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TerminatedNCT04422392Updated Aug 30, 2023

Neoadjuvant PD-1 Antibody Plus Chemotherapy in Resectable Stage IIIA-N2 Non-Small-Cell Lung Cancer

A Phase 2 interventional study of Carboplatin and Pemetrexed or Nab-paclitaxel in Non Small Cell Lung Cancer, sponsored by Shanghai Pulmonary Hospital, Shanghai, China. Terminated at 8 sites in China. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2023-08-30.

Sponsored by Shanghai Pulmonary Hospital, Shanghai, China · Phase 2, Interventional, and Treatment

Why this study was terminated
since the CheckMate816 study is published in NEJM, enrolling patients becomes difficult
Phase
Phase 2
Study type
Interventional
Enrollment
93
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

This is a randomized, open label study designed to evaluate the efficacy and safety of neoadjuvant PD-1 antibody plus chemotherapy followed by surgery in resectable stage IIIA-N2 non-small cell lung cancer.

Read the detailed description

This is an open-label, randomised, two-arm, phase II, multi-centre clinical trial. The proposed study will evaluate the efficacy and safety of preoperative administration PD-1 antibody plus chemotherapy in patients resectable stage IIIA-N2 NSCLC. Data obtained in this study will provide valuable information for planning further phase III clinical trials of anti-PD-1 and other immunotherapies in NSCLC, both in the peri-operative and advanced disease setting.

02

Conditions studied

  • Non Small Cell Lung Cancer
03

In context

Lung Neoplasms

7,243 studies on the registry are indexed under Lung Neoplasms; 1,558 are open to participants now.

This study's enrollment of 93 is above the median of 60 across 5,296 interventional studies indexed under Lung Neoplasms.

Browse Lung Neoplasms studies →

Lead sponsor

Shanghai Pulmonary Hospital, Shanghai, China is the lead sponsor of 149 studies on the registry; 91 are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Written informed consent provided.
  • Males or females aged ≥18 years.
  • Pathologically diagnosed of non-small cell lung cancer.
  • Diagnosed as stage IIIA- N2.The diagnosis standard of N2 is as below: Pts with resectable stage IIIA-N2 NSCLC confirmed by mediastinoscopy or EBUS and PET/CT.
  • Tumor should be considered resectable before study entry by a multidisciplinary team.
  • ECOG (Performance status) 0-1.
  • Screening laboratory values must meet the following criteria and should be obtained within 7 days prior to randomization.

    i. Neutrophils ≥ 1500×109/L ii. Platelets ≥ 100 x×109/L iii. Hemoglobin > 9.0 g/dL iv. Serum creatinine ≤ 1.5 x ULN or creatinine clearance (CrCl) ≥ 40 mL/min v. AST/ALT ≤ 3 x ULN vi. Total Bilirubin ≤ 1.5 x ULN (except subjects with Gilbert Syndrome, who can have total bilirubin \< 3.0 mg/dL) vii. The patients need to have a forced expiratory volume (FEV1) ≥ 1.2 liters or >40% predicted value viii. INR/APTT within normal limits.

  • Women of childbearing potential, including women who had their last menstrual period in the last 2 years, must have a negative serum or urine pregnancy test within 7 days before randomization.
  • All sexually active men and women of childbearing potential must use an effective contraceptive method (two barrier methods or a barrier method plus a hormonal method) during the study treatment and for a period of at least 12 months following the last administration of trial drugs.
  • Patient capable of proper therapeutic compliance and accessible for correct follow-up.
  • Measurable or evaluable disease (according to RECIST 1.1 criteria).

Exclusion criteria

Exclusion Criteria:

  • All patients carrying activating mutations in the TK domain of EGFR or any variety of alterations in the ALK gene.
  • Patients with a condition requiring systemic treatment with either corticosteroids (>10 mg daily prednisone equivalent) or other immunosuppressive medications within 14 days of randomization. Inhaled or topical steroids, and adrenal replacement steroid doses > 10 mg daily prednisone equivalent, are permitted in the absence of active autoimmune disease.
  • Patients with a history of interstitial lung disease cannot be included if they have symptomatic ILD (Grade 3-4) and/or poor lung function. In case of doubt please contact trial team.
  • Patients with other active malignancy requiring concurrent intervention and/or concurrent treatment with other investigational drugs or anti-cancer therapy.
  • Patients with previous malignancies (except non-melanoma skin cancers, and the following in situ cancers: bladder, gastric, colon, endometrial, cervical/dysplasia, melanoma, or breast) are excluded unless a complete remission was achieved at least 2 years prior to study entry AND no additional therapy is required during the study period.
  • Any medical, mental or psychological condition which in the opinion of the investigator would not permit the patient to complete the study or understand the patient information.
  • Patients who have had prior treatment with an anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CTLA-4 antibody, or any other antibody or drug specifically targeting T-cell costimulation or immune checkpoint pathways.
  • Patients with positive test for hepatitis B virus surface antigen (HBV sAg) or hepatitis C virus ribonucleic acid (HCV antibody) indicating acute or chronic infection.
  • Patients with known history of testing positive for human immunodeficiency virus (HIV) or known acquired immunodeficiency syndrome (AIDS).
  • Patients with history of allergy to study drug components excipients.
  • Women who are pregnant or in the period of breastfeeding.
  • Sexually active men and women of childbearing potential who are not willing to use an effective contraceptive method during the study.
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
93 participants (actual)

Study arms

  • Experimental
    Neoadjuvant PD-1 antibody puls chemotherapy

    Neoadjuvant treatment (PD-1 antibody+carboplatin+pemetrexed or nab-paclitaxel ) will start within 1-3 days from enrollment. 3 cycles will be administered at 21-day (+/- 3 days) intervals (QW3) prior to surgery. Before surgery a tumor assessment will be done. Patients with stable disease or partial response may be considered for surgery. Surgery: Surgery must be done within the 4rd-6th week from day 1 cycle 3 of neoadjuvant treatment (day 29-43 after day 1 of cycle 3) Adjuvant treatment: Patients that are R0 confirmed by surgical pathology evaluation will receive the first adjuvant administration within the 2rd to 8th week from surgery. Three cycles of combinded adjuvant treatment (PD-1 antibody+carboplatin+pemetrexed or nab-paclitaxel ) will be administered. Thirteen cycles of PD-1 antibody will start within day 21-24 days from day 1 of adjuvant cycle 2.

    Drug: Carboplatin · Drug: Pemetrexed or Nab-paclitaxel · Drug: PD-1 antibody

  • Active comparator
    Neoadjuvant chemotherapy

    Neoadjuvant treatment (carboplatin+pemetrexed or nab-paclitaxel ) will start within 1-3 days from enrollment/randomisation. 3 cycles will be administered at 21-day (+/- 3 days) intervals (QW3) prior to surgery. Before surgery a tumor assessment will be done. Patients must leave the study if there is evidence of progression. Patients with stable disease or partial response may be considered for surgery. Surgery: Surgery must be done within the 4rd-6th week from day 1 cycle 3 of neoadjuvant treatment (day 29-43 after day 1 of cycle 3). Adjuvant treatment: Patients that are R0 confirmed by surgical pathology evaluation will receive the first adjuvant administration within the 2rd to 8th week from surgery. Three cycles of adjuvant treatment (carboplatin+pemetrexed or nab-paclitaxel ) will be administered.

    Drug: Carboplatin · Drug: Pemetrexed or Nab-paclitaxel

Interventions

  • DrugCarboplatin

    (IV, Q3W)

  • DrugPemetrexed or Nab-paclitaxel

    Pemetrexed (Nonsquamous NSCLC) or Nab-paclitaxel (Squamous NSCLC) (IV, Q3W)

  • DrugPD-1 antibody

    (IV, Q3W)

06

What researchers measure

Primary outcomes

  1. PFS at 24 months

    The PFS is defined as the time from diagnosis to relapse, progression or death, whichever occurred first.

    Time frame: From date of randomization until the date of first documented progression or date of death from any cause, whichever came first, assessed up to 24 months.

07

Study locations

8 sites
  • The First Hospital of Lanzhou University
    Lanzhou, Gansu, China
  • The Second Affiliated Hospital of Soochow University
    Suzhou, Jiangsu, China
  • Changzheng Hospital
    Shanghai, Shanghai 200000, China
  • Changhai Hospital
    Shanghai, Shanghai 200092, China
  • Shanghai General Hospital
    Shanghai, Shanghai 200092, China
  • Shanghai Pulmonary Hospital
    Shanghai, Shanghai 200092, China
  • Shuguang Hospital
    Shanghai, Shanghai 200092, China
  • Zhejiang Cancer Hospita
    Hangzhou, Zhejiang, China
08

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Aug 30, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
09

Registry details

Key details

Study ID
NCT04422392
Lead sponsor
Shanghai Pulmonary Hospital, Shanghai, China
Responsible party
Chang Chen (Vice-president of Shanghai Pulmonary Hospital,, Shanghai Pulmonary Hospital, Shanghai, China) — Principal investigator
First posted
Jun 9, 2020
Start date
Jul 13, 2020
Primary completion
Sep 30, 2022
Completion
Sep 30, 2022
Last update
Aug 30, 2023

Study contacts

Chang Chen, MD, PhD
principal investigator · Shanghai Pulmonary Hospital, School of Medicine, Tongji University

Oversight

FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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This study is terminated, as verified in Aug 2023. You cannot join it, but the record below documents what was studied.

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