

67 sites
  • Mayo Clinic Scottsdale
    Scottsdale, Arizona 85259-5499, United States
  • Cancer Care Center at John Muir Health - Concord Campus
    Concord, California 94524-4110, United States
  • City of Hope Comprehensive Cancer Center
    Duarte, California 91010-3000, United States
  • USC/Norris Comprehensive Cancer Center and Hospital
    Los Angeles, California 90089-9181, United States
  • Chao Family Comprehensive Cancer Center at University of California Irvine Medical Center
    Orange, California 92868, United States
  • John Muir/Mt. Diablo Comprehensive Cancer Center
    Walnut Creek, California 94598, United States
  • St. Vincent's Medical Center
    Bridgeport, Connecticut 06606, United States
  • Praxair Cancer Center at Danbury Hospital
    Danbury, Connecticut 06810, United States
  • Mayo Clinic - Jacksonville
    Jacksonville, Florida 32224, United States
  • Tampa General Hospital
    Tampa, Florida 33606, United States
  • Curtis and Elizabeth Anderson Cancer Institute at Memorial Health University Medical Center
    Savannah, Georgia 31403-3089, United States
  • Nancy N. and J. C. Lewis Cancer and Research Pavilion at St. Joseph's/Candler
    Savannah, Georgia 31405, United States
  • University of Chicago Cancer Research Center
    Chicago, Illinois 60637-1470, United States
  • St. Francis Hospital and Health Centers - Beech Grove Campus
    Beech Grove, Indiana 46107, United States
  • Indiana University Melvin and Bren Simon Cancer Center
    Indianapolis, Indiana 46202-5289, United States
  • William N. Wishard Memorial Hospital
    Indianapolis, Indiana 46202, United States
  • Reid Hospital & Health Care Services
    Richmond, Indiana 47374, United States
  • Ochsner Cancer Institute at Ochsner Clinic Foundation
    New Orleans, Louisiana 70121, United States
  • Mayo Clinic Cancer Center
    Rochester, Minnesota 55905, United States
  • Altru Cancer Center at Altru Hospital
    Grand Forks, North Dakota 58201, United States
  • Grandview Hospital
    Dayton, Ohio 45405, United States
  • Good Samaritan Hospital
    Dayton, Ohio 45406, United States
  • David L. Rike Cancer Center at Miami Valley Hospital
    Dayton, Ohio 45409, United States
  • Samaritan North Cancer Care Center
    Dayton, Ohio 45415, United States
  • Veterans Affairs Medical Center - Dayton
    Dayton, Ohio 45428, United States
  • CCOP - Dayton
    Dayton, Ohio 45429, United States
  • Blanchard Valley Medical Associates
    Findlay, Ohio 45840, United States
  • Middletown Regional Hospital
    Franklin, Ohio 45005-1066, United States
  • Wayne Hospital
    Greenville, Ohio 45331, United States
  • Charles F. Kettering Memorial Hospital
    Kettering, Ohio 45429, United States
  • UVMC Cancer Care Center at Upper Valley Medical Center
    Troy, Ohio 45373-1300, United States
  • Clinton Memorial Hospital
    Wilmington, Ohio 45177, United States
  • Ruth G. McMillan Cancer Center at Greene Memorial Hospital
    Xenia, Ohio 45385, United States
  • Integris Oncology Services
    Oklahoma City, Oklahoma 73112, United States
  • Natalie Warren Bryant Cancer Center at St. Francis Hospital
    Tulsa, Oklahoma 74136, United States
  • Providence Cancer Center at Providence Portland Medical Center
    Portland, Oregon 97213-2967, United States
  • Knight Cancer Institute at Oregon Health and Science University
    Portland, Oregon 97239-3098, United States
  • Morgan Cancer Center at Lehigh Valley Hospital - Cedar Crest
    Allentown, Pennsylvania 18105, United States
  • UPMC Cancer Center at Beaver Medical Center
    Beaver, Pennsylvania 15009, United States
  • UPMC Cancer Center at Jefferson Regional Medical Center
    Clairton, Pennsylvania 15025, United States
  • UPMC Cancer Center - Arnold Palmer Pavilion
    Greensburg, Pennsylvania 15601, United States
  • Penn State Cancer Institute at Milton S. Hershey Medical Center
    Hershey, Pennsylvania 17033-0850, United States
  • UPMC Cancer Center at the John P. Murtha Pavilion
    Johnstown, Pennsylvania 15901, United States
  • UPMC - Moon
    Moon, Pennsylvania 15108, United States
  • UPMC Cancer Center - Natrona Heights
    Natrona Heights, Pennsylvania 15065, United States
  • Jameson Memorial Hospital - North Campus
    New Castle, Pennsylvania 16105, United States
  • Fox Chase Cancer Center - Philadelphia
    Philadelphia, Pennsylvania 19111-2497, United States
  • Allegheny Cancer Center at Allegheny General Hospital
    Pittsburgh, Pennsylvania 15212, United States
  • UPMC - Shadyside
    Pittsburgh, Pennsylvania 15213-2582, United States
  • UPMC Cancer Center at Magee-Womens Hospital
    Pittsburgh, Pennsylvania 15213, United States
  • UPMC Cancer Center at UPMC Presbyterian
    Pittsburgh, Pennsylvania 15213, United States
  • UPMC Cancer Center at UPMC St. Margaret
    Pittsburgh, Pennsylvania 15215, United States
  • Western Pennsylvania Cancer Institute at Western Pennsylvania Hospital
    Pittsburgh, Pennsylvania 15224-1791, United States
  • UPMC Cancer Centers
    Pittsburgh, Pennsylvania 15232, United States
  • UPMC Cancer Center at UPMC Passavant
    Pittsburgh, Pennsylvania 15237, United States
  • St. Clair Memorial Hospital Cancer Center
    Pittsburgh, Pennsylvania 15243, United States
  • UPMC Cancer Center at UPMC Northwest
    Seneca, Pennsylvania 16346, United States
  • Washington Hospital Cancer Center
    Washington, Pennsylvania 15301, United States
  • Vanderbilt-Ingram Cancer Center
    Nashville, Tennessee 37232-6838, United States
  • M. D. Anderson Cancer Center at University of Texas
    Houston, Texas 77030-4009, United States
  • Methodist Hospital
    Houston, Texas 77030, United States
  • Surgical Oncology Associates
    Newport News, Virginia 23606, United States
  • Providence Cancer Center at Sacred Heart Medical Center
    Spokane, Washington 99204, United States
  • Providence Cancer Center at Holy Family Hospital
    Spokane, Washington 99207, United States
  • United Hospital Center
    Clarksburg, West Virginia 26301, United States
  • Edwards Comprehensive Cancer Center at Cabell Huntington Hospital
    Huntington, West Virginia 25701, United States
  • University of Wisconsin Paul P. Carbone Comprehensive Cancer Center
    Madison, Wisconsin 53792-6164, United States
09

References and documents

Publications

  • Ota DM, Nelson H; ACOSOG Group Co-Chairs. Local excision of rectal cancer revisited: ACOSOG protocol Z6041. Ann Surg Oncol. 2007 Feb;14(2):271. doi: 10.1245/s10434-006-9213-7. Epub 2006 Nov 14. No abstract available. PubMed 17103255 ↗
  • Garcia-Aguilar J, Shi Q, Thomas CR Jr, Chan E, Cataldo P, Marcet J, Medich D, Pigazzi A, Oommen S, Posner MC. A phase II trial of neoadjuvant chemoradiation and local excision for T2N0 rectal cancer: preliminary results of the ACOSOG Z6041 trial. Ann Surg Oncol. 2012 Feb;19(2):384-91. doi: 10.1245/s10434-011-1933-7. Epub 2011 Jul 14. PubMed 21755378 ↗
  • Garcia-Aguilar J, Renfro LA, Chow OS, Shi Q, Carrero XW, Lynn PB, Thomas CR Jr, Chan E, Cataldo PA, Marcet JE, Medich DS, Johnson CS, Oommen SC, Wolff BG, Pigazzi A, McNevin SM, Pons RK, Bleday R. Organ preservation for clinical T2N0 distal rectal cancer using neoadjuvant chemoradiotherapy and local excision (ACOSOG Z6041): results of an open-label, single-arm, multi-institutional, phase 2 trial. Lancet Oncol. 2015 Nov;16(15):1537-1546. doi: 10.1016/S1470-2045(15)00215-6. Epub 2015 Oct 22. PubMed 26474521 ↗
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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 29, 2018, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT00114231
Lead sponsor
Alliance for Clinical Trials in Oncology
Collaborators
National Cancer Institute (NCI)
Responsible party
Sponsor
First posted
Jun 14, 2005
Start date
May 2006
Primary completion
Dec 2013
Completion
Dec 2014
Results posted
Mar 29, 2018
Last update
Mar 29, 2018

Study contacts

Julio Garcia-Aguilar, MD, PhD
study chair · City of Hope Comprehensive Cancer Center

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

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