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CompletedNCT03583554Updated Feb 17, 2022Results posted

Electrophysiological Biomarkers of AV-101

A Phase 1/2 interventional study of Placebo and AV-101 720 mg in Healthy, sponsored by Marijn Lijffijt, PhD. Completed at 1 site in United States. Open to participants aged 18 Years to 64 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2022-02-17.

Sponsored by Marijn Lijffijt, PhD · Phase 1/2, Interventional, and Basic science

Phase
Phase 1/2
Study type
Interventional
Enrollment
18
Allocation
Randomized
Ages
18 Years to 64 Years
Sex
All
01

Study summary

Suicide is 2-7x higher in Veterans than non-veterans, and may be related to brain kynurenine pathway (KP) dysregulation and NMDA receptor (NMDAR) hyperactivation. Experimental drug "AV-101" modulates the brain KP, with possible downstream NMDAR deactivation. The investigators will examine AV-101 NMDAR modulation by testing dose-response effects on resting state EEG, Mismatch Negativity, and P50 gating. Twelve healthy Operation Enduring Freedom (OEF) Operation Iraqi Freedom (OIF) and Operation New Dawn (OND) Veterans will be administered single dose AV-101 720 mg, 1440 mg, and placebo over 3 weeks in a randomized, double-blind, cross-over trial. Repeated measures General Linear Models will test dose-response effects. Suicide prevention is an important Veterans Affair (VA) mission. This study is a first step to testing anti-suicidal effects of AV-101 in Veterans.

Read the detailed description

Background: Suicide is the 10th leading cause of death in the US, and is 2-7 times higher in Veterans than age- and sex-matched civilians. Standard psychiatric medications (such as lithium) are anti-suicidal with prolonged use only, and do not impact acute suicidality. A priority for suicide prevention is to define novel treatment targets for safe and rapidly-acting interventions. Recent studies have associated suicide and medically severe suicide attempt (MSSA) with dysregulation of the brain kynurenine pathway (KP), which could predispose to excessive NMDAR activation, a molecular target purportedly involved in rapid improvement of suicidality with agents such as ketamine. AV-101 (4-chlorokynurenine, 4-Cl-KYN) is an oral pro-drug that targets KP dysregulation with downstream NMDAR deactivation. Phase-1 testing showed that AV-101 is metabolized to 7-Cl-KYN in 1.5 to 2 hours after intake.

Objective: Before testing possible anti-suicidal properties, biomarkers need to be defined to show that AV-101 engages the NMDAR. The objective of the current study is to define valid and sensitive neurophysiological markers with a dose-response relationship with AV-101 as evidence of NMDAR engagement, as well as study safety and tolerability.

Methods: The investigators will recruit 12 healthy and non-psychiatrically ill OEF/OIF/OND Veterans (age 25-64) who will receive two single doses of AV-101 (720 mg, 1440 mg) and placebo in a randomized, double-blind, crossover design with one week wash-out between conditions. Neurophysiological measures collected at baseline (pre-treatment) and hourly for 5 hours following medication intake are resting state EEG, Mismatch Negativity amplitude, and P50 sensory gating, measures sensitive to modulation of different NMDAR mechanisms. Repeated measures General Linear Models will be used to test dose-response relationships.

02

Conditions studied

  • Healthy

Keywords

  • Suicide
  • Kynurenine
  • metabolic pathway
  • Veterans
  • OEF/OIF/OND
  • electrophysiology
  • NMDA receptor
  • suicidal ideation
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In context

Suicide

714 studies on the registry are indexed under Suicide; 184 are open to participants now.

This study's enrollment of 18 is below the median of 103 across 572 interventional studies indexed under Suicide.

Browse Suicide studies →

Lead sponsor

This is the only study on the registry with Marijn Lijffijt, PhD as lead sponsor.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 64 Years
Sexes eligible
All
Accepts healthy volunteers
Yes

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Age 21-64, inclusive
  • US military Veteran
  • Healthy volunteer.
  • Subject and partner are both using at least 1 medically accepted contraception (double barrier) at randomization until 1 month after single dose

Exclusion criteria

Exclusion Criteria

  • History of any Axis 1 psychiatric condition
  • History of psychosis in first-degree family members
  • History of use of psychoactive medication
  • Current use of any medication or vitamins except the pill (women)
  • History of use of any substances of abuse, except for alcohol, caffeine, and nicotine
  • Positive at tests for alcohol and illicit substance at screening and study visits.
  • History of epilepsy, head injury, stroke, primary neurological disorder
  • Clinically significant abnormal laboratory values, vital signs or ECG placing participants at risk for serious adverse events as determined by the study physician
  • Pregnant or nursing
  • Serious, unstable illness including hepatic, renal, gastroenterologic, respiratory, cardiovascular (including ischemic heart disease), endocrinologic, neurologic, immunologic, or hematologic disease
05

Study design

Phase
Phase 1 / Phase 2
Primary purpose
Basic science
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Triple (Participant, Investigator, Outcomes assessor)
Enrollment
18 participants (actual)

Study arms

  • Placebo comparator
    Placebo, then AV-101 720mg, then AV-101 1440mg

    Participants first received oral placebo. After at least 3 days wash-out participants get oral AV-101 720mg (matching placebo capsules). After at least 3 days wash-out participants get oral AV-101 1440mg (matching placebo capsules).

    Drug: Placebo · Drug: AV-101 720 mg · Drug: AV-101 1440 mg

  • Experimental
    AV-101 720mg, then AV-101 1440mg, then placebo

    Participants first received oral AV-101 720mg (matching placebo capsules). After at least 3 days wash-out participants get oral AV-101 1440mg (matching placebo capsules). After at least 3 days wash-out participants get oral placebo.

    Drug: Placebo · Drug: AV-101 720 mg · Drug: AV-101 1440 mg

  • Experimental
    AV-101 1440mg, then placebo, then AV-101 720mg

    Participants first received oral AV-101 1440mg (matching placebo capsules). After at least 3 days wash-out participants get oral placebo. After at least 3 days wash-out participants get oral AV-101 720mg (matching placebo capsules).

    Drug: Placebo · Drug: AV-101 720 mg · Drug: AV-101 1440 mg

Interventions

  • DrugPlacebo

    Single dose of 4 placebo oral capsules

    Also known as: Placebo oral dose

  • Single dose of 2 360 mg AV-101 oral capsules + 2 placebo oral capsules

    Also known as: L-4-Chlorokynurenine

  • Single dose of 4 360 mg AV-101 oral capsules

    Also known as: L-4-Chlorokynurenine

06

What researchers measure

Primary outcomes

  1. Mean 40-Hz Auditory Steady State Response Power

    Mean power (in microVolt squared; uV\^2) of 40-Hz Auditory Steady State Response (ASSR; an auditory task using 40Hz click trains) calculated across 38-42Hz. Mean +/- SE across pre-treatment baseline and 4 post-treatment measures one every hour controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis.

    Time frame: 4 hours

Secondary outcomes

  1. Peak Change in Plasma Concentration of AV-101 Marker 4-Chloro-kynurenine

    Assesses the peak change from baseline and corrected for placebo (placebo set at 0) across a 4 hours time frame after drug intake. 4-Chloro-kynurenine is the main ingredient of AV-101 and is a precursor of 7-Chloro-kynurenic acid.

    Time frame: 4 hours

  2. Peak Change in Plasma Concentration of AV-101 Marker 7-Chloro-kynurenic Acid

    Assesses the peak change from baseline and corrected for placebo (placebo set at 0) across a 4 hours time frame after drug intake. 7-Chloro-kynurenic acid is the main metabolite of AV-101 (4-Chloro-kynurenine).

    Time frame: 4 hours

  3. Mean Systolic Blood Pressure

    Systolic blood pressure Mean +/- SE averaged across all timepoints (including baseline). Systolic blood pressure was measured 15 minutes before drug intake and every 15 minutes from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis.

    Time frame: 5 hours

  4. Mean Diastolic Blood Pressure

    Diastolic blood pressure Mean +/- SE averaged across all timepoints (including baseline). Diastolic blood pressure was measured 15 minutes before drug intake and every 15 minutes from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis

    Time frame: 5 hours

  5. Mean Pulse

    Pulse Mean +/- SE averaged across all timepoints (including baseline). Pulse was measured 15 minutes before drug intake and every 15 minutes from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis

    Time frame: 5 hours

  6. Mean Profile of Moods Scale Total Score

    POMS total score Mean +/- SE averaged across all timepoints (including baseline). Systolic blood pressure was measured directly before drug intake and every hours from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis The POMS is a 40 item scale. Each item is scored on a 0 (absent) - 4 (extreme) scale. POMS total score ranges from 0 to 160. Higher scores mean more extreme dysregulated mood. Subscales are tension (6 items; score anger 0-24), depression (6 items, range 0-24), fatigue (5 items, range 0-20), vigor (6 items, range 0-24), confusion (5 items, range 0-20), anger (7 items, range 0-28), and mania-related affect (5 items, range 0-20).

    Time frame: 5 hours

07

Results

Posted Feb 17, 2022
Limitations and caveats
The small number of subjects limits power.

Participant flow

Participants with eligible if they were between 18 and 64 years old, a US military veteran, and have no history of psychiatric illness.

Period 1
Participant flow — Period 1
MilestonePlacebo, Then AV-101 720 mg, Then AV-101 1440 mgAV-101 720 mg, Then AV-101 1440 mg, Then PlaceboAV-101 1440 mg, Then Placebo Then, AV-101 720 mg Then
Started444
Completed444
Not completed000
Period 2
Participant flow — Period 2
MilestonePlacebo, Then AV-101 720 mg, Then AV-101 1440 mgAV-101 720 mg, Then AV-101 1440 mg, Then PlaceboAV-101 1440 mg, Then Placebo Then, AV-101 720 mg Then
Started444
Completed343
Not completed101
Withdrew: Did not receive treatment due to loss of contact101
Period 3
Participant flow — Period 3
MilestonePlacebo, Then AV-101 720 mg, Then AV-101 1440 mgAV-101 720 mg, Then AV-101 1440 mg, Then PlaceboAV-101 1440 mg, Then Placebo Then, AV-101 720 mg Then
Started343
Completed343
Not completed000

Outcome measures

PrimaryMean 40-Hz Auditory Steady State Response Power

Mean power (in microVolt squared; uV\^2) of 40-Hz Auditory Steady State Response (ASSR; an auditory task using 40Hz click trains) calculated across 38-42Hz. Mean +/- SE across pre-treatment baseline and 4 post-treatment measures one every hour controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis.

Time frame:
4 hours
Reported as:
Mean · uV^2
Mean 40-Hz Auditory Steady State Response Power
uV^2PlaceboAV-101 720 mgAV-101 1440 mg
Mean 40-Hz Auditory Steady State Response Power0.34 ± 0.110.43 ± 0.110.60 ± 0.11
SecondaryPeak Change in Plasma Concentration of AV-101 Marker 4-Chloro-kynurenine

Assesses the peak change from baseline and corrected for placebo (placebo set at 0) across a 4 hours time frame after drug intake. 4-Chloro-kynurenine is the main ingredient of AV-101 and is a precursor of 7-Chloro-kynurenic acid.

Time frame:
4 hours
Reported as:
Mean · ng/Ml
Peak Change in Plasma Concentration of AV-101 Marker 4-Chloro-kynurenine
ng/MlPlaceboAV-101 720 mgAV-101 1440 mg
Peak Change in Plasma Concentration of AV-101 Marker 4-Chloro-kynurenine0 ± 028,532 ± 21,46251,450 ± 21,182
SecondaryPeak Change in Plasma Concentration of AV-101 Marker 7-Chloro-kynurenic Acid

Assesses the peak change from baseline and corrected for placebo (placebo set at 0) across a 4 hours time frame after drug intake. 7-Chloro-kynurenic acid is the main metabolite of AV-101 (4-Chloro-kynurenine).

Time frame:
4 hours
Reported as:
Mean · ng/Ml
Peak Change in Plasma Concentration of AV-101 Marker 7-Chloro-kynurenic Acid
ng/MlPlaceboAV-101 720 mgAV-101 1440 mg
Peak Change in Plasma Concentration of AV-101 Marker 7-Chloro-kynurenic Acid0 ± 093 ± 48412 ± 473
SecondaryMean Systolic Blood Pressure

Systolic blood pressure Mean +/- SE averaged across all timepoints (including baseline). Systolic blood pressure was measured 15 minutes before drug intake and every 15 minutes from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis.

Time frame:
5 hours
Reported as:
Mean · mm Hg
Mean Systolic Blood Pressure
mm HgPlaceboAV-101 720 mgAV-101 1440 mg
Mean Systolic Blood Pressure122.5 ± 2.7119.6 ± 2.7120.1 ± 2.7
SecondaryMean Diastolic Blood Pressure

Diastolic blood pressure Mean +/- SE averaged across all timepoints (including baseline). Diastolic blood pressure was measured 15 minutes before drug intake and every 15 minutes from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis

Time frame:
5 hours
Reported as:
Mean · mm Hg
Mean Diastolic Blood Pressure
mm HgPlaceboAV-101 720 mgAV-101 1440 mg
Mean Diastolic Blood Pressure80.8 ± 2.3579 ± 2.3576.3 ± 2.35
SecondaryMean Pulse

Pulse Mean +/- SE averaged across all timepoints (including baseline). Pulse was measured 15 minutes before drug intake and every 15 minutes from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis

Time frame:
5 hours
Reported as:
Mean · beat per minute (bpm)
Mean Pulse
beat per minute (bpm)PlaceboAV-101 720 mgAV-101 1440 mg
Mean Pulse68.8 ± 1.8270.5 ± 1.8269.9 ± 1.82
SecondaryMean Profile of Moods Scale Total Score

POMS total score Mean +/- SE averaged across all timepoints (including baseline). Systolic blood pressure was measured directly before drug intake and every hours from drug intake until 5 hours after intake controlled for time, with outcomes the mean per treatment arm obtained from Linear Mixed Model analysis The POMS is a 40 item scale. Each item is scored on a 0 (absent) - 4 (extreme) scale. POMS total score ranges from 0 to 160. Higher scores mean more extreme dysregulated mood. Subscales are tension (6 items; score anger 0-24), depression (6 items, range 0-24), fatigue (5 items, range 0-20), vigor (6 items, range 0-24), confusion (5 items, range 0-20), anger (7 items, range 0-28), and mania-related affect (5 items, range 0-20).

Time frame:
5 hours
Reported as:
Mean · Units on a scale
Mean Profile of Moods Scale Total Score
Units on a scalePlaceboAV-101 720 mgAV-101 1440 mg
Mean Profile of Moods Scale Total Score11.6 ± 1.6512 ± 1.6511.6 ± 1.65

Adverse events

Collected over 24 hours. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Placebo0/12 (0%)0/12 (0%)0/12 (0%)
AV-101 720 mg0/12 (0%)0/12 (0%)1/12 (8.3%)
AV-101 1440 mg0/12 (0%)0/12 (0%)1/12 (8.3%)
Most frequent other events
Most frequent other events
EventPlaceboAV-101 720 mgAV-101 1440 mg
diarrheaGastrointestinal disorders0/120/121/12
ElationNervous system disorders0/121/120/12

Baseline characteristics

Twelve subjects started the study; 10 completed all visits. Baseline outcomes are provided for the 12 subjects who started the study.

Age, Continuous
Age, Continuous(years)All Study Participants
Mean31.33 ± 6.28
Sex: Female, Male
Sex: Female, Male(Participants)All Study Participants
Female1
Male11
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)All Study Participants
Hispanic or Latino7
Not Hispanic or Latino5
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)All Study Participants
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American2
White10
More than one race0
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(participants)All Study Participants
United States12
08

Study locations

1 site
  • Michael E. DeBakey VA Medical Center
    Houston, Texas 77030, United States
09

References and documents

Publications

  • Murphy N, Ramakrishnan N, Vo-Le B, Vo-Le B, Smith MA, Iqbal T, Swann AC, Mathew SJ, Lijffijt M. A randomized cross-over trial to define neurophysiological correlates of AV-101 N-methyl-D-aspartate receptor blockade in healthy veterans. Neuropsychopharmacology. 2021 Mar;46(4):820-827. doi: 10.1038/s41386-020-00917-z. Epub 2020 Dec 14. PubMed 33318635 ↗
  • Murphy N, Lijffijt M, Ramakrishnan N, Vo-Le B, Vo-Le B, Iqbal S, Iqbal T, O'Brien B, Smith MA, Swann AC, Mathew SJ. Does mismatch negativity have utility for NMDA receptor drug development in depression? Braz J Psychiatry. 2022 Jan-Feb;44(1):61-73. doi: 10.1590/1516-4446-2020-1685. PubMed 33825765 ↗

Related links

Study documents

  • Study protocol · Jun 14, 2017

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No — This study is in collaboration with industry partner Vistagen Therapeutics, which provides study medication. Protected health information (PHI) and protected personal information (PII) will not be shared with Vistagen. Study outcomes will be shared as publications.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Feb 17, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03583554
Lead sponsor
Marijn Lijffijt, PhD
Collaborators
Michael E. DeBakey VA Medical Center, VistaGen Therapeutics, Inc.
Responsible party
Marijn Lijffijt, PhD (Assistant Professor, Baylor College of Medicine) — Sponsor-investigator
First posted
Jul 11, 2018
Start date
Sep 1, 2018
Primary completion
Oct 19, 2019
Completion
Oct 19, 2019
Results posted
Feb 17, 2022
Last update
Feb 17, 2022

Study contacts

Marijn Lijffijt, PhD
principal investigator · Baylor College of Medicine and the Michael E. DeBakey VA Medical Center

Oversight

Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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