ClinicalTrials.gg
Not yet recruitingNCT07912437DIAPHEXUpdated Nov 3, 2026

Diaphragm Ultrasound and Neuromuscular Monitoring for Predicting Early Respiratory Events After Extubation

An observational study in Residual Neuromuscular Blockade, Diaphragm Dysfunction and Postoperative Pulmonary Complications, sponsored by Mustafa Duran. Not yet recruiting. Open to participants aged 18 Years to 75 Years. Per ClinicalTrials.gov, last updated 2026-11-03.

Sponsored by Mustafa Duran · Observational

Updated Nov 3, 2026Newly registeredGo to Updates ↓
Study type
Observational
Model
Cohort
Time perspective
Prospective
Enrollment
100
Ages
18 Years to 75 Years
Sex
All
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Study summary

The goal of this prospective observational study is to learn whether diaphragm ultrasound and quantitative neuromuscular monitoring can predict early respiratory events after extubation in adults having elective surgery under general anesthesia.

The main questions it aims to answer are:

  • Are lower diaphragm thickening fraction and diaphragm excursion before extubation associated with early respiratory events after extubation?
  • How well do diaphragm ultrasound parameters and the train-of-four (TOF) ratio predict these events?

Participants will receive their usual anesthesia care. Diaphragm ultrasound will be performed at four time points: before induction of anesthesia, 5 minutes after induction, before extubation, and 30 minutes after extubation in the post-anesthesia care unit (PACU). The TOF ratio will be recorded with routine quantitative neuromuscular monitoring. Respiratory events will be recorded from extubation until discharge from the PACU.

Read the detailed description

Safe extubation after general anesthesia depends on adequate recovery of respiratory muscle function. In routine practice, extubation decisions are based on clinical criteria and, when available, a TOF ratio of 0.9 or higher. However, a normal TOF ratio measured at the adductor pollicis does not always reflect full functional recovery of the diaphragm. Diaphragm ultrasonography is a non-invasive bedside method that allows direct assessment of diaphragm thickness, diaphragm thickening fraction (DTF) and diaphragm excursion. Most studies evaluating diaphragm ultrasound for extubation have been performed in intensive care unit patients; data in patients extubated in the operating room after elective surgery are limited.

This single-center, prospective observational cohort study will be conducted at Marmara University Pendik Training and Research Hospital, Department of Anesthesiology and Reanimation. Adult patients (18-75 years, ASA I-III) undergoing elective surgery in the supine position under general anesthesia with neuromuscular blockade will be included after written informed consent.

Ultrasound protocol: The right hemidiaphragm will be assessed in the supine position. Diaphragm thickness at end-inspiration (Tinsp) and end-expiration (Texp) will be measured with a linear probe at the zone of apposition, and DTF will be calculated as (Tinsp - Texp) / Texp x 100. Diaphragm excursion will be measured with M-mode ultrasound. Measurements will be obtained at four time points: before induction (T0), 5 minutes after induction under controlled ventilation (T1), before extubation during spontaneous breathing with the patient cooperative (T2), and 30 minutes after extubation in the PACU (T3). Each parameter will be measured three times and the mean value will be used.

Neuromuscular monitoring: The neuromuscular blocking agent, total dose (mg and mg/kg), time from last dose to extubation, reversal agent and dose, and the TOF ratio at extubation will be recorded.

The extubation decision will be made by the attending anesthesiologist according to routine clinical assessment, independent of the study measurements. Patients will be observed in the PACU for at least 30 minutes after extubation.

Statistical analysis: Patients with and without early respiratory events will be compared using the t-test or Mann-Whitney U test for continuous variables and the chi-square or Fisher exact test for categorical variables. Changes in diaphragm parameters across time points will be analyzed with repeated-measures ANOVA or the Friedman test. Correlation between diaphragm parameters and the TOF ratio will be assessed with Pearson or Spearman correlation. Independent predictors of early respiratory events will be identified with logistic regression, and the predictive performance of diaphragm parameters will be evaluated with ROC analysis (AUC, sensitivity, specificity, optimal cut-off). A sample size of 90 patients was calculated (two-tailed, effect size d = 0.60, alpha = 0.05, power = 0.80); 100 patients will be enrolled to account for possible data loss.

02

Conditions studied

  • Residual Neuromuscular Blockade
  • Diaphragm Dysfunction
  • Postoperative Pulmonary Complications
  • Airway Extubation

Keywords

  • Diaphragm Ultrasound
  • Diaphragmatic Excursion
  • Diaphragm Thickening Fraction
  • Train-of-Four Monitoring
  • Neuromuscular Monitoring
  • General Anesthesia
03

In context

Delayed Emergence from Anesthesia

98 studies on the registry are indexed under Delayed Emergence from Anesthesia; 17 are open to participants now.

This study's planned enrollment of 100 is close to the median of 100 across 39 observational studies indexed under Delayed Emergence from Anesthesia.

Browse Delayed Emergence from Anesthesia studies →

Lead sponsor

This is the only study on the registry with Mustafa Duran as lead sponsor.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

Consecutive adult patients (18-75 years, ASA I-III) scheduled for elective surgery in the supine position under general anesthesia with neuromuscular blockade at Marmara University Pendik Training and Research Hospital, Istanbul, Türkiye.

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age 18-75 years
  • I-III
  • Elective surgery under general anesthesia
  • Supine position during surgery
  • Use of a neuromuscular blocking agent during surgery
  • Quantitative TOF monitoring available before extubation
  • Adequate ultrasound window for diaphragm assessment
  • Written

Exclusion criteria

Exclusion Criteria:

  • Refusal to participate
  • Emergency surgery
  • IV or higher
  • Pregnancy
  • Known diaphragm paralysis or phrenic nerve injury
  • Previous diaphragm or thoracic surgery
  • Moderate-to-severe , advanced restrictive lung disease or severe respiratory failure
  • Neuromuscular disease (e.g., myasthenia gravis, myopathy)
  • Preoperative need for invasive or non-invasive mechanical ventilation
  • Hemodynamic instability or vasopressor requirement
  • Inability to obtain diaphragm ultrasound images
  • Extubation not planned at the end of surgery
  • Planned postoperative intensive care unit admission
Terms in these criteria, in plain language(3)

Underlined terms in the criteria open these too. Explained by clinicaltrials.gg, not part of the registry record. The study team decides who can take part.

ASA physical status

The anaesthetists’ scale of health before surgery: I is healthy, II has a mild illness that is under control, III a severe one, IV a severe illness that is a constant threat to life. V and VI are used for the critically ill and for organ donors.

Informed consent

Before you join, the study team explains what taking part involves — its purpose, what happens, the risks and possible benefits — and answers your questions, so you can decide freely. Consent is usually recorded on a form (the informed consent form, ICF) signed by you or, where the law allows, by someone legally authorised to decide for you.

You can keep asking questions during the study, you are told of new information that matters, and you can choose to leave at any time.

COPD

Chronic obstructive pulmonary disease: long-term lung disease that makes it hard to breathe out, including emphysema and chronic bronchitis.

05

Study design

Observational model
Cohort
Time perspective
Prospective
Enrollment
100 participants (estimated)
Patient registry
No

Groups and cohorts

  • Elective surgery patients under general anesthesia

    Adult patients (18-75 years, ASA I-III) undergoing elective surgery in the supine position under general anesthesia with neuromuscular blockade and planned extubation at the end of surgery.

    Diagnostic Test: Diaphragm ultrasonography4

Interventions

  • Diagnostic testDiaphragm ultrasonography4

    Right hemidiaphragm ultrasonography in the supine position. Diaphragm thickness at end-inspiration and end-expiration is measured with a linear probe at the zone of apposition, and diaphragm thickening fraction is calculated. Diaphragm excursion is measured with M-mode. Each parameter is measured three times at four time points: before induction, 5 minutes after induction, before extubation, and 30 minutes after extubation in the PACU.

06

What researchers measure

Primary outcomes

  1. Incidence of early postoperative respiratory events

    Composite of any of the following: SpO₂ \< 92% lasting at least 30 seconds; airway obstruction requiring jaw thrust; need for mask ventilation; laryngospasm; apnea (at least 15 seconds) or hypoventilation (respiratory rate \< 8/min for at least 1 minute); need for non-invasive ventilation; reintubation.

    Time frame: From tracheal extubation until discharge from the post-anesthesia care unit (PACU), assessed up to 2 hours

Secondary outcomes

  1. Predictive accuracy of diaphragm thickening fraction

    Area under the ROC curve, sensitivity, specificity and optimal cut-off of DTF measured before extubation for predicting early respiratory events.

    Time frame: Diaphragm measured immediately before tracheal extubation (T2); respiratory events assessed from extubation until PACU discharge, up to 2 hours

  2. Predictive accuracy of diaphragm excursion

    Area under the ROC curve, sensitivity, specificity and optimal cut-off of diaphragm excursion (cm) measured before extubation for predicting early respiratory events.

    Time frame: Diaphragm measured immediately before tracheal extubation (T2); respiratory events assessed from extubation until PACU discharge, up to 2 hours

  3. Change in diaphragm thickening fraction from baseline

    Percentage change in DTF before extubation compared with the pre-induction value.

    Time frame: Before induction (T0) and before extubation (T2)

  4. Diaphragm parameters across time points

    Diaphragm thickness, DTF (%) and excursion (cm) at four time points.

    Time frame: Before induction (T0), 5 minutes after induction (T1), before extubation (T2), 30 minutes after extubation (T3)

  5. Correlation between TOF ratio and diaphragm parameters

    Correlation coefficient between the TOF ratio at extubation and DTF and diaphragm excursion before extubation.

    Time frame: Immediately before tracheal extubation

  6. Incidence of individual respiratory events

    Incidence of each component of the primary composite outcome.

    Time frame: From tracheal extubation until discharge from the post-anesthesia care unit (PACU), assessed up to 2 hours

07

Study locations

No study locations are listed for this record.

08

References and documents

Individual participant data

Plan to share: No — Individual participant data will not be shared publicly; de-identified data may be made available by the principal investigator upon reasonable request.

No publications or documents are linked to this record.

09

Updates

1 registry update since Sep 25, 2026
Registered
First appeared on the registry. No changes since
Nov 3, 2026
Show all 1 update
  1. Nov 3, 2026
    First appeared on the registry

From the registry record's own update history. This site started tracking changes on Sep 25, 2026; for anything earlier, see the record history on ClinicalTrials.gov ↗

10

Registry details

Key details

Study ID
NCT07912437
Lead sponsor
Mustafa Duran
Collaborators
Marmara University Pendik Training and Research Hospital
Responsible party
Mustafa Duran (Principal Investigator, Specialist in Anesthesiology and Reanimation, Kocaeli University) — Sponsor-investigator
First posted
Nov 3, 2026
Start date
Nov 1, 2026 (estimated)
Primary completion
Jan 1, 2027 (estimated)
Completion
Jan 10, 2027 (estimated)
Last update
Nov 3, 2026

Study contacts

mustafa duran, md
Contact
duranmustafaa@gmail.com
05077933373
Marmara University Pendik Training and Research Hospital, Depa
Contact
duranmustafaa@gmail.com
mustafa duran, md
principal investigator · Marmara University

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is not yet recruiting, as verified in Oct 2026. You cannot join it, but the record below documents what was studied.

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