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TerminatedNCT04113863ATRAUpdated Dec 18, 2025

Evaluation of ATRA Activity in Combination With Anastrozole in Pre-operative Phase of Operable Early Breast Cancer

A Phase 2 interventional study of all-trans retinoic acid and Anastrozole 1mg in Breast Neoplasm Female, sponsored by Mario Negri Institute for Pharmacological Research. Terminated at 2 sites in Italy. Open to female participants aged 18 Years to 75 Years. Per ClinicalTrials.gov, last updated 2025-12-18.

Sponsored by Mario Negri Institute for Pharmacological Research · Phase 2, Interventional, and Treatment

Why this study was terminated
Low enrolment rate
Phase
Phase 2
Study type
Interventional
Enrollment
76
Allocation
Not applicable
Ages
18 Years to 75 Years
Sex
Female
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Study summary

This is an Italian, single center, randomized, phase II study. ATRA (all-trans retinoic acid) and derivatives (retinoids) are promising anticancer agents and exert their anti-proliferative, differentiating and apoptotic effects through the nuclear retinoic acid receptors, including RARα (retinoic acid receptor alpha). Although the clinical use of ATRA in haematological malignancies (Acute Promyelocytic Leukemia, APL) is well established, its use in solid tumors is limited. However, some recent pre-clinical evidence suggests a possible role of ATRA in the treatment of specific subtypes of HR-positive (Hormonal Receptor)/HER2-negative early breast cancer (eBC).

Moving from pre-clinical evidence and given the well-known retinoid mechanism of action, The hypotheses is that ATRA contributes to tumor regression in a specific sub-population of eBCs. Using a preoperative "window-of-opportunity" model, aimed at testing the activity of ATRA in combination with anastrozole in postmenopausal women with newly diagnosed, resectable, HR+/HER2- eBCs.

Read the detailed description

This is an Italian, single center, randomized, phase II study. ATRA (all-trans retinoic acid) and derivatives (retinoids) are promising anticancer agents and exert their anti-proliferative, differentiating and apoptotic effects through the nuclear retinoic acid receptors, including RARα (retinoic acid receptor alpha). Although the clinical use of ATRA in haematological malignancies (Acute Promyelocytic Leukemia, APL) is well established, its use in solid tumors is limited. However, some recent pre-clinical evidence suggests a possible role of ATRA in the treatment of specific subtypes of HR-positive (Hormonal Receptor)/HER2-negative early breast cancer (eBC).

This is a prospective, randomized Phase 2 window-of opportunity pre-operative clinical trial to study the activity of ATRA in combination with anastrozole in HR+/HER2- eBCs. All patients will receive primary treatment with anastrozole p.o. (intended as standard of care) and will be randomized to add or not ATRA p.o. Patients will receive study treatments by continuous once-daily administration for a period of 4 weeks before definitive surgery. Treatment will start 28 days before the scheduled surgical resection and will be completed at the time of surgery, scheduled no more than 1 week after completion of the study treatment. The interval between diagnostic core biopsy, baseline clinical evaluation and study entry must be no more than 4 weeks.

The study will compare the anti-tumor activity of the treatments in the two arms (ATRA+anastrozole or Aa vs. anastrozole alone or a). In this comparison, the primary outcome measure is the proportion of complete BC cells cycle arrest (defined as Ki67 \< 2.7%), as previously reported. Indeed, the responder patients will be defined according the achievement of an absolute value of Ki67 \< 2.7% because of its predictive value on relapse-free survival. The study aims at demonstrating that the ATRA+anastrozole (Aa) arm is characterized by significant therapeutic superiority over the anastrozole (a) arm.

Clinical and ultrasound examinations, trascriptome analysis on formalin-fixed paraffin-embedded (FFPE) samples will be performed, at baseline and at the time of definitive surgery

02

Conditions studied

  • Breast Neoplasm Female
03

In context

Lead sponsor

Mario Negri Institute for Pharmacological Research is the lead sponsor of 159 studies on the registry; 36 are open to participants now.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years to 75 Years
Sexes eligible
Female
Accepts healthy volunteers
No

Inclusion criteria

  1. Signed, informed consent
  2. Histologically confirmed non-metastatic operable primary invasive HR-positive breast cancer subjected to diagnostic core biopsy
  3. Menopausal status
  4. HR-positive/HER2-negative eBC defined as

    • ER>1% on immunohistochemistry (IHC) staining
    • HER2 score equal to 0, 1+, 2+ (if FISH neg) on IHC staining
  5. Available paraffin-embedded tumor block (FFPE) taken at diagnostic biopsy for Ki67 determination (IHC)
  6. Adequate bone marrow, hepatic and renal function including the following:

    1. Hb ≥ 9.0 g/dL, absolute neutrophil count ≥ 1.5 x 109/L, platelets ≥100 x 109/L
    2. Total bilirubin ≤ 1.5 x upper normal limit, excluding cases where elevated bilirubin can be attributed to Gilberts Syndrome
    3. AST (SGOT), ALT (SGPT) ≤ 2.5 x upper normal limit (or 5x UNL in the presence of liver metastases)
    4. Creatinine ≤ 1.5 x upper normal limit
  7. Age ≥ 18 years
  8. Performance status (PS) ≤ 1 (ECOG scale)

Exclusion criteria

Exclusion Criteria:

  1. Presence of metastatic disease
  2. Pre-menopausal status
  3. Previous investigational treatment for any condition within 4 weeks of randomization date
  4. Treatment including radiation therapy, chemotherapy, biotherapy and/or hormonal therapy for the currently diagnosed breast cancer prior to study entry
  5. Co-existing active infection or serious concurrent illness
  6. Any medical or other condition that in the Investigator's opinion renders the patient unsuitable for this study due to unacceptable risk
  7. Psychiatric disorders or altered mental status precluding understanding of the informed consent process and/or completion of the necessary studies
  8. Gastrointestinal disorders that may interfere with absorption of the study drug.
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Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Parallel assignment
Masking
None (open label)
Enrollment
76 participants (actual)

Study arms

  • Active comparator
    ARM A - Anastrozole

    Anastrozole at the dosage of 1 mg/die. Treatment will last 28 days

    Drug: Anastrozole 1mg

  • Experimental
    ARM B - Anastrozole + ATRA

    Anastrozole at the dosage of 1mg/die in combination with ATRA at the total dosage of 45mg/m2/die (two daily administrations of 22.5 mg/m2 each). Treatment will last 28 days

    Drug: all-trans retinoic acid · Drug: Anastrozole 1mg

Interventions

  • Drugall-trans retinoic acid

    Vesanoid will be supplied orally at the total dosage of 45mg/m2/d (two daily administrations of 22.5 mg/m2 each). Treatment will last 28 days

    Also known as: Vesanoid

  • DrugAnastrozole 1mg

    Anastrozole will be administered orally at the dosage of 1 mg/die.

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What researchers measure

Primary outcomes

  1. Responders

    Evaluate the proportion of responder patients in the 2 arm (Aa vs. a) according to the Ki67 assessment, measured at baseline and after treatment

    Time frame: At time of surgery. Analyses will be performed approximately 24 months after the enrolment of the first patient, i.e. when all the 112 patients required by simple size specifications complete their treatment schedule and reach the surgical phase.

Secondary outcomes

  1. Ki67 reduction

    To assess the activity of ATRA according to the % of Ki67 reduction, measured before and after treatment

    Time frame: At time of surgery. Analyses will be performed approximately 24 months after the enrolment of the first patient, i.e. when all the 112 patients required by simple size specifications complete their treatment schedule and reach the surgical phase.

  2. ORR (Overall Response Rate)

    To assess the activity of ATRA in terms of tumor size reduction and response rate, according to the RECIST criteria, after 4 weeks of therapy.

    Time frame: At time of surgery. Analyses will be performed approximately 24 months after the enrolment of the first patient, i.e. when all the 112 patients required by simple size specifications complete their treatment schedule and reach the surgical phase.

  3. ATRA-21

    To validate the predictive power of ATRA-21, a gene-expression model associated with ATRA activity.

    Time frame: At time of surgery. Analyses will be performed approximately 24 months after the enrolment of the first patient, i.e. when all the 112 patients required by simple size specifications complete their treatment schedule and reach the surgical phase.

  4. Safety evaluation

    Patients will be monitored for adverse events (AEs) weekly using the definitions and criteria for grading provided in the Common Terminology Criteria for adverse Events (CTCAE) 4.03.

    Time frame: Safety assessments will occur at day 1 (D1) and after 2 weeks (D14) and after 4 weeks (D28) during treatment.

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Study locations

2 sites
  • Ospedale Santa Maria della Misericordia di Udine
    Udine, UD 33100, Italy
  • ASST Papa Giovanni XXIII
    Bergamo, 24127, Italy
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References and documents

Individual participant data

Plan to share: No

No publications or documents are linked to this record.

09

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 18, 2025, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT04113863
Lead sponsor
Mario Negri Institute for Pharmacological Research
Responsible party
Sponsor
First posted
Oct 3, 2019
Start date
Jun 18, 2019
Primary completion
Jan 30, 2025
Completion
Jan 30, 2025
Last update
Dec 18, 2025

Oversight

Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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