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RecruitingNCT06078709PHOXUpdated Oct 1, 2026

Preoperative Hypofractionated Radiotherapy With FOLFOX for Esophageal or Gastroesophageal Junction Adenocarcinoma

A Phase 2 interventional study of Biospecimen Collection and Computed Tomography in Clinical Stage I Esophageal Adenocarcinoma AJCC v8, Clinical Stage I Gastroesophageal Junction Adenocarcinoma AJCC v8 and Clinical Stage II Esophageal Adenocarcinoma AJCC v8, sponsored by Mayo Clinic. Recruiting at 3 sites in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-10-01.

Sponsored by Mayo Clinic · Phase 2, Interventional, and Treatment

From the registry’s dates

  • Started Nov 2023; still recruiting 2 years 10 months later.
Updated Oct 1, 2026Start date movedPrimary completion moved+1 moreGo to Updates ↓
Phase
Phase 2
Study type
Interventional
Enrollment
99
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

This phase II trial tests how well preoperative (prior to surgery) radiation therapy with fluorouracil, oxaliplatin, and leucovorin calcium (FOLFOX) works for the treatment of stage I-III esophageal or gastroesophageal junction adenocarcinoma. Hypofractionated radiation therapy delivers higher doses of radiation therapy over a shorter period of time and may kill more tumor cells and have fewer side effects. Fluorouracil stops cells from making deoxyribonucleic acid (DNA) and it may kill tumor cells. Leucovorin is not a chemotherapy medication but is given in conjunction with chemotherapy. Leucovorin is used with the chemotherapy medication fluorouracil to enhance the effects of the fluorouracil, in other words, to make the drug work better. Oxaliplatin is in a class of medications called platinum-containing antineoplastic agents. It damages the cell's DNA and may kill tumor cells. Giving preoperative hypofractionated radiation with fluorouracil and oxaliplatin may kill more tumor cells in patients with stage I-III esophageal or gastroesophageal junction adenocarcinoma.

Read the detailed description

PRIMARY OBJECTIVE:

I. To demonstrate non-inferiority of pathologic complete response (pCR) with hypofractionated radiotherapy and concurrent FOLFOX compared to historical controls.

SECONDARY OBJECTIVES:

I. Report targeted acute grade ≥ 3 gastrointestinal (GI) toxicity, per Common Terminology Criteria for Adverse Events (CTCAE) version (v)5.0.

II. Assess post-operative toxicity for patients undergoing esophagectomy, as determined by the Clavien-Dindo Classification.

III. Analyze patient-reported quality of life, per Functional Assessment of Cancer Therapy- Esophageal (FACT-E).

IV. Determine the financial toxicity of hypofractionated radiotherapy, using Comprehensive Score for Financial Toxicity (COST-FACIT).

V. Report overall survival and progression-free survival. VI. Report long-term toxicity secondary to trimodality therapy. VII. Report event-free survival. VIII. Assess outcomes for patients treated with hypofractionated radiotherapy and FOLFOX but who did not proceed to esophagectomy.

IX. Compare toxicity of chemoradiation between patients receiving proton based versus (vs.) photon-based radiotherapy.

X. Compare clinical outcomes and pCR for patients receiving hypofractioned radiotherapy but different induction chemo (immuno) therapy regimens: no induction vs. fluorouracil, oxaliplatin, leucovorin, docetaxel (FLOT) vs. FLOT + durvalumab.

CORRELATIVE OBJECTIVES:

I. Explore the predictive and prognostic role for circulating tumor DNA in esophageal cancer.

II. Study the utility of whole exome and germline sequencing to predict chemoradiation treatment response.

III. Explore the predictive power of whole exome sequencing regarding chemoradiotherapy toxicity.

IV. Implement whole exome and germline sequencing to personalize immunotherapy in esophageal cancer.

V. Study the predictive and prognostic role of tumor-derived extracellular vesicles in esophageal cancer.

OUTLINE:

INDUCTION CHEMOTHERAPY: Patients receive 5-FU intravenously (IV) over 24 hours on day 1, leucovorin calcium IV over 10-120 minutes on day 1, oxaliplatin IV over 2-6 hours on day 1, and docetaxel IV over 1 hour on day 1 of each cycle. Treatment repeats every 2 weeks for a total of up to 6 cycles in the absence of disease progression or unacceptable toxicity. Eligible patients also receive durvalumab IV over 1 hour every 4 weeks in the absence of disease progression or unacceptable toxicity. After completion of FLOT, patients undergo radiation therapy daily for 3 weeks with 2 concurrent cycles of FOLFOX.

FOLFOX: Patients receive oxaliplatin IV over 2-6 hours on day 1, leucovorin calcium IV over 10-120 minutes on day 1, and and fluorouracil IV over 46-48 hours on days 1 and 2. of each cycle. Treatment repeats every 2 weeks for a total of 3 cycles in the absence of disease progression or unacceptable toxicity. Starting at cycle 2, patients undergo radiation therapy daily on Monday through Friday for a total of 15 treatments. Patients undergo esophagogastroduodenoscopy (EGD) and/or endoscopic ultrasound (EUS) during screening and undergo computed tomography (CT)/position emission tomography (PET) scan and CT scan as well as blood and tissue sample collection throughout the study.

After completion of study treatment, patients are followed up at 6,12 and 24 months and then up to 5 years.

02

Conditions studied

  • Clinical Stage I Esophageal Adenocarcinoma AJCC v8
  • Clinical Stage I Gastroesophageal Junction Adenocarcinoma AJCC v8
  • Clinical Stage II Esophageal Adenocarcinoma AJCC v8
  • Clinical Stage II Gastroesophageal Junction Adenocarcinoma AJCC v8
  • Clinical Stage III Esophageal Adenocarcinoma AJCC v8
  • Clinical Stage III Gastroesophageal Junction Adenocarcinoma AJCC v8
03

In context

Lead sponsor

Mayo Clinic is the lead sponsor of 3,218 studies on the registry; 670 are open to participants now.

Of its 445 completed or terminated interventional studies of FDA-regulated products, 313 (70%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Age ≥ 18 years
  • Histological confirmation of esophageal or gastroesophageal junction adenocarcinoma, American Joint Committee on Cancer (AJCC) 8th edition stage T1-4N0-3M0
  • Candidate for trimodality therapy: neoadjuvant chemo (immuno) therapy, chemoradiation, and esophagectomy
  • Surgical consultation has confirmed that patient is an appropriate candidate for esophagectomy
  • Eastern Cooperative Oncology Group (ECOG) performance status (PS) 0 or 1
  • Negative pregnancy test done ≤ 7 days prior to chemotherapy, for women of childbearing potential only
  • Ability to provide written informed consent and complete questionnaire(s) by themselves or with assistance
  • Willing to return to enrolling institution for follow-up (during the active monitoring phase of the study)
  • Willing to provide blood and tissue samples for correlative research purposes

Exclusion criteria

Exclusion Criteria:

  • Clinical or biopsy-proven distant metastatic disease (AJCC 8th edition stage TanyNanyM1)
  • Cervical or upper esophageal tumor
  • Prior chemotherapy or radiotherapy for esophageal cancer or history of radiotherapy to the thorax
  • Co-morbid systemic illnesses or other severe concurrent disease which, in the judgement of the investigator, would make the patient inappropriate for entry into this study or interfere significantly with proper assessment of adverse events
  • Receiving any investigational agent which would be considered as a treatment for the primary neoplasm or other active malignancy ≤ 1 year prior to registration that is considered by the investigator to interfere with the current treatment or measurement of outcomes
  • Any of the following:

    • Pregnant women
    • Nursing women
    • Men or women of childbearing potential who are unwilling to employ adequate contraception
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
99 participants (estimated)

Study arms

  • Experimental
    Treatment (FLOT and Radiation and FOLFOX)

    Patients received Induction Chemotherapy \[FLOT (5-FU/leucovorin/oxaliplatin/docetaxel)\] following by radiation therapy daily for 3 weeks with 2 concurrent cycles of FOLFOX per protocol. See detailed description for more information.

    Procedure: Biospecimen Collection · Procedure: Computed Tomography · Procedure: Endoscopic Ultrasound · Procedure: Esophagogastroduodenoscopy · Drug: Fluorouracil · Radiation: Hypofractionated Radiation Therapy · Drug: Leucovorin Calcium · Drug: Oxaliplatin · Procedure: Positron Emission Tomography · Other: Survey Administration · Drug: Docetaxel · Biological: Durvalumab

Interventions

  • ProcedureBiospecimen Collection

    Undergo blood sample collection

    Also known as: Biological Sample Collection, Biospecimen Collected, Specimen Collection

  • ProcedureComputed Tomography

    Undergo CT and PET/CT scan

    Also known as: CAT, CAT Scan, Computed Axial Tomography, Computerized Axial Tomography, Computerized axial tomography (procedure), Computerized Tomography, CT, CT Scan, tomography, Computerized Tomography (CT) scan

  • ProcedureEndoscopic Ultrasound

    Undergo EUS

    Also known as: endosonography, EUS

  • ProcedureEsophagogastroduodenoscopy

    Undergo EGD

    Also known as: EGD, Upper Endoscopy

  • DrugFluorouracil

    Given IV

    Also known as: 5 Fluorouracil, 5 Fluorouracilum, 5 FU, 5-Fluoro-2,4(1H, 3H)-pyrimidinedione, 5-Fluorouracil, 5-Fluracil, 5-Fu, 5FU, AccuSite, Carac, Fluoro Uracil, Fluouracil, Flurablastin, Fluracedyl, Fluracil, Fluril, Fluroblastin, Ribofluor, Ro 2-9757, Ro-2-9757, 2,4-Dioxo-5-fluoropyrimidine, 51-21-8

  • RadiationHypofractionated Radiation Therapy

    Undergo hypofractionated radiation therapy

    Also known as: Hypofractionated, Hypofractionated Radiotherapy, hypofractionation, Radiation, Hypofractionated

  • DrugLeucovorin Calcium

    Given IV

    Also known as: Adinepar, Calcifolin, Calcium (6S)-Folinate, Calcium Folinate, Calcium Leucovorin, Calfolex, Calinat, Cehafolin, Citofolin, Citrec, Citrovorum Factor, Cromatonbic Folinico, Dalisol, Disintox, Divical, Ecofol, Emovis, Factor, Citrovorum, Flynoken A, Folaren, Folaxin, FOLI-cell, Foliben, Folidan, Folidar, Folinac, Folinate Calcium, folinic acid, Folinic Acid Calcium Salt Pentahydrate, Folinoral, Folinvit, Foliplus, Folix, Imo, Lederfolat, Lederfolin, Leucosar, leucovorin, Rescufolin, Rescuvolin, Tonofolin, Wellcovorin

  • DrugOxaliplatin

    Given IV

    Also known as: 1-OHP, Ai Heng, Aiheng, Dacotin, Dacplat, Diaminocyclohexane Oxalatoplatinum, Eloxatin, Eloxatine, JM-83, Oxalatoplatin, Oxalatoplatinum, RP 54780, RP-54780, SR-96669, JM83, RP54780, SR96669

  • ProcedurePositron Emission Tomography

    Undergo PET and PET/CT scan

    Also known as: Medical Imaging, PET, PET Scan, Positron emission tomography (procedure), Positron Emission Tomography Scan, Positron-Emission Tomography, proton magnetic resonance spectroscopic imaging, PT

  • OtherSurvey Administration

    Ancillary studies

  • DrugDocetaxel

    Given IV

    Also known as: 148408-66-6, Docecad, N-Debenzoyl-N-(tert-butoxycarbonyl)-10-deacetyltaxol, RP 56976, RP-56976, RP56976, Taxotere

  • BiologicalDurvalumab

    Given IV

    Also known as: Imfinzi, MEDI 4736, MEDI-4736, MEDI4736, Disulfide with Human Monoclonal MEDI4736 Kappa-chain, Anti-(Human Protein B7-H1) (Human Monoclonal MEDI4736 Heavy Chain), Immunoglobulin G1

06

What researchers measure

Primary outcomes

  1. Pathologic complete response

    A single-group design will be used to test whether the proportion is potentially non-inferior, with a non-inferiority proportion (P0) of 0.13 (H0: P ≤ 0.13 versus H1: P \> 0.13).

    Time frame: Up to 5 years after completion of chemoradiation

Secondary outcomes

  1. Incidence of acute ≥ gastrointestinal (GI) adverse events (AEs)

    Report acute grade ≥ 3 GI AEs per Common Terminology Criteria for Adverse Events (CTCAE) version 5.0 criteria. Will be summarized descriptively.

    Time frame: Up to 6 weeks after completion of chemoradiation

  2. Incidence of post operative AEs

    Determined by the Clavien-Dindo Classification. Will be summarized descriptively.

    Time frame: From surgery up to 6 months after completion of chemoradiation

  3. Patient-reported quality of life (QOL)

    Per Functional Assessment of Cancer Therapy- Esophageal. Will be assessed over time. Wilcoxon signed-rank tests will be used to calculate p-values. Descriptive statistics and graphical methods will also be used to summarize the data.

    Time frame: Up to 24 months after completion of chemoradiation

  4. Financial toxicity

    Financial toxicity will be measured using the COmprehensive Score for financial Toxicity (COST), a patient-reported outcome measure that describes the financial distress experienced by cancer patients. The survey consists of 12 questions, each answered with a 0-4 scale where 0=Not at all, 1=A little bit, 2=Somewhat, 3=Quite a bit, and 4=Very much. Results will be reported descriptively and include separate consideration of individual item scores.

    Time frame: Up to 24 months after completion of chemoradiation

  5. Overall survival (OS)

    Will be assessed graphically using the Kaplan-Meier method. Summary statistics will be reported, including medians, 95% confidence intervals, etc.

    Time frame: From study entry to death from any cause, up to 5 years after completion of chemoradiation

  6. Progression-free survival (PFS)

    Will be assessed graphically using the Kaplan-Meier method. Summary statistics will be reported, including medians, 95% confidence intervals, etc.

    Time frame: From study entry to the first of either disease progression or death, up to 5 years after completion chemoradiation

  7. Long-term toxicity secondary to trimodality therapy

    Will be reported descriptively using CTCAE version 5.0 criteria.

    Time frame: Up to 5 years after completion of chemoradiation

  8. Event free survival

    Will be assessed graphically using the Kaplan-Meier method. Summary statistics will be reported, including medians, 95% confidence intervals, etc.

    Time frame: From study entry to the first of either disease progression or recurrence or relapse or death, up to 5 years after completion of chemoradiation

  9. Outcomes for patients treated with hypofractionated radiotherapy and FOLFOX but who did not proceed to esophagectomy

    OS and PFS will be assess using Kaplan-Meier methodology. Summary statistics will be reported, including medians, 95% confidence intervals, etc. AEs and QOL data will be reported with summary statistics and graphical methods, as appropriate.

    Time frame: Up to 5 years after completion of chemoradiation

  10. Toxicity of chemoradiation between patients receiving proton based versus photon-based radiotherapy

    Will be done descriptively, reporting frequencies and percentages between patients.

    Time frame: Up to 5 years after completion of chemoradiation

  11. Toxicity of chemoradiation between groups receiving proton based versus photon-based radiotherapy

    Will be done descriptively, reporting toxicity rates between groups using the chi-square test.

    Time frame: Up to 5 years after completion of chemoradiation

07

Study locations

1 of 3 sites recruiting
  • Mayo Clinic in Arizona
    Scottsdale, Arizona 85259, United States
    Not yet recruiting
  • Mayo Clinic in Florida
    Jacksonville, Florida 32224-9980, United States
    Active, not recruiting
  • Mayo Clinic in Rochester
    Rochester, Minnesota 55905, United States
    Recruiting
08

References and documents

09

Updates

1 registry update since Sep 25, 2026
Start date
Nov 20, 2023→Nov 21, 2023
Oct 1, 2026
Primary completion
May 30, 2027→May 25, 2029
Oct 1, 2026
Study completion
May 30, 2027→May 25, 2029
Oct 1, 2026
Show all 1 update
  1. Oct 1, 2026
    Start date Nov 20, 2023→Nov 21, 2023
    Primary completion May 30, 2027→May 25, 2029
    Study completion May 30, 2027→May 25, 2029
    + 1 other change: verification date

From the registry record's own update history. This site started tracking changes on Sep 25, 2026; for anything earlier, see the record history on ClinicalTrials.gov ↗

10

Registry details

Key details

Study ID
NCT06078709
Lead sponsor
Mayo Clinic
Responsible party
Sponsor
First posted
Oct 12, 2023
Start date
Nov 21, 2023
Primary completion
May 25, 2029 (estimated)
Completion
May 25, 2029 (estimated)
Last update
Oct 1, 2026

Study contacts

Clinical Trials Referral Office
Contact
mayocliniccancerstudies@mayo.edu
855-776-0015
Christopher L. Hallemeier, MD
principal investigator · Mayo Clinic in Rochester

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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