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CompletedNCT07154147CatNAPS-2Updated Apr 27, 2026

Oral vs IV Sedation for Cataract Surgery in Older Adults

A Phase 4 interventional study of Alprazolam and Midazolam in Cataract Surgery, Sedation and Cognition Function, sponsored by University of California, San Francisco. Completed at 1 site in United States. Open to participants aged 65 Years and older. Per ClinicalTrials.gov, last updated 2026-04-27.

Sponsored by University of California, San Francisco · Phase 4, Interventional, and Treatment

Phase
Phase 4
Study type
Interventional
Enrollment
20
Allocation
Randomized
Ages
65 Years and older
Sex
All
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Study summary

The goal of this clinical trial is to evaluate the feasibility of comparing oral sedation (a pill) with intravenous (IV) sedation for cataract surgery in older adults. Investigators will assess the feasibility, completeness, and distribution of data related to postoperative recovery, including thinking and memory, as well as participant satisfaction with care. Participants will be randomly assigned to receive either oral sedation with an IV placebo or IV sedation with an oral placebo before cataract surgery. Participants will complete brief surveys assessing recovery before and after surgery and will be contacted by phone after surgery to assess postoperative recovery. Results from this pilot study will inform the design of a future, fully powered trial evaluating sedation approaches for cataract surgery.

Read the detailed description

This pilot clinical trial is designed to assess the feasibility of comparing two commonly used approaches to sedation during cataract surgery in older adults: oral sedation and intravenous (IV) sedation. Cataract surgery is a brief and commonly performed procedure that typically uses topical anesthetic eye drops, with sedation provided to promote comfort and relaxation. In the United States, IV sedation is frequently used and requires anesthesiology support and monitoring, whereas oral sedation is more commonly used in other settings because it is simpler to administer and less resource-intensive.

The primary focus of this study is to evaluate the feasibility, completeness, and distribution of data collection related to postoperative cognitive recovery using validated assessment tools. Secondary aims include descriptive assessments of participant satisfaction, surgeon satisfaction, recruitment success, participant retention, adherence to the assigned sedation intervention, intervention fidelity, intraoperative events, and postoperative anesthesia-related complications.

This pilot study will enroll 20 adults aged 65 years and older who are scheduled to undergo cataract surgery. Participants will be randomly assigned to receive either oral alprazolam with an IV placebo or a placebo pill with standard IV sedation using midazolam. All participants will receive topical ocular anesthesia and standard intraoperative monitoring by an anesthesia team. Cognitive recovery and other recovery outcomes will be assessed before surgery and during the postoperative period up to seven days after surgery. Findings from this study will be used to inform the design and implementation of a future, larger randomized trial.

02

Conditions studied

  • Cataract Surgery
  • Sedation
  • Cognition Function
  • Perioperative Care
  • Older Adults

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Keywords

  • oral sedation
  • intravenous sedation
  • alprazolam
  • midazolam
  • cataract surgery
  • older adults
  • cognitive recovery
  • postoperative recovery
  • patient satisfaction
  • non-inferiority trial
  • pilot study
  • randomized controlled trial
  • anesthesia
03

In context

Patient Satisfaction

256 studies on the registry are indexed under Patient Satisfaction; 127 are open to participants now.

This study's enrollment of 20 is below the median of 90 across 196 interventional studies indexed under Patient Satisfaction.

Browse Patient Satisfaction studies →

Lead sponsor

University of California, San Francisco is the lead sponsor of 2,132 studies on the registry; 375 are open to participants now.

Of its 262 completed or terminated interventional studies of FDA-regulated products, 196 (75%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
65 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. ≥ 65 years old
  2. Capable of providing informed consent and completing the study procedures in English
  3. Able to provide consent for oneself
  4. Able to follow directions
  5. Able to climb one flight of stairs without stopping to rest
  6. Have a new diagnosis of cataract disease
  7. Plan on having cataract surgery on their eye within the next 6 months

Exclusion criteria

Exclusion Criteria:

  1. History of prior cataract surgery
  2. Admission to the hospital within the past 30 days
  3. Difficulty being sedated during other minor outpatient procedures or imaging studies
  4. Allergy or resistance to local anesthetic agents
  5. Cannot lay flat without having symptoms (i.e., difficulty breathing, severe back pain, etc.)
  6. History of severe anxiety requiring routine use of benzodiazepines
  7. Patient undergoing cataract surgery in combination with any other ophthalmologic procedure
  8. Patient requiring general anesthesia during cataract surgery due to the underlying characteristics of the existing cataract and/or anticipated complexity of the planned procedure
05

Study design

Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
20 participants (actual)

Study arms

  • Experimental
    Oral Sedation Group

    Participants in this group will receive oral sedation with alprazolam (0.5 mg) and IV placebo prior to cataract surgery. All participants will undergo standard cataract surgery with local anesthetic eye drops and continuous anesthesia monitoring. An IV line will be placed for monitoring, and anesthesia staff will be present during surgery, with the option to administer additional sedation if clinically indicated.

    Drug: Alprazolam

  • Active comparator
    IV Sedation Group

    Participants in this group will receive IV sedation with midazolam (1 mg) and an oral placebo pill prior to cataract surgery. All participants will undergo standard cataract surgery with local anesthetic eye drops and continuous anesthesia monitoring. An IV line will be placed for monitoring, and anesthesia staff will be present during surgery, with the option to administer additional sedation if clinically indicated.

    Drug: Midazolam

Interventions

  • DrugAlprazolam

    Participants will take oral alprazolam 0.5 mg 15 to 90 minutes before surgery to promote relaxation and reduce anxiety. An IV placebo (normal saline) will be administered to maintain blinding.

    Also known as: Xanax

  • DrugMidazolam

    Participants will receive IV midazolam 1 mg immediately before surgery to promote relaxation and reduce anxiety. An oral placebo pill will be used to maintain blinding.

    Also known as: Versed

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What researchers measure

Primary outcomes

  1. Feasibility and completeness of cognitive recovery assessment using the Postoperative Quality of Recovery Scale (PQRS)

    Feasibility, completeness, and distribution of cognitive recovery data will be assessed using the cognitive domain of the Postoperative Quality of Recovery Scale (PQRS), a validated questionnaire assessing recovery across multiple health domains. Feasibility outcomes include the proportion of participants with assessable PQRS cognitive data at each time point and the distribution of recovered versus not recovered classifications. Cognitive recovery is defined by meeting pre-specified criteria for return to baseline cognitive function compared to pre-surgery testing. The PQRS cognitive domain does not generate a numeric score; recovery is categorized as "recovered" or "not recovered." These outcomes are descriptive and intended to inform the feasibility of measurement in a future fully powered trial.

    Time frame: Before surgery; immediately after surgery; post-operative day 1; post-operative day 7

Secondary outcomes

  1. Participant satisfaction with sedation experience using the Iowa Satisfaction with Anesthesia Scale (ISAS)

    Participants will complete the ISAS to rate satisfaction with their anesthesia experience, including feelings of relaxation, comfort, and recall of surgery. The Iowa Satisfaction with Anesthesia Scale (ISAS) ranges from -3 to +3, with higher scores indicating greater satisfaction

    Time frame: Immediately after surgery; post-operative day 1; post-operative day 7

  2. Surgeon Satisfaction with Intraoperative Conditions

    Measured via post-surgery surgeon questionnaire assessing perceived ease of surgery, patient cooperation, and need for additional sedation. The Surgeon Intraoperative Satisfaction Questionnaire uses a 6-point Likert scale (1-6), where 1 indicates very poor surgical conditions and 6 indicates excellent surgical conditions. Higher scores indicate better intraoperative conditions

    Time frame: Immediately after surgery

  3. Feasibility of Recruitment

    Proportion of eligible participants who agree to participate in the trial

    Time frame: Throughout enrollment period

  4. Participant Retention After Intervention

    Proportion of enrolled participants who complete all postoperative follow-up assessments

    Time frame: Up to 7 days post-surgery

  5. Adherence to Sedation Intervention

    Proportion of participants who receive their assigned intervention without protocol deviation (defined as receiving the intended oral or IV sedative)

    Time frame: Day of surgery

  6. Intervention Fidelity

    Proportion of cases where study procedures were delivered as intended, including timing of medication administration and adherence to blinding protocol

    Time frame: Day of surgery

  7. Intraoperative Events

    Incidence of intraoperative events recorded descriptively, including participant complaints of pain or discomfort, anxiety or nervousness, requests for additional IV medication, undesirable patient movement, surgeon complaints regarding sedation adequacy, and conversion to general anesthesia.

    Time frame: During surgery

  8. Incidence of Postoperative Anesthesia-Related Complications

    Incidence of postoperative anesthesia-related adverse events recorded descriptively, including delirium, nausea, vomiting, dizziness, falls, and unplanned healthcare utilization within 7 days after surgery.

    Time frame: Up to 7 days after surgery

  9. Quality of Recovery Post-Surgery (non-cognitive domains)

    Quality of recovery will be assessed descriptively using the physical comfort and emotional well-being domains of the Postoperative Quality of Recovery Scale (PQRS), excluding the cognitive domain, compared to baseline. The PQRS does not generate numeric scores; recovery is categorized as "recovered" or "not recovered," with no minimum or maximum values.

    Time frame: Post-operative days 1 and 7

07

Study locations

1 site
  • UCSF Wayne and Gladys Valley Center for Vision, Mission Bay
    San Francisco, California 94117, United States
08

References and documents

Publications

  • Shah U, Wong D, Wong J. Patient satisfaction and positive patient outcomes in ambulatory anesthesia. Ambulatory Anesthesia. 2015;2:29-37 https://doi.org/10.2147/AA.S59820
  • Kugler LJ, Kapeles MJ, Durrie DS. Safety of office-based lens surgery: U.S. multicenter study. J Cataract Refract Surg. 2023 Sep 1;49(9):907-911. doi: 10.1097/j.jcrs.0000000000001231. PubMed 37276271 ↗
  • Perumal D, Dudley RA, Gan S, Boscardin WJ, Gill A, Gelb AW, Lee SJ, Chen CL. Anesthesia Care for Cataract Surgery in Medicare Beneficiaries. JAMA Intern Med. 2022 Oct 3;182(11):1171-80. doi: 10.1001/jamainternmed.2022.4333. Online ahead of print. PubMed 36190717 ↗
  • Lee RM, Thompson JR, Eke T. Severe adverse events associated with local anaesthesia in cataract surgery: 1 year national survey of practice and complications in the UK. Br J Ophthalmol. 2016 Jun;100(6):772-6. doi: 10.1136/bjophthalmol-2015-307060. Epub 2015 Sep 24. PubMed 26405103 ↗
  • Ianchulev T, Litoff D, Ellinger D, Stiverson K, Packer M. Office-Based Cataract Surgery: Population Health Outcomes Study of More than 21 000 Cases in the United States. Ophthalmology. 2016 Apr;123(4):723-8. doi: 10.1016/j.ophtha.2015.12.020. Epub 2016 Jan 22. PubMed 26804760 ↗
  • Dexter F, Candiotti KA. Multicenter assessment of the Iowa Satisfaction with Anesthesia Scale, an instrument that measures patient satisfaction with monitored anesthesia care. Anesth Analg. 2011 Aug;113(2):364-8. doi: 10.1213/ANE.0b013e318217f804. Epub 2011 Apr 25. PubMed 21519043 ↗
  • Fung D, Cohen M, Stewart S, Davies A. Can the Iowa Satisfaction with Anesthesia Scale be used to measure patient satisfaction with cataract care under topical local anesthesia and monitored sedation at a community hospital? Anesth Analg. 2005 Jun;100(6):1637-1643. doi: 10.1213/01.ANE.0000154203.00434.23. PubMed 15920188 ↗
  • Katz J, Feldman MA, Bass EB, Lubomski LH, Tielsch JM, Petty BG, Fleisher LA, Schein OD; Study of Medical Testing for Cataract Surgery Study Team. Adverse intraoperative medical events and their association with anesthesia management strategies in cataract surgery. Ophthalmology. 2001 Oct;108(10):1721-6. doi: 10.1016/s0161-6420(01)00704-7. PubMed 11581040 ↗
  • Norregaard JC, Schein OD, Bellan L, Black C, Alonso J, Bernth-Petersen P, Dunn E, Andersen TF, Espallargues M, Anderson GF. International variation in anesthesia care during cataract surgery: results from the International Cataract Surgery Outcomes Study. Arch Ophthalmol. 1997 Oct;115(10):1304-8. doi: 10.1001/archopht.1997.01100160474016. PubMed 9338678 ↗
  • Peeler CE, Villani CM, Fiorello MG, Lee HJ, Subramanian ML; Oral versus Intravenous Sedation Study Group. Patient Satisfaction with Oral versus Intravenous Sedation for Cataract Surgery: A Randomized Clinical Trial. Ophthalmology. 2019 Sep;126(9):1212-1218. doi: 10.1016/j.ophtha.2019.04.022. Epub 2019 Apr 16. PubMed 31002834 ↗
  • Chen CL, Lin GA, Bardach NS, Clay TH, Boscardin WJ, Gelb AW, Maze M, Gropper MA, Dudley RA. Preoperative medical testing in Medicare patients undergoing cataract surgery. N Engl J Med. 2015 Apr 16;372(16):1530-8. doi: 10.1056/NEJMsa1410846. PubMed 25875258 ↗

Individual participant data

Plan to share: No — This is a small single-center pilot study; therefore, investigators do not plan to make individual participant data available to other researchers.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Apr 27, 2026, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
10

Registry details

Key details

Study ID
NCT07154147
Lead sponsor
University of California, San Francisco
Responsible party
Sponsor
First posted
Sep 4, 2025
Start date
Aug 12, 2025
Primary completion
Jan 19, 2026
Completion
Jan 19, 2026
Last update
Apr 27, 2026

Study contacts

Catherine L Chen, MD, MPH
principal investigator · University of California, San Francisco

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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