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CompletedNCT05533918Updated Jan 16, 2025Results posted

SCALE-UP Utah II: Community-Academic Partnership to Address COVID-19 Text Message Study

An interventional study of Text-Messaging (TM) and Patient Navigation (PN) in COVID-19, sponsored by University of Utah. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2025-01-16.

Sponsored by University of Utah · Not applicable, Interventional, and Screening

Phase
Not applicable
Study type
Interventional
Enrollment
31,439
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

The long-term objective of SCALE-UP II is to increase the reach, uptake, and sustainability of COVID-19 testing among underserved populations. Through RADx-UP Phase I funding (SCALE-UP Utah), the team has established population health management (PHM) interventions that have been used since Feb 2021 to increase the uptake of COVID-19 testing and vaccination among community health center patients.

Interventions are based on a PHM approach that uses widely available technology (i.e. cell phones and text messaging). SCALE-UP II will both build on SCALE-UP Utah PHM interventions and investigate novel resource conservation approaches (i.e., Request-Patient Navigation vs. No Patient Navigation and text messaging vs. conversational agent).

SCALE-UP II builds on long standing partnerships among the University of Utah Clinical and Translational Science Institute (UofU CTSI), Association for Utah Community Health (AUCH), CHCs, and the Utah Department of Health(UDOH). CTSI and SCALE-UP II investigators are leading several COVID-19 initiatives that drive public health response and state government policies in Utah.

Read the detailed description

Racial/ethnic minority, low socioeconomic status (SES), and rural populations suffer profound health inequities across a wide variety of diseases and conditions, including COVID-19. For example, as of June 2021, the cumulative COVID case rate in Utah per 100,000 was 10,803 among Whites vs. 17,541 among Latinos. The positivity rate was 14% among Whites vs. 24% among Latinos. Similar disparities persist across the nation for vaccination rates between urban vs. rural, high vs. low SES, and White vs. non-White populations. Low vaccination rates leave underserved populations at risk for local outbreaks, and more contagious and severe variants. Thus, interventions targeting these populations at the interplay between testing and vaccination among underserved populations are critical for pandemic control.

Not only do underserved populations experience profound health inequities, but there is also a critical digital divide between high and low resource healthcare systems. Low resource settings are far less likely to adopt Health Information Technology approaches, and often do not have the capacity to implement large scale population health management (PHM) efforts utilizing data analytics and automated patient outreach. As such, research is needed utilizing targeted PHM approaches that proactively identify, reach, and navigate vulnerable patients to both increase opportunities to engage in vaccination and testing, and to address barriers to engagement. Community Health Centers (CHCs) are optimal settings for implementation of PHM interventions to increase the uptake of COVID-19 testing and vaccination among underserved populations. Eleven Utah CHC systems are participating in SCALE-UP II. Their 38 primary care clinics serve over 112,000 unique patients annually (36% Latino, 10% Native American, 63% \<100% poverty level, 57% uninsured, and 42% of clinics are in rural/frontier areas).

SCALE UP II is comprised of two distinct studies, the Text Message (TM) study and the Conversational Agent (CA) study. Patients will be triaged into one of two studies based on self-reported ownership of a smart phone with internet access. Patients who report not owning a smart phone with internet access will be included in the TM study. Additionally, patients who do not respond to the question regarding smart phone ownership will be included in the TM study. Patients who self-report ownership of a smart phone with internet access will be included in the CA study.

SCALE-UP II: TM study will implement and evaluate practical, accessible, and scalable PHM interventions to increase COVID-19 testing and vaccine uptake based on the best evidence available, patients' specific barriers and hesitancy factors, and extensive collaboration with CHCs, AUCH, and UDHHS. This study is a 1x2 design with all patients receiving text messages as well as either type of available patient navigation.

Text Messaging (TM): bidirectional text messaging to connect patients to vaccination or mailed at-home rapid test kits for use, as needed.

Patient Navigation (PN): phone call from a community health worker to help address hesitancy and barriers, and to offer at-home rapid test kits. This study will examine two distinct forms of Patient Navigation: Request-PN and No PN. Each patient will be randomized to receive either Request PN or No PN. Request PN allows patients to request patient navigation by responding PERSON to a text message. Patients who are randomized to receive No PN will not be provided the opportunity to speak with a patient navigator.

This study examined the main effects for PN (PN \& No PN) and message frequency (10-day \& 30-day). Vaccine response was not examined.

The primary outcome, Reach-Accept Testing, captures the proportion of participants who request a test and confirm their mailing address. Secondary outcomes include: Reach-Engage Testing (proportion of patients that reply to an offer to receive an at-home rapid test kit), Patient Navigation- Request (proportion of PN participants that request a patient navigator), Patient Navigation-Engage (proportion of PN participants that speak to a patient navigator) and Self-reported testing (participants that request a COVID-19 test kit and respond to follow up messaging).

SCALE-UP II will include a Consortium Data Reporting Unit (CDRU) consisting of a Data Manager and one member the project's biomedical informatics team. The unit will attend regular meetings and dissemination activities organized by the CDCC. The CDRU will seek guidance from the CDCC with regard to data acquisition and consent for data sharing. As required by the NIH, SCALE-UP II will collect RADx-UP Tier 1 Common Data Elements for study participants who receive an at-home COVID test through the project. These data will be collected through surveys administered one month after the participant receives their at-home test. Data will be standardized according to the data dictionary provided by the CDCC. Our CDRU will work closely with the CDCC to establish a protocol for frequency, format, and exchange of data. SCALE-UP II will share identifiable data with the CDCC and NIH for the Data Hub as well as future research. Participants who complete the survey data will first complete an informed consent process. The informed consent will be administered to the patient at the time of survey collection.

Lighthouse Research and Development will conduct phone surveys to assess patient reported use of COVID-19 at-home testing (\~2,300 participants) among patients who received test kits and do no respond to the online survey request. Lighthouse will send notifications (e.g., postcards, text messages, voice messages, etc.) to participants to alert them of the opportunity to complete the survey online or over the phone. Interviewers will complete up to 15 call attempts across weekday, evening, and weekend calling shifts over a one-month period to each participant. Patients will be compensated with a gift card for completing the survey. Patients will be compensated with a gift card for completing the survey.

02

Conditions studied

  • COVID-19

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03

In context

COVID-19

7,640 studies on the registry are indexed under COVID-19; 488 are open to participants now.

This study's enrollment of 31,439 is above the median of 100 across 4,099 interventional studies indexed under COVID-19.

Browse COVID-19 studies →

Lead sponsor

University of Utah is the lead sponsor of 969 studies on the registry; 178 are open to participants now.

Of its 107 completed or terminated interventional studies of FDA-regulated products, 62 (58%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • current patient of a participating community health center
  • have a working cellphone,
  • have phone number listed in existing electronic medical record at their participating clinic
  • speak English or Spanish.

Exclusion criteria

Exclusion Criteria:

  • Minors
05

Study design

Phase
Not applicable
Primary purpose
Screening
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Participant)
Enrollment
31,439 participants (actual)

Study arms

  • Active comparator
    Text Messaging (TM) + No Patient Navigation

    Bidirectional text messaging with a one-touch response to connect patients to vaccination or mailed at-home rapid test kits for use as needed. Patients will not receive patient navigation.

    Behavioral: Text-Messaging (TM)

  • Active comparator
    Text Message (TM) + Request (RPN)

    Bidirectional text messaging with a one-touch response to connect patients to vaccination or mailed at-home rapid test kits for use as needed. RPN will provide patients the opportunity to reply PERSON (for connection to a PN) in response to a TM offering connection to testing and/or vaccination.

    Behavioral: Text-Messaging (TM) · Behavioral: Patient Navigation (PN)

Interventions

  • BehavioralText-Messaging (TM)

    Participants in the TM condition will receive HIPAA-compliant bidirectional text messages. These texts will include a brief message alerting patients that they are eligible to receive a test kit and asking participants if they would like to receive a test kit. Participants who reply "yes" will receive an additional message with information about how to receive a test kit.

  • BehavioralPatient Navigation (PN)

    Patient navigation from the Community Health Worker includes practical advice in addressing barriers to testing such as logistics, as well as fear, skepticism, and hesitancy. There are two distinct different types of patient navigation, Request PN and No PN. Each person will be randomly assigned between the two types.

06

What researchers measure

Primary outcomes

  1. Reach-Accept Testing

    Number of patients that accept an offer to receive an at-home test kit and verify mailing address

    Time frame: Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]

Secondary outcomes

  1. Reach-Engage Testing

    Number of patients that reply to an offer to receive an at-home rapid test kit

    Time frame: Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]

  2. PN-Request

    Number of PN participants that request a Patient Navigator.

    Time frame: Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]

  3. PN-Engage

    Number of PN participants that speak to a Patient Navigator

    Time frame: Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]

  4. Opt-out

    Number of participants that opt out throughout the duration of the intervention

    Time frame: Daily [up to 90 days post intervention messaging)

  5. Self Reported Testing

    Participants who self-reported testing as completed. Reported only for participants who requested COVID-19 test kits from the study and responded to follow-up messages.

    Time frame: 90 days post intervention messaging

07

Results

Posted Jan 16, 2025

Participant flow

This study recruited participants in partnership with the Association for Utah Community Health and its affiliated Community Health Centers (CHCs). Three CHCs with 12 primary care clinics participated. Eligible patients had an appointment at one of the participating CHCs in the last 3 years, were 18 years and older, and had a valid cellphone number in the CHC EHR.

Participant flow — Overall Study
MilestoneText Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 Day
Started7861786078567862
Completed6879727768617298
Not completed982583995564

Outcome measures

PrimaryReach-Accept Testing

Number of patients that accept an offer to receive an at-home test kit and verify mailing address

Time frame:
Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]
Reported as:
Count of participants · Participants
Reach-Accept Testing
ParticipantsText Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 Day
Reach-Accept Testing509423351329
SecondaryReach-Engage Testing

Number of patients that reply to an offer to receive an at-home rapid test kit

Time frame:
Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]
Reported as:
Count of participants · Participants
Reach-Engage Testing
ParticipantsText Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 Day
Reach-Engage Testing785637603554
SecondaryPN-Request

Number of PN participants that request a Patient Navigator.

Time frame:
Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]
Reported as:
Count of participants · Participants
PN-Request
ParticipantsText Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 Day
PN-Request00118
SecondaryPN-Engage

Number of PN participants that speak to a Patient Navigator

Time frame:
Every 10 or 30 days dependent on group randomization [up to 90 days post intervention message]
Reported as:
Count of participants · Participants
PN-Engage
ParticipantsText Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 Day
PN-Engage0096
SecondaryOpt-out

Number of participants that opt out throughout the duration of the intervention

Time frame:
Daily [up to 90 days post intervention messaging)
Reported as:
Count of participants · Participants
Opt-out
ParticipantsText Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 Day
Opt-out982583995564
SecondarySelf Reported Testing

Participants who self-reported testing as completed. Reported only for participants who requested COVID-19 test kits from the study and responded to follow-up messages.

Time frame:
90 days post intervention messaging
Reported as:
Count of participants · Participants
Self Reported Testing
ParticipantsText Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 Day
Self Reported Testing94866372

Adverse events

Collected over 10 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Text Messaging (TM) + No Patient Navigation (NoPN) + 10 Day0/7,861 (0%)0/7,861 (0%)0/7,861 (0%)
Text Messaging (TM) + No Patient Navigation (NoPN) + 30 Day0/7,860 (0%)0/7,860 (0%)0/7,860 (0%)
Text Messaging (TM) + Patient Navigation (PN) + 10 Day0/7,856 (0%)0/7,856 (0%)0/7,856 (0%)
Text Messaging (TM) + Patient Navigation (PN) + 30 Day0/7,862 (0%)0/7,862 (0%)0/7,862 (0%)

Baseline characteristics

Age, Continuous
Age, Continuous(years)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
Mean42.43 ± 16.3142.12 ± 16.0542.02 ± 16.1342.17 ± 16.2042.18 ± 16.17
Sex/Gender, Customized
Sex/Gender, Customized(Participants)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
Sex — Female449144174420445617784
Sex — Male337034423435340613653
Sex — Unknown01102
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
Race/Ethnicity — American Indian/Alaska Native2619161677
Race/Ethnicity — Asian77837384317
Race/Ethnicity — Black/African American889711693394
Race/Ethnicity — Hawaiian/Pacific Islander58444162205
Race/Ethnicity — Hispanic or Latino/a421842504323428317074
Race/Ethnicity — Multi-race73878174315
Race/Ethnicity — Unknown9799749059413799
Race/Ethnicity — White Non-Hispanic23422306230123099258
Language
Language(Participants)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
English383437983808377215212
Spanish339834153429346313705
Other888574100347
Unknown5415625455272175
Urban/Rural
Urban/Rural(Participants)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
Urban709870917090709728376
Rural7637697667653063
CHC
CHC(Participants)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
CHC 1528052815279528421124
CHC 28848848828813531
CHC 316971695169516976784
SCALE-UP I Randomization
SCALE-UP I Randomization(Participants)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
Not enrolled in SCALE-UP I268826892682268710746
TM22532255225822589024
TM+PN292029162916291711669
Insurance Status
Insurance Status(Participants)Text Messaging (TM) + No Patient Navigation (NoPN) + 10 DayText Messaging (TM) + No Patient Navigation (NoPN) + 30 DayText Messaging (TM) + Patient Navigation (PN) + 10 DayText Messaging (TM) + Patient Navigation (PN) + 30 DayTotal
Private18781772179818587306
Public11931160116512334751
Uninsured479049284893477119382
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Study locations

1 site
  • University of Utah
    Salt Lake City, Utah 84112, United States
09

References and documents

Study documents

  • Study protocol · Sep 5, 2024
  • Statistical analysis plan · Sep 5, 2024

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 16, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT05533918
Lead sponsor
University of Utah
Collaborators
Utah Department of Health, Association for Utah Community Health, National Institutes of Health (NIH), National Institute on Minority Health and Health Disparities (NIMHD)
Responsible party
Guilherme Del Fiol (Professor, University of Utah) — Principal investigator
First posted
Sep 9, 2022
Start date
Dec 15, 2022
Primary completion
Nov 30, 2023
Completion
Nov 30, 2023
Results posted
Jan 16, 2025
Last update
Jan 16, 2025

Study contacts

Guilherme Del Fiol, MD PhD
principal investigator · University of Utah

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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