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CompletedNCT04118764Updated Aug 26, 2024Results posted

Non-invasive Blood-brain Barrier Opening in Alzheimer's Disease Patients Using Focused Ultrasound

An interventional study of Neuronavigation-guided single-element focused ultrasound transducer and Definity in Alzheimer Disease, sponsored by Columbia University. Completed at 1 site in United States. Open to participants aged 50 Years and older. Per ClinicalTrials.gov, last updated 2024-08-26.

Sponsored by Columbia University · Not applicable, Interventional, and Device feasibility

Phase
Not applicable
Study type
Interventional
Enrollment
6
Allocation
Not applicable
Ages
50 Years and older
Sex
All
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Study summary

The purpose of this study is to test a new technique that may, in the future, help deliver medications to the brain of people with Alzheimer's disease. Participants in this study will undergo a focused ultrasound treatment to the brain, along with Magnetic Resonance Imagine (MRI) and Positron Emission Tomography (PET) scans.

Read the detailed description

Central nervous system disorders are currently being symptomatically treated since the molecular events provoking their onset have not been yet identified. Drug delivery techniques have to overcome the almost impermeable blood-brain barrier (BBB) and can be grouped into two main categories: (i) invasive and targeted, and (ii) non-invasive and non-targeted methods. However, the technological advances of the past decades revealed the immense potential of focused ultrasound (FUS) in transcranial applications. In contrast to other techniques, FUS-mediated BBB opening is both non-invasive and targeted. The localized energy delivery coupled with the circulation of intravenously administered microbubbles initiates biological effects confined only to the vessel walls and contained only in the targeted region within the brain.

The purpose of the study is to assess the safety and feasibility of focused ultrasound-induced blood-brain barrier opening in Alzheimer's disease patients, using a single-element transducer with neuronavigation guidance. The investigators will also test whether treatment with focused ultrasound alone alters the amyloid protein levels in the treated brain areas and its potential effects on the cognitive function of Alzheimer's patients.

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Conditions studied

  • Alzheimer Disease

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Keywords

  • focused ultrasound
  • blood-brain barrier opening
  • non-invasive therapy
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In context

Alzheimer Disease

3,678 studies on the registry are indexed under Alzheimer Disease; 872 are open to participants now.

This study's enrollment of 6 is below the median of 70 across 2,808 interventional studies indexed under Alzheimer Disease.

Browse Alzheimer Disease studies →

Lead sponsor

Columbia University is the lead sponsor of 1,103 studies on the registry; 193 are open to participants now.

Of its 172 completed or terminated interventional studies of FDA-regulated products, 142 (83%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
50 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • 50 years of age or older.
  • Diagnosis of early Alzheimer's disease (AD) or mild cognitive impairment (MCI) at minimum. All following criteria must be met:

    • Probable MCI or AD consistent with criteria outlined in (McKhann et al 2011, Petersen et al 2018).
    • Mini Mental State Examination (MMSE) score between 12 and 26.
    • Modified Hachinski Ischemia Scale (MHIS) score of \<= 4
    • Short form Geriatric Depression Scale (GDS) score of \<= 6.
    • PET scan confirming amyloid plaque load using Amyvid (18F-Florbetapir).
  • Ability to provide informed consent.

Exclusion criteria

Exclusion Criteria:

  • Contraindication for Magnetic Resonance Imaging (MRI).
  • Contra-indication history or hypersensitivity to MRI contrast agents (e.g., Dotarem) or microbubbles (e.g., Definity).
  • Prior brain surgery, including deep brain stimulation.
  • Metallic implants.
  • Moderate or severe uncontrolled hypertension (systolic blood pressure > 140 mmHg).
  • Abnormal coagulation profile, e.g. hemophilia A or B.
  • Coagulopathy or under anticoagulant therapy.
  • History of stroke or cardiovascular disease.
  • Active/detectable gingivitis, herpes simplex, hepatitis, tuberculosis, and minor skin or respiratory infections.
  • History of seizure disorder.
  • History of asthma or allergies to food or medication with significant symptoms in past 3 years.
  • Severe brain atrophy.
  • Inability to comply with the procedures of the protocol, including follow-up MRI scans.
  • Pregnancy or lactation.
  • Impaired renal function with estimated glomerular filtration rate (eGFR) \<30 mL/min/1.73m2 provided by a standard blood test at maximum 2 weeks prior to the ultrasound treatment.
  • Active infection/inflammation.
  • Acute or chronic hemorrhages, i.e. > 4 lobar microbleeds, and no siderosis or macrohemorrhages.
  • Tumors or space occupying lesions.
  • Meningeal enhancements.
  • Intracranial hypotension.
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Study design

Phase
Not applicable
Primary purpose
Device feasibility
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
6 participants (actual)

Study arms

  • Experimental
    Focused ultrasound treatment

    Neuronavigation-guided focused ultrasound treatment in Alzheimer's disease patients using a single-element transducer in conjunction with Definity Microbubbles (10 μl/kg).

    Device: Neuronavigation-guided single-element focused ultrasound transducer · Drug: Definity · Other: Magnetic Resonance Imaging (MRI) with or without gadolinium contrast agents · Other: Positron Emission Tomography (PET) · Other: Amyvid

Interventions

  • DeviceNeuronavigation-guided single-element focused ultrasound transducer

    Non-invasive focused ultrasound-induced blood-brain barrier opening will be attempted using a single-element transducer, guided with a neuronavigation system.

  • DrugDefinity

    Definity microbubbles (10 μl/kg) will be used in conjunction with the ultrasound transducer to temporarily open the blood brain barrier.

    Also known as: Perflutren Lipid Microsphere

  • OtherMagnetic Resonance Imaging (MRI) with or without gadolinium contrast agents

    MRI scans will be completed at baseline and immediately after the focused ultrasound treatment to confirm BBB opening and safety. A follow-up MRI will be performed three days after treatment to confirm BBB closure, only in the case of successful BBB opening.

  • OtherPositron Emission Tomography (PET)

    A follow-up PET scan will be performed three days after treatment to determine amyloid plaque load.

  • OtherAmyvid

    To be used during the PET scan to determine uptake of Amyvid within the treated area.

    Also known as: 18F-Florbetapir

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What researchers measure

Primary outcomes

  1. Total Number of Individuals With Successful Opening of the BBB

    The total number of individuals with successful opening of the BBB will be assessed. Blood-brain barrier opening volume will be measured in mm\^3 through contrast-enhanced T1-weighted MRI on the day of the focused ultrasound treatment and 3 days after treatment, to confirm blood-brain barrier restoration.

    Time frame: Baseline through 3 days post-treatment

  2. Total Number of Safety Events Related to Opening of BBB

    The total number of safety events related to opening of the BBB as assessed by T2 and susceptibility-weighted (SWI) MRI. Safety will be established by the presence and the total area of hyper-intense or hypo-intense areas in the T2 and SWI scans.

    Time frame: Baseline through 3 days post-treatment

Secondary outcomes

  1. Percent Change in Amyloid PET Signal Intensity

    Amyloid plaques will be assessed through PET imaging before and after the focused ultrasound treatment. The standardized uptake value ratio images (SUVr) will be compared before and after the FUS treatment, to investigate if there is a change in the uptake of 18F-Florbetapir within the treated area.

    Time frame: Screening through 3 weeks post-treatment

  2. Change in Mini-Mental State Examination (MMSE) Score

    The MMSE is a questionnaire that is used to measure cognitive impairment. The total score range is 0 to 30, with a higher score indicating a better outcome. Cognitive function will be assessed before and after the focused ultrasound treatment to determine the change in MMSE.

    Time frame: Screening through 3 months post-treatment

07

Results

Posted Aug 26, 2024

Participant flow

Participant flow — Overall Study
MilestoneFocused Ultrasound Treatment
Started6
Completed6
Not completed0

Outcome measures

PrimaryTotal Number of Individuals With Successful Opening of the BBB

The total number of individuals with successful opening of the BBB will be assessed. Blood-brain barrier opening volume will be measured in mm\^3 through contrast-enhanced T1-weighted MRI on the day of the focused ultrasound treatment and 3 days after treatment, to confirm blood-brain barrier restoration.

Time frame:
Baseline through 3 days post-treatment
Reported as:
Count of participants · Participants
Total Number of Individuals With Successful Opening of the BBB
ParticipantsFocused Ultrasound Treatment
Total Number of Individuals With Successful Opening of the BBB5
PrimaryTotal Number of Safety Events Related to Opening of BBB

The total number of safety events related to opening of the BBB as assessed by T2 and susceptibility-weighted (SWI) MRI. Safety will be established by the presence and the total area of hyper-intense or hypo-intense areas in the T2 and SWI scans.

Time frame:
Baseline through 3 days post-treatment
Reported as:
Number · adverse events
Total Number of Safety Events Related to Opening of BBB
adverse eventsFocused Ultrasound Treatment
Total Number of Safety Events Related to Opening of BBB1
SecondaryPercent Change in Amyloid PET Signal Intensity

Amyloid plaques will be assessed through PET imaging before and after the focused ultrasound treatment. The standardized uptake value ratio images (SUVr) will be compared before and after the FUS treatment, to investigate if there is a change in the uptake of 18F-Florbetapir within the treated area.

Time frame:
Screening through 3 weeks post-treatment
Reported as:
Mean · percent change
Percent Change in Amyloid PET Signal Intensity
percent changeFocused Ultrasound Treatment
Percent Change in Amyloid PET Signal Intensity-1.47 ± 0.77
SecondaryChange in Mini-Mental State Examination (MMSE) Score

The MMSE is a questionnaire that is used to measure cognitive impairment. The total score range is 0 to 30, with a higher score indicating a better outcome. Cognitive function will be assessed before and after the focused ultrasound treatment to determine the change in MMSE.

Time frame:
Screening through 3 months post-treatment
Reported as:
Mean · score on a scale
Change in Mini-Mental State Examination (MMSE) Score
score on a scaleFocused Ultrasound Treatment
Change in Mini-Mental State Examination (MMSE) Score-2.5 ± 2.93

Adverse events

Collected over Up to 5 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Focused Ultrasound Treatment0/6 (0%)0/6 (0%)1/6 (16.7%)
Most frequent other events
Most frequent other events
EventFocused Ultrasound Treatment
Mild focal edemaInjury, poisoning and procedural complications1/6

Baseline characteristics

Age, Continuous
Age, Continuous(years)Focused Ultrasound Treatment
Mean69.7 ± 7.2
Sex: Female, Male
Sex: Female, Male(Participants)Focused Ultrasound Treatment
Female4
Male2
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Focused Ultrasound Treatment
Hispanic or Latino1
Not Hispanic or Latino5
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Focused Ultrasound Treatment
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American1
White5
More than one race0
Unknown or Not Reported0
MMSE
MMSE(score on a scale)Focused Ultrasound Treatment
Mean18.8 ± 3.2
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Study locations

1 site
  • Columbia University Irving Medical Center/NYPH
    New York, New York 11021, United States
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References and documents

Publications

  • Wu SY, Aurup C, Sanchez CS, Grondin J, Zheng W, Kamimura H, Ferrera VP, Konofagou EE. Efficient Blood-Brain Barrier Opening in Primates with Neuronavigation-Guided Ultrasound and Real-Time Acoustic Mapping. Sci Rep. 2018 May 22;8(1):7978. doi: 10.1038/s41598-018-25904-9. PubMed 29789530 ↗
  • Pouliopoulos AN, Wu SY, Burgess MT, Karakatsani ME, Kamimura HAS, Konofagou EE. A Clinical System for Non-invasive Blood-Brain Barrier Opening Using a Neuronavigation-Guided Single-Element Focused Ultrasound Transducer. Ultrasound Med Biol. 2020 Jan;46(1):73-89. doi: 10.1016/j.ultrasmedbio.2019.09.010. Epub 2019 Oct 25. PubMed 31668690 ↗
  • Mathew AS, Gorick CM, Price RJ. Multiple regression analysis of a comprehensive transcriptomic data assembly elucidates mechanically- and biochemically-driven responses to focused ultrasound blood-brain barrier disruption. Theranostics. 2021 Oct 11;11(20):9847-9858. doi: 10.7150/thno.65064. eCollection 2021. PubMed 34815790 ↗

Study documents

  • Protocol and statistical analysis plan · Dec 6, 2022

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No — No individual participant data (IPD) will be shared with other researchers.

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Aug 26, 2024, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT04118764
Lead sponsor
Columbia University
Collaborators
National Institute on Aging (NIA)
Responsible party
Sponsor
First posted
Oct 8, 2019
Start date
Aug 6, 2020
Primary completion
Jul 11, 2022
Completion
Sep 28, 2022
Results posted
Aug 26, 2024
Last update
Aug 26, 2024

Study contacts

Elisa Konofagou, PhD
principal investigator · Columbia University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

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