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CompletedNCT04537650Updated Dec 6, 2023Results posted

Swallowing Impairment After COVID-19 Infection

An observational study in Covid19, sponsored by University Health Network, Toronto. Completed at 2 sites in 2 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2023-12-06.

Sponsored by University Health Network, Toronto · Observational

Study type
Observational
Model
Cohort
Time perspective
Prospective
Enrollment
44
Ages
18 Years and older
Sex
All
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Study summary

This is an observational study, in which people recovering from COVID-19 infection will attend an outpatient clinic for a comprehensive swallowing assessment. The assessment will include a videofluoroscopy, measurement of respiratory-swallow coordination using a digital stethoscope, measures of tongue and cough strength and patient reported measures that will help us to understand the presence and impact of swallowing impairment (dysphagia) in this population.

Read the detailed description

The recent spread of COVID-19 has led to an international pandemic, with >3 million confirmed cases to date worldwide, of which 1 million confirmed cases and >50,000 deaths have been reported in the USA. Infected individuals commonly experience severe respiratory difficulties and pneumonia, leading to hospital admission and the need for intensive care and mechanical ventilation. Emerging evidence suggests that impaired taste and smell may be early markers of the disease, and that in severe cases, there may be neurological damage in in the medulla, an important brainstem control site for both respiration and swallowing. Given the overlapping neuroanatomical regulation of breathing and swallowing, the investigators hypothesize that dysphagia (swallowing impairment) will be common in People recovering from COVID-19 (PrC-19) and associated with poorer outcomes.

The investigators will offer comprehensive swallowing assessments to PrC-19 after initial recovery and a confirmed negative test for continuing COVID-19 infection. Study sites will be located in the Toronto area (PI Steele); the Hamilton-Niagara region to the west of Toronto (Co-I Namasivayam-MacDonald) and in Gainesville, Florida (Co-I Plowman). The assessments will include the collection of case history information, videofluoroscopy (i.e., a dynamic swallowing x-ray), use of a digital stethoscope to measure respiratory-swallow coordination, measures of other risk factors for dysphagia (e.g. bulbar muscle strength) and patient-reported outcomes. Detailed analyses of the videofluoroscopy swallowing studies (i.e. dynamic x-rays) will identify specific measures of swallowing that fall outside the range of normal variation based on comparison to healthy reference values established through the PI's NIH-funded research program exploring swallowing physiology on liquids of different consistencies.

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Conditions studied

  • Covid19

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Keywords

  • Swallowing
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In context

COVID-19

7,638 studies on the registry are indexed under COVID-19; 488 are open to participants now.

This study's enrollment of 44 is below the median of 260 across 3,135 observational studies indexed under COVID-19.

Browse COVID-19 studies →

Lead sponsor

University Health Network, Toronto is the lead sponsor of 1,411 studies on the registry; 292 are open to participants now.

Of its 17 completed or terminated interventional studies of FDA-regulated products, 3 (18%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No
Sampling method
Non-probability sample

Study population

Individuals recovering from COVID-19 infection

Inclusion criteria

  • People who tested positive or received a presumed positive diagnosis of COVID-19 infection not earlier than March 1, 2020 and who are at least 2 weeks post positive diagnosis and the initiation of medical management of COVID-19 infection
  • Adequate comprehension of English to understand the consent form and follow study instructions

Exclusion criteria

Exclusion Criteria:

  • Age under 18 years old
  • Current pregnancy
05

Study design

Observational model
Cohort
Time perspective
Prospective
Enrollment
44 participants (actual)
Patient registry
No

Groups and cohorts

  • COVID-19 Ventilated

    Participants who were diagnosed with COVID-19 prior to October, 2021 who required hospitalization in an ICU with mechanical ventilation during their illness.

    Diagnostic Test: Videofluoroscopic Swallowing Study (VFSS)

  • COVID-19 Non-Ventilated

    Participants who were diagnosed with COVID-19 prior to October, 2021 who did not require mechanical ventilation during their illness.

    Diagnostic Test: Videofluoroscopic Swallowing Study (VFSS)

Interventions

  • Diagnostic testVideofluoroscopic Swallowing Study (VFSS)

    A standardized dynamic radiographic examination of oropharyngeal swallowing

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What researchers measure

Primary outcomes

  1. Number of Participants With Impaired Swallowing Safety

    Frequency of participants demonstrating airway invasion on thin liquids, defined as Penetration-Aspiration Scale score of 3 and higher (Rosenbek et al., 1996). Higher scores indicate worse function.

    Time frame: Videofluoroscopy session (single timepoint only)

  2. Number of Participants With Impaired Swallowing Efficiency

    Frequency of participants demonstrating pharyngeal residue on extremely thick liquids measured to fill more than 1.5% of an anatomical reference scalar \[%(C2-4)squared\] (Steele et al., 2019)

    Time frame: Videofluoroscopy session (single timepoint only)

Secondary outcomes

  1. Number of Participants With Prolonged Time-to-Laryngeal-Vestibule-Closure

    Frequency of participants displaying prolonged time to airway closure (i.e. Laryngeal Vestibule Closure) on thin liquids, defined as values falling above the healthy reference 75th percentile (Steele et al., 2023)

    Time frame: Videofluoroscopy session (single timepoint only)

  2. Number of Participants With Short Laryngeal Vestibule Closure Duration

    Frequency of participants displaying short airway closure (i.e. laryngeal vestibule closure) on thin liquids, defined as a duration below the healthy reference 25th percentile (Steele et al., 2023)

    Time frame: Videofluoroscopy session (single timepoint only)

  3. Number of Participants With Poor Pharyngeal Constriction

    Frequency of participants displaying poor pharyngeal constriction on extremely thick liquids, defined as pharyngeal area above the 75th percentile healthy reference value on the frame of maximum constriction (Steele et al., 2023)

    Time frame: Videofluoroscopy session (single timepoint only)

  4. Number of Participants With Impaired LVC Integrity

    Number of participants displaying incomplete laryngeal vestibule closure on thin liquids.

    Time frame: Videofluoroscopy (single timepoint only)

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Results

Posted Dec 6, 2023

Participant flow

Participant flow — Overall Study
MilestoneCOVID-19 VentilatedCOVID-19 Non-ventilated
Started836
Completed836
Not completed00

Outcome measures

PrimaryNumber of Participants With Impaired Swallowing Safety

Frequency of participants demonstrating airway invasion on thin liquids, defined as Penetration-Aspiration Scale score of 3 and higher (Rosenbek et al., 1996). Higher scores indicate worse function.

Time frame:
Videofluoroscopy session (single timepoint only)
Reported as:
Count of participants · Participants
Number of Participants With Impaired Swallowing Safety
ParticipantsCOVID-19 VentilatedCOVID-19 Non-ventilated
Number of Participants With Impaired Swallowing Safety31
Statistical analysis
  • COVID-19 Ventilated vs COVID-19 Non-ventilated · Chi-squared · p = <0.001 · Odds ratio (or): 21 · 95% CI 1.8 to 243.24
PrimaryNumber of Participants With Impaired Swallowing Efficiency

Frequency of participants demonstrating pharyngeal residue on extremely thick liquids measured to fill more than 1.5% of an anatomical reference scalar \[%(C2-4)squared\] (Steele et al., 2019)

Time frame:
Videofluoroscopy session (single timepoint only)
Reported as:
Count of participants · Participants
Number of Participants With Impaired Swallowing Efficiency
ParticipantsCOVID-19 VentilatedCOVID-19 Non-ventilated
Number of Participants With Impaired Swallowing Efficiency40
Statistical analysis
  • COVID-19 Ventilated vs COVID-19 Non-ventilated · Chi-squared · p = <0.001 · Odds ratio (or): 45 · 95% CI 4.15 to 487.5
SecondaryNumber of Participants With Prolonged Time-to-Laryngeal-Vestibule-Closure

Frequency of participants displaying prolonged time to airway closure (i.e. Laryngeal Vestibule Closure) on thin liquids, defined as values falling above the healthy reference 75th percentile (Steele et al., 2023)

Time frame:
Videofluoroscopy session (single timepoint only)
Reported as:
Count of participants · Participants
Number of Participants With Prolonged Time-to-Laryngeal-Vestibule-Closure
ParticipantsCOVID-19 VentilatedCOVID-19 Non-ventilated
Number of Participants With Prolonged Time-to-Laryngeal-Vestibule-Closure614
SecondaryNumber of Participants With Short Laryngeal Vestibule Closure Duration

Frequency of participants displaying short airway closure (i.e. laryngeal vestibule closure) on thin liquids, defined as a duration below the healthy reference 25th percentile (Steele et al., 2023)

Time frame:
Videofluoroscopy session (single timepoint only)
Reported as:
Count of participants · Participants
Number of Participants With Short Laryngeal Vestibule Closure Duration
ParticipantsCOVID-19 VentilatedCOVID-19 Non-ventilated
Number of Participants With Short Laryngeal Vestibule Closure Duration34
SecondaryNumber of Participants With Poor Pharyngeal Constriction

Frequency of participants displaying poor pharyngeal constriction on extremely thick liquids, defined as pharyngeal area above the 75th percentile healthy reference value on the frame of maximum constriction (Steele et al., 2023)

Time frame:
Videofluoroscopy session (single timepoint only)
Reported as:
Count of participants · Participants
Number of Participants With Poor Pharyngeal Constriction
ParticipantsCOVID-19 VentilatedCOVID-19 Non-ventilated
Number of Participants With Poor Pharyngeal Constriction66
SecondaryNumber of Participants With Impaired LVC Integrity

Number of participants displaying incomplete laryngeal vestibule closure on thin liquids.

Time frame:
Videofluoroscopy (single timepoint only)
Reported as:
Count of participants · Participants
Number of Participants With Impaired LVC Integrity
ParticipantsCOVID-19 VentilatedCOVID-19 Non-ventilated
Number of Participants With Impaired LVC Integrity10

Adverse events

Collected over Within 1 week of data collection. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
COVID-19 Ventilated0/8 (0%)0/8 (0%)0/8 (0%)
COVID-19 Non-ventilated0/36 (0%)0/36 (0%)0/36 (0%)

Baseline characteristics

Age, Continuous
Age, Continuous(years)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
Mean62 (37 to 79)44 (21 to 78)48 (21 to 79)
Sex: Female, Male
Sex: Female, Male(Participants)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
Female13031
Male7613
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
Hispanic or Latino123
Not Hispanic or Latino73441
Unknown or Not Reported000
Race (NIH/OMB)
Race (NIH/OMB)(Participants)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
American Indian or Alaska Native000
Asian213
Native Hawaiian or Other Pacific Islander000
Black or African American011
White53338
More than one race112
Unknown or Not Reported000
Taste or Smell Impairment
Taste or Smell Impairment(Participants)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
YES (Taste/Smell impairment)71320
NO (No Taste/Smell impairment)12324
SSQ
SSQ(units on a scale)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
Median98 (52 to 303)232 (55 to 422)158 (56 to 396)
Time since diagnosis
Time since diagnosis(Months)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
Mean6 (2 to 14)7 (1 to 17)7 (1 to 17)
Tongue Weakness
Tongue Weakness(Participants)COVID-19 VentilatedCOVID-19 Non-ventilatedTotal
Count of participants3811

4 further baseline measures are reported on the registry.

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Study locations

2 sites
  • University of Florida
    Gainesville, Florida 32610-3006, United States
  • McMaster University
    Hamilton, Ontario, Canada
09

References and documents

Publications

  • Steele CM, Peladeau-Pigeon M, Barbon CAE, Guida BT, Namasivayam-MacDonald AM, Nascimento WV, Smaoui S, Tapson MS, Valenzano TJ, Waito AA, Wolkin TS. Reference Values for Healthy Swallowing Across the Range From Thin to Extremely Thick Liquids. J Speech Lang Hear Res. 2019 May 21;62(5):1338-1363. doi: 10.1044/2019_JSLHR-S-18-0448. PubMed 31021676 ↗
  • Rosenbek JC, Robbins JA, Roecker EB, Coyle JL, Wood JL. A penetration-aspiration scale. Dysphagia. 1996 Spring;11(2):93-8. doi: 10.1007/BF00417897. PubMed 8721066 ↗
  • Steele CM, Bayley MT, Bohn MK, Higgins V, Peladeau-Pigeon M, Kulasingam V. Reference Values for Videofluoroscopic Measures of Swallowing: An Update. J Speech Lang Hear Res. 2023 Oct 4;66(10):3804-3824. doi: 10.1044/2023_JSLHR-23-00246. Epub 2023 Sep 5. PubMed 37669617 ↗

Study documents

  • Protocol and statistical analysis plan · Apr 16, 2021

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 6, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT04537650
Lead sponsor
University Health Network, Toronto
Collaborators
National Institute on Deafness and Other Communication Disorders (NIDCD), McMaster University, University of Florida
Responsible party
Sponsor
First posted
Sep 3, 2020
Start date
Jan 1, 2021
Primary completion
Mar 31, 2022
Completion
Mar 31, 2022
Results posted
Dec 6, 2023
Last update
Dec 6, 2023

Study contacts

Catriona M Steele, PhD
principal investigator · University Health Network, Toronto

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Sep 2021. You cannot join it, but the record below documents what was studied.

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