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TerminatedNCT05101798Updated Jul 28, 2025Results posted

The Role of 5-Aminolevulinic Acid Fluorescence-Guided Surgery in Head and Neck Cancers: a Pilot Trial

A Phase 2 interventional study of 5-Aminolevulinic acid Hydrochloride in Neoplasm and Skull Base Neoplasm, sponsored by Icahn School of Medicine at Mount Sinai. Terminated at 3 sites in United States. Open to participants aged 18 Years to 80 Years. Per ClinicalTrials.gov, last updated 2025-07-28.

Sponsored by Icahn School of Medicine at Mount Sinai · Phase 2, Interventional, and Diagnostic

Why this study was terminated
NX Development Corporation closed the trial
Phase
Phase 2
Study type
Interventional
Enrollment
7
Allocation
Not applicable
Ages
18 Years to 80 Years
Sex
All
01

Study summary

This study allows head and neck cancer surgeons to specifically visualize cancerous cells apart from normal healthy tissue. 5-aminolevulinic acid (5-ALA) is a safe and effective FDA-approved agent successfully used by neurosurgeons for FGS of different brain tumors is given to the patients preoperatively. Using specific wavelengths of light as well as specialized magnified lenses the surgeons use this technique to assist in tumor resection.

Read the detailed description

Treatment for many head and neck cancer involves surgical resection, or removal, of the tumor. A potential outcome of surgery is subtotal resection, in which some cancerous material fails to be removed resulting in tumor recurrence and lower overall survival. Achieving total resection without interfering with normal tissue is a challenge due the critical anatomical structures of the head and neck. Fluorescent-guided surgery (FGS) is a new method of intraoperative imaging that can be used to clearly visualize cancerous tissue aprt from normal tissue during surgery in real-time. Before surgery, an agent that preferentially enters tumor cells is given to the patient. Tumor cells then glow brightly when exposed to specific wavelengths of light during surgery, allowing the surgeon to easily distinguish between healthy and cancerous tissue. 5-aminolevulinic acid (5-ALA) is a safe and effective FDA approved agent successfully used by neurosurgeons for FGS of different brain tumors which has not been assessed for use in head and neck cancers. The aim of the study is to determine if 5-ALA can be effectively used in FGS for different types of head and neck cancers, and if it will improve survival, tumor regrowth, and other outcomes for patients. 23 patients will be enrolled from the Mount Sinai Hospital, New York Eye and Ear Infirmary and Mount Sinai Union Square Faculty Practices over a 1 year period and will be completed by December 2022.

02

Conditions studied

  • Neoplasm
  • Skull Base Neoplasm

Keywords

  • head and neck tumor
  • skull base tumor
  • neoplasm
03

In context

Neoplasms

9,365 studies on the registry are indexed under Neoplasms; 2,489 are open to participants now.

This study's enrollment of 7 is below the median of 50 across 7,253 interventional studies indexed under Neoplasms.

Browse Neoplasms studies →

Lead sponsor

Icahn School of Medicine at Mount Sinai is the lead sponsor of 764 studies on the registry; 181 are open to participants now.

Of its 121 completed or terminated interventional studies of FDA-regulated products, 82 (68%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 80 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Subjects included in this trial must have had documentation of a new or recurrent head and neck or skull base tumor for which surgical resection is indicated and has been planned. These patients will include those with newly diagnosed or recurrent malignancies.
  • Age 18-80
  • Karnofsky score >60%
  • Subjects must have normal organ and marrow function as defined below:

    • leukocytes ≥ 3,000/mcL
    • absolute neutrophil count ≥ 1,500/mcL
    • platelets ≥ 100,000/mcl
    • total bilirubin within normal institutional limits
    • AST(SGOT)/ALT(SPGT) ≤ 2.5 X institutional upper limit of normal
    • creatinine within normal institutional limits OR Creatinine clearance >60 mL/min/1.73m2 for patients with creatinine levels above institutional normal as defined per institution.
  • The effects of Gleolan® (5-ALA) on the developing human fetus are unknown. For this reason, women of child-bearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry and for the duration of study participation. A pregnancy test will be performed for all women of childbearing ability prior to surgery (see Exclusion Criteria below). Should a woman become pregnant or suspect she is pregnant while participating in this study, she should inform her treating physician immediately.
  • Ability to understand and the willingness to sign a written informed consent.
  • all upper aerodigestive head and neck cancers

Exclusion criteria

Exclusion Criteria:

  • Patients with non-resectable tumors or not deemed surgical candidates
  • History of allergic reactions attributed to compounds of similar chemical/biologic composition to ALA.
  • Personal or family history of porphyria
  • Uncontrolled concurrent illness including but not limited to: ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness//social situations that would limit compliance with study requirements
  • Women who are pregnant or become pregnant will be excluded from the trial as it is unknown if ALA is teratogenic or has abortifacient effects. Because there is an unknown but potential risk for adverse events in nursing infants secondary to treatment of the mother with 5-ALA breastfeeding should be discontinued if the mother is treated with 5-ALA.
  • Prior history of GI perforation, diverticulitis, and or/peptic ulcer disease
05

Study design

Phase
Phase 2
Primary purpose
Diagnostic
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
7 participants (actual)

Study arms

  • Experimental
    5-aminolevulinic acid hydrochloride (Gleolan®)

    Gleolan® is available in colorless glass vials containing 1.5 g 5-aminolevulinic acid hydrochloride (Gleolan®) Gleolan® is administered orally to patients prior to tumor removal by surgery (20 mg/kg BW).

    Drug: 5-Aminolevulinic acid Hydrochloride

Interventions

  • Drug5-Aminolevulinic acid Hydrochloride

    The closure consists of colorless glass vial (Type II, Ph Eur) and bromobutyl-rubber stopper ø 20 mm (Type I, Ph Eur) and flip cap. The powder for oral solution is intended for single (partial) use. To prepare the ready-to-use solution the content of one vial is dissolved in 50 ml of water or apple juice. The concentration of the reconstituted solution is 3%. Gleolan® is administered orally to patients prior to tumor removal by surgery (20 mg/kg BW). The reconstituted solution may be prepared up to 24 hours prior to use if protected from light. It should be given 3 hours (range 3-5 hours) prior to planned induction of anesthesia for surgery, although its effect is present for up to 8-12 hours. This step is critical for an optimal visualization of tumor tissue due to pharmacokinetic properties of Gleolan®.

    Also known as: Gleolan®

06

What researchers measure

Primary outcomes

  1. Number of Participants With Positive Test Result of PPIX Tissue Fluorescence

    The feasibility of using oral Gleolan® as an adjunct diagnostic imaging tool for malignant tumor tissue fluorescence will be primarily assessed by computing sensitivity of intraoperative Gleolan® induced PPIX tissue fluorescence. PPIX tissue fluorescence will be defined categorically as "no" (score 0), "low" (score 1), "medium" (score 2), and "high" (score 3) by operative surgeon, and images will be recorded. For purposes of computing measures of diagnostic performance a score of 0 will be considered a negative test result and a score of 1, 2 or 3 will be considered a positive test result.

    Time frame: Through completion of surgery, up to 24 hours

07

Results

Posted Jul 28, 2025
Limitations and caveats
The renewal arm of the study (2022-2025) depended on materials from NX Development Corporation (Aladuck endoscope and Gleolan (5-ALA) drug). Thus, when NX Development Corporation decided to close the study, the researchers were unable to continue study activities.

Participant flow

Enrollment was opened on 9/14/2021 and study was actively recruiting through Jan 14, 2025. The date of the last study visit was Dec 25, 2022. On Jan 14, 2025, the sponsor contacted the study team regarding closing the study. The study was officially closed on Feb 25, 2025.

Participant flow — Overall Study
Milestone5-aminolevulinic Acid Hydrochloride (Gleolan®)
Started7
Completed7
Not completed0

Outcome measures

PrimaryNumber of Participants With Positive Test Result of PPIX Tissue Fluorescence

The feasibility of using oral Gleolan® as an adjunct diagnostic imaging tool for malignant tumor tissue fluorescence will be primarily assessed by computing sensitivity of intraoperative Gleolan® induced PPIX tissue fluorescence. PPIX tissue fluorescence will be defined categorically as "no" (score 0), "low" (score 1), "medium" (score 2), and "high" (score 3) by operative surgeon, and images will be recorded. For purposes of computing measures of diagnostic performance a score of 0 will be considered a negative test result and a score of 1, 2 or 3 will be considered a positive test result.

Time frame:
Through completion of surgery, up to 24 hours
Reported as:
Count of participants · Participants
Number of Participants With Positive Test Result of PPIX Tissue Fluorescence
Participants5-aminolevulinic Acid Hydrochloride (Gleolan®)
01
10
20
36

Adverse events

Collected over 24 hours. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
5-aminolevulinic Acid Hydrochloride (Gleolan®)0/7 (0%)0/7 (0%)2/7 (28.6%)
Most frequent other events
Most frequent other events
Event5-aminolevulinic Acid Hydrochloride (Gleolan®)
Mild photosensitivity reaction (CTCAE grade I)Skin and subcutaneous tissue disorders2/7
NauseaGastrointestinal disorders1/7

Baseline characteristics

Age, Continuous
Age, Continuous(years)5-aminolevulinic Acid Hydrochloride (Gleolan®)
Median60 (33 to 82)
Sex: Female, Male
Sex: Female, Male(Participants)5-aminolevulinic Acid Hydrochloride (Gleolan®)
Female1
Male6
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)5-aminolevulinic Acid Hydrochloride (Gleolan®)
Hispanic or Latino1
Not Hispanic or Latino4
Unknown or Not Reported2
Race (NIH/OMB)
Race (NIH/OMB)(Participants)5-aminolevulinic Acid Hydrochloride (Gleolan®)
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American0
White5
More than one race1
Unknown or Not Reported1
08

Study locations

3 sites
  • Mount Sinai Union Square
    New York, New York 10003, United States
  • New York Eye and Ear Infirmary of Mount Sinai
    New York, New York 10003, United States
  • Icahn School of Medicine at Mount Sinai
    New York, New York 10029, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Dec 20, 2024
  • Informed consent form · Dec 20, 2024

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No — Data will be de-identified and aggregated in all reporting

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jul 28, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT05101798
Lead sponsor
Icahn School of Medicine at Mount Sinai
Collaborators
NX Development Corp
Responsible party
Alfred-Marc Iloreta (Assistant Professor, Icahn School of Medicine at Mount Sinai) — Principal investigator
First posted
Nov 1, 2021
Start date
Sep 14, 2021
Primary completion
Dec 25, 2022
Completion
Dec 25, 2022
Results posted
Jul 28, 2025
Last update
Jul 28, 2025

Study contacts

Alfred-Marc Iloreta, MD
principal investigator · Icahn School of Medicine at Mount Sinai

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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