A Phase 3 interventional study of Pembrolizumab and Placebo in Non-small Cell Lung Cancer, sponsored by Merck Sharp & Dohme LLC. Active, not recruiting at 227 sites in 25 countries. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2026-07-29.
Sponsored by Merck Sharp & Dohme LLC · Phase 3, Interventional, and Treatment
This trial will evaluate the safety and efficacy of pembrolizumab (MK-3475) in combination with platinum doublet neoadjuvant chemotherapy (NAC) before surgery [neoadjuvant phase], followed by pembrolizumab alone after surgery [adjuvant phase] in participants with resectable stage II, IIIA, and resectable IIIB (T3-4N2) non-small cell lung cancer (NSCLC). The primary hypotheses of this study are that neoadjuvant pembrolizumab (vs. placebo) in combination with NAC, followed by surgery and adjuvant pembrolizumab (vs. placebo) will improve: 1) event free survival (EFS) by biopsy assessed by local pathologist or by investigator-assessed imaging using Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST 1.1); and 2) overall survival (OS).
Exclusion Criteria:
Neoadjuvant: Prior to surgery, participants receive up to 4 cycles (cycle length: 3 weeks) of pembrolizumab \[200 mg, intravenous (IV); given on cycle day 1\] in combination with platinum doublet neoadjuvant chemotherapy (NAC), consisting of cisplatin \[75 mg/m\^2, IV; given on cycle day 1\] and either Gemcitabine \[1000 mg/m\^2, IV; given on cycle days 1 and 8\] or Pemetrexed \[500 mg/m\^2, IV; given on cycle day 1\]. Adjuvant: 4-12 weeks following surgery, participants receive 13 cycles (cycle length: 3 weeks) of pembrolizumab \[200 mg, IV; given on cycle day 1\].
Biological: Pembrolizumab · Drug: Cisplatin · Drug: Gemcitabine · Drug: Pemetrexed
Neoadjuvant: Prior to surgery, participants receive up to 4 cycles (cycle length: 3 weeks) of placebo \[normal saline, IV; given on cycle day 1\] in combination with platinum doublet NAC, consisting of cisplatin \[75 mg/m\^2, IV; given on cycle day 1\] and either Gemcitabine \[1000 mg/m\^2, IV; given on cycle days 1 and 8\] or Pemetrexed \[500 mg/m\^2, IV; given on cycle day 1\]. Adjuvant: 4-12 weeks following surgery, participants receive 13 cycles (cycle length: 3 weeks) of placebo \[normal saline, IV; given on cycle day 1\].
Drug: Placebo · Drug: Cisplatin · Drug: Gemcitabine · Drug: Pemetrexed
200 mg by IV infusion every 3 weeks (Q3W), given on cycle day 1.
Also known as: KEYTRUDA®, MK-3475
Normal saline by IV infusion Q3W, given on cycle day 1.
75 mg/m\^2 by IV infusion Q3W, given on cycle day 1.
Also known as: PLATINOL®
1000 mg/m\^2 by IV infusion Q3W, given on cycle days 1 and 8. Given only to participants with squamous NSCLC.
Also known as: GEMZAR®
500 mg/m\^2 by IV infusion Q3W, given on cycle day 1. Given only to participants with nonsquamous NSCLC.
Also known as: Alimta®
Event Free Survival (EFS)
EFS is defined as the time from randomization until radiographic disease progression, local progression precluding surgery, inability to resect the tumor, local or distant recurrence, or death due to any cause. EFS determined either by biopsy assessed by local pathologist or by investigator-assessed imaging using Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST 1.1). The EFS for all participants is presented (through database cut-off date of 10-Jul-2023).
Time frame: Up to approximately 5 years
Overall Survival (OS)
OS is defined as the time from randomization until death from any cause. The OS for all participants is presented (through database cut-off date of 10-Jul-2023).
Time frame: Up to approximately 5 years
Major Pathological Response (mPR) Rate
mPR rate is defined as the percentage of participants having ≤10% viable tumor cells in the resected primary tumor and all resected lymph nodes following completion of neoadjuvant therapy. The mPR rates as assessed by blinded independent pathologist are presented.
Time frame: Up to approximately 8 weeks following completion of neoadjuvant treatment (up to Study Week 20)
Pathological Complete Response (pCR) Rate
pCR rate is defined as the percentage of participants having an absence of residual invasive cancer in resected lung specimens and lymph nodes following completion of neoadjuvant therapy. The pCR rates as assessed by blinded independent pathologist are presented.
Time frame: Up to approximately 8 weeks following completion of neoadjuvant treatment (up to Study Week 20)
Change From Baseline in Neoadjuvant Phase in European Organization for the Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30) Global Health Status (Item 29) Score
Change from baseline in GHS/QoL score using the EORTC QLQ-C30 will be determined. The EORTC QLQ-C30 is the most widely used cancer-specific, health-related QoL instrument comprised of 30 individual items arranged as both multi-item scales and individual items. Specifically, these items are divided into 5 functional scales (15 items total), 3 symptom scales (7 items total), 6 individual items, and a GHS/QoL scale composed of 2 items: GHS and QoL. The GHS/QoL score measured here refers to only the composite score calculated for the GHS/QoL scale. Both items on the GHS/QoL scale are scored from 1 (very poor GHS/QoL) to 7 (excellent GHS/QoL) and scores for both items are averaged and a linear transformation applied to standardize the overall GHS/QoL score from 0 to 100, with higher overall scores indicating higher GHS/QoL.
Time frame: Baseline (cycle 1 in neoadjuvant phase) and neoadjuvant week 11
Change From Baseline in Adjuvant Phase in European Organization for the Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30) Global Health Status (Item 29) Score
Change from baseline in GHS/QoL score using the EORTC QLQ-C30 will be determined. The EORTC QLQ-C30 is the most widely used cancer-specific, health-related QoL instrument comprised of 30 individual items arranged as both multi-item scales and individual items. Specifically, these items are divided into 5 functional scales (15 items total), 3 symptom scales (7 items total), 6 individual items, and a GHS/QoL scale composed of 2 items: GHS and QoL. The GHS/QoL score measured here refers to only the composite score calculated for the GHS/QoL scale. Both items on the GHS/QoL scale are scored from 1 (very poor GHS/QoL) to 7 (excellent GHS/QoL) and scores for both items are averaged and a linear transformation applied to standardize the overall GHS/QoL score from 0 to 100, with higher overall scores indicating higher GHS/QoL.
Time frame: Baseline (cycle 1 in neoadjuvant phase) and adjuvant week 10 (up to Study Week 30)
Number of Participants Who Experience an Adverse Event (AE)
Time frame: Up to approximately 71 weeks
Number of Participants Who Experience Perioperative Complications
Perioperative complications are a discrete set of both intraoperative and postoperative complications, potentially contributing to increased length of inpatient care and/or delay of adjuvant therapy. The number of participants experiencing perioperative complications will be assessed.
Time frame: Up to approximately 51 weeks following surgery
Number of Participants Who Discontinued Study Treatment Due to an Adverse Event (AE)
Time frame: Up to approximately 57 weeks
Adult participants with resectable stage II, IIIA, and resectable IIIB (T3-4N2) non-small cell lung cancer (NSCLC) were recruited to evaluate the efficacy and safety of pembrolizumab (MK-3475) in combination with platinum doublet neoadjuvant chemotherapy (NAC) before surgery \[neoadjuvant phase\], followed by pembrolizumab alone after surgery \[adjuvant phase\].
| Milestone | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Started | 397 | 400 |
| Treated | 396 | 399 |
| Completed | 0 | 0 |
| Not completed | 397 | 400 |
| Withdrew: Withdrawal by subject | 10 | 12 |
| Withdrew: Lost to follow-up | 2 | 0 |
| Withdrew: Death | 109 | 141 |
| Withdrew: Ongoing in study | 276 | 247 |
EFS is defined as the time from randomization until radiographic disease progression, local progression precluding surgery, inability to resect the tumor, local or distant recurrence, or death due to any cause. EFS determined either by biopsy assessed by local pathologist or by investigator-assessed imaging using Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST 1.1). The EFS for all participants is presented (through database cut-off date of 10-Jul-2023).
| Months | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Event Free Survival (EFS) | 47.2 (32.9 to NA) | 18.3 (14.8 to 22.1) |
OS is defined as the time from randomization until death from any cause. The OS for all participants is presented (through database cut-off date of 10-Jul-2023).
| Months | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Overall Survival (OS) | NA (NA to NA) | 52.4 (45.7 to NA) |
mPR rate is defined as the percentage of participants having ≤10% viable tumor cells in the resected primary tumor and all resected lymph nodes following completion of neoadjuvant therapy. The mPR rates as assessed by blinded independent pathologist are presented.
| Percentage of Participants | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Major Pathological Response (mPR) Rate | 30.2 (25.7 to 35.0) | 11.0 (8.1 to 14.5) |
pCR rate is defined as the percentage of participants having an absence of residual invasive cancer in resected lung specimens and lymph nodes following completion of neoadjuvant therapy. The pCR rates as assessed by blinded independent pathologist are presented.
| Percentage of Participants | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Pathological Complete Response (pCR) Rate | 18.1 (14.5 to 22.3) | 4.0 (2.3 to 6.4) |
Change from baseline in GHS/QoL score using the EORTC QLQ-C30 will be determined. The EORTC QLQ-C30 is the most widely used cancer-specific, health-related QoL instrument comprised of 30 individual items arranged as both multi-item scales and individual items. Specifically, these items are divided into 5 functional scales (15 items total), 3 symptom scales (7 items total), 6 individual items, and a GHS/QoL scale composed of 2 items: GHS and QoL. The GHS/QoL score measured here refers to only the composite score calculated for the GHS/QoL scale. Both items on the GHS/QoL scale are scored from 1 (very poor GHS/QoL) to 7 (excellent GHS/QoL) and scores for both items are averaged and a linear transformation applied to standardize the overall GHS/QoL score from 0 to 100, with higher overall scores indicating higher GHS/QoL.
| Sore on a scale | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Change From Baseline in Neoadjuvant Phase in European Organization for the Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30) Global Health Status (Item 29) Score | -9.31 (-11.67 to -6.94) | -10.73 (-13.07 to -8.40) |
Change from baseline in GHS/QoL score using the EORTC QLQ-C30 will be determined. The EORTC QLQ-C30 is the most widely used cancer-specific, health-related QoL instrument comprised of 30 individual items arranged as both multi-item scales and individual items. Specifically, these items are divided into 5 functional scales (15 items total), 3 symptom scales (7 items total), 6 individual items, and a GHS/QoL scale composed of 2 items: GHS and QoL. The GHS/QoL score measured here refers to only the composite score calculated for the GHS/QoL scale. Both items on the GHS/QoL scale are scored from 1 (very poor GHS/QoL) to 7 (excellent GHS/QoL) and scores for both items are averaged and a linear transformation applied to standardize the overall GHS/QoL score from 0 to 100, with higher overall scores indicating higher GHS/QoL.
| Sore on a scale | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Change From Baseline in Adjuvant Phase in European Organization for the Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30) Global Health Status (Item 29) Score | -1.52 (-3.67 to 0.63) | -3.74 (-5.96 to -1.52) |
Results for this outcome have not been posted.
Perioperative complications are a discrete set of both intraoperative and postoperative complications, potentially contributing to increased length of inpatient care and/or delay of adjuvant therapy. The number of participants experiencing perioperative complications will be assessed.
| Participants | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo |
|---|---|---|
| Number of Participants Who Experience Perioperative Complications | 233 | 229 |
Results for this outcome have not been posted.
Collected over Up to approximately 71 weeks. Non-serious events are listed at a 5% frequency threshold.
| Group | Deaths | Serious | Other |
|---|---|---|---|
| Pembro + Chemo/Pembro | 110/397 (27.7%) | 165/396 (41.7%) | 389/396 (98.2%) |
| Placebo + Chemo/Placebo | 144/400 (36%) | 133/399 (33.3%) | 388/399 (97.2%) |
| Event | Pembro + Chemo/Pembro | Placebo + Chemo/Placebo |
|---|---|---|
| PneumoniaInfections and infestations | 21/396 | 19/399 |
| Platelet count decreasedInvestigations | 3/396 | 10/399 |
| Pulmonary embolismRespiratory, thoracic and mediastinal disorders | 9/396 | 9/399 |
| AnaemiaBlood and lymphatic system disorders | 8/396 | 3/399 |
| PyrexiaGeneral disorders | 8/396 | 1/399 |
| Aspartate aminotransferase increasedInvestigations | 7/396 | 1/399 |
| Pleural effusionRespiratory, thoracic and mediastinal disorders | 3/396 | 7/399 |
| Neutrophil count decreasedInvestigations | 6/396 | 1/399 |
| PneumothoraxRespiratory, thoracic and mediastinal disorders | 6/396 | 4/399 |
| Atrial fibrillationCardiac disorders | 5/396 | 3/399 |
| Event | Pembro + Chemo/Pembro | Placebo + Chemo/Placebo |
|---|---|---|
| NauseaGastrointestinal disorders | 228/396 | 210/399 |
| Neutrophil count decreasedInvestigations | 171/396 | 169/399 |
| AnaemiaBlood and lymphatic system disorders | 163/396 | 165/399 |
| ConstipationGastrointestinal disorders | 154/396 | 146/399 |
| FatigueGeneral disorders | 125/396 | 101/399 |
| Decreased appetiteMetabolism and nutrition disorders | 115/396 | 102/399 |
| White blood cell count decreasedInvestigations | 112/396 | 102/399 |
| VomitingGastrointestinal disorders | 81/396 | 68/399 |
| DiarrhoeaGastrointestinal disorders | 78/396 | 73/399 |
| Platelet count decreasedInvestigations | 74/396 | 73/399 |
| Age, Continuous(Years) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| Mean | 62.7 ± 8.5 | 63.6 ± 8.1 | 63.1 ± 8.3 |
| Sex: Female, Male(Participants) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| Female | 118 | 116 | 234 |
| Male | 279 | 284 | 563 |
| Ethnicity (NIH/OMB)(Participants) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| Hispanic or Latino | 36 | 34 | 70 |
| Not Hispanic or Latino | 329 | 333 | 662 |
| Unknown or Not Reported | 32 | 33 | 65 |
| Race (NIH/OMB)(Participants) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| American Indian or Alaska Native | 1 | 0 | 1 |
| Asian | 124 | 125 | 249 |
| Native Hawaiian or Other Pacific Islander | 0 | 0 | 0 |
| Black or African American | 6 | 10 | 16 |
| White | 250 | 239 | 489 |
| More than one race | 3 | 10 | 13 |
| Unknown or Not Reported | 13 | 16 | 29 |
| Histology(Participants) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| Squamous | 171 | 173 | 344 |
| Non-Squamous | 226 | 227 | 453 |
| Overall Cancer Staging(Participants) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| Stage II | 118 | 121 | 239 |
| Stage III | 279 | 279 | 558 |
| PD-L1 Expression Level (50% cutoff)(Participants) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| TPS>=50% | 132 | 134 | 266 |
| TPS<50% | 265 | 266 | 531 |
| Region(Participants) | NAC + Neoadjuvant/Adjuvant Pembrolizumab | NAC + Neoadjuvant/Adjuvant Placebo | Total |
|---|---|---|---|
| East-Asia | 123 | 121 | 244 |
| Non-East Asia | 274 | 279 | 553 |
Showing the first 100 of 227 sites across 25 countries.
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Carcinoma, Non-Small-Cell Lung→
Merck Sharp & Dohme LLC