CClinicalTrials.gg
TerminatedNCT03078270Updated Jan 23, 2019Results posted

A Study of the Efficacy of Botox in the Treatment of Social Anxiety Disorder

A Phase 4 interventional study of botulinum toxin A and Placebo in Anxiety Disorder Social and Anxiety, sponsored by Daniel Lieberman. Terminated at 1 site in United States. Open to participants aged 18 Years to 65 Years. Per ClinicalTrials.gov, last updated 2019-01-23.

Sponsored by Daniel Lieberman · Phase 4, Interventional, and Treatment

Why this study was terminated
study terminated due to low recruitment
Phase
Phase 4
Study type
Interventional
Enrollment
4
Allocation
Randomized
Ages
18 Years to 65 Years
Sex
All
01

Study summary

The goal of this study is to see whether Botox is an effective treatment for social anxiety disorder (SAD). Participants will complete two short surveys on depression and anxiety symptoms, receive a one-time injection of Botox, and complete the depression and anxiety survey 4 weeks after injection and again at 8 weeks after injection.

Read the detailed description

The use of botulinum toxin A to correct glabellar frown lines is an effective and popular cosmetic procedure with more than 1 million treatments per year in the United States alone (Carruthers, A.). Botulinum toxin type A marketed commercially as BOTOX® Cosmetic (Botox), is produced from fermentation of Hall strain Clostridium botulinum type A grown in a medium containing casein hydrolysate, glucose, and yeast extract, intended for intramuscular use.

Botox blocks neuromuscular transmission by binding to acceptor sites on motor nerve terminals, entering the nerve terminals, and inhibiting the release of acetylcholine. When injected intramuscularly at therapeutic doses, Botox produces partial chemical denervation of the muscle resulting in a localized reduction in muscle activity. In addition, the muscle may atrophy, axonal sprouting may occur, and extrajunctional acetylcholine receptors may develop. There is evidence that reinnervation of the muscle may occur, thus slowly reversing muscle denervation produced by Botox.

Botox is indicated for the temporary improvement in the appearance of moderate to severe glabellar lines associated with corrugator and/or procerus muscle activity in adult patients ≤ 65 years of age.

Botox is contraindicated in the presence of infection at the proposed injection site(s) and in individuals with known hypersensitivity to any botulinum toxin preparation or to any of the components in the formulation.

Depression

The first open label trial of Botox to the glabellar muscle complex to treat unipolar depression was published in 2006. Since that time, three randomized double blind placebo-controlled trials were conducted to assess the efficacy of Botox treatment of the glabellar muscle complex in major depression. All three studies showed a response rate of 50 to 60%, and the remission rate of approximately one-third. To date, no clinical trials of Botox have been conducted in SAD.

Social Anxiety Disorder (SAD)

Social anxiety disorder (SAD) is a common psychiatric condition marked by persistent fear and anxiety of one or more social or performance situations. The lifetime prevalence of the disorder is 12%, and leads to significant morbidity for those affected. The only FDA approved treatments for SAD have response rates of 40 to 60 %, and remission rates of 20%. Therefore, there is a real need for the development of new and effective treatments for SAD.

Patients suffering from SAD either avoid situational triggers or endure intense anxiety and distress, leading to an impaired social life in either scenario. SAD is characterized by an overactive anxiety pathway with a perceptual and cognitive bias towards threat.

The amygdala, a limbic region with multiple projections to cortical and subcortical regions, is thought to be critically involved in the regulation of emotion, with a general role in directing attention to affectively salient stimuli, recruiting and coordinating cortical arousal for optimizing sensory and perceptual processing of ambiguous or novel stimuli.. A tight link between fear and the amygdala has been suggested. Fear related neuronal circuits involving the amygdala are thought to play a role in the generation of social withdrawal, fear, and anxiety.

Recently, two studies have linked botulinum toxin A treatment of the frown with down-regulation of amygdala activity. Patients who received botulinum toxin A injections into their frown muscles had decreased activity in the amygdala and its coupling with brain stem activity when mimicking angry facial expressions. Further research has confirmed that amygdala activity in response to angry faces was decreased when the frown muscles were paralyzed by botulinum toxin A injection. Furthermore, amygdala activity returned to its original state after the effects of the botulinum toxin A injection had worn off, confirming that botulinum toxin A reversibly severed afferent feedback from the corrugator muscle to the amygdala.

Given that SAD patients show abnormal patterns of amygdalar activation after viewing emotional faces, we believe that there is a good likelihood that some of the symptoms of SAD will improve after botulinum toxin A treatment of the frown.

02

Conditions studied

  • Anxiety Disorder Social
  • Anxiety

Keywords

  • social anxiety
  • botulinum toxin
  • botox
03

In context

Anxiety Disorders

4,864 studies on the registry are indexed under Anxiety Disorders; 1,388 are open to participants now.

This study's enrollment of 4 is below the median of 80 across 4,170 interventional studies indexed under Anxiety Disorders.

Browse Anxiety Disorders studies →

Lead sponsor

This is the only study on the registry with Daniel Lieberman as lead sponsor.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 65 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • primary diagnosis of social anxiety disorder
  • women of childbearing potential on an acceptable form of birth control and are not pregnant or lactating

Exclusion criteria

Exclusion Criteria:

  • has ever been treated with botulinum toxin A
  • has another Axis I diagnosis within in the 6-months prior to screening
  • history of substance abuse within 2-months of screening
  • current or recent suicidality
  • scoring greater than 2 on Beck Depression Inventory (BDI) suicidality question
  • psychotic or bipolar disorder
  • unstable medical condition
  • changes in medication or psychotherapy treatment in the month prior to screening
  • significant risk of committing homicide
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Study design

Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Double (Participant, Investigator)
Enrollment
4 participants (actual)

Study arms

  • Other
    Open-label

    10 participants will be recruited for an open-label study. All will receive the active medication and complete depression and anxiety surveys at baseline, 4-weeks, and 8-weeks post injection. All participants will receive botulinum toxin A.

    Drug: botulinum toxin A

  • Placebo comparator
    Double-Blind

    30 participants will be recruited for a double-blind, comparison study. Participants will be randomized to the active or control groups. Each will receive an injection (active medication or placebo) and will complete a depression and anxiety survey at baseline, 4-weeks and 8-weeks post injection. Participants in the active group will receive botulinum toxin A; participants in the control group will receive a placebo.

    Drug: botulinum toxin A · Other: Placebo

Interventions

  • Drugbotulinum toxin A

    Single treatment visit for 5 injections of botulinum toxin A, 40 units (for females) and 50 units (for males)/

    Also known as: Botox

  • OtherPlacebo

    single treatment visit for 5 injections of normal saline

    Also known as: Saline

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What researchers measure

Primary outcomes

  1. Efficacy of of Botulinum Toxin A Reducing Symptoms of Social Anxiety Disorder

    Repeated measure at baseline, 4-weeks and 8-weeks post-injection of anxiety using the Liebowitz Social Anxiety Scale to determine treatment response.

    Time frame: 2 months

07

Results

Posted Jan 23, 2019

Participant flow

Participant flow — Overall Study
MilestoneOpen-labelDouble-Blind
Started40
Completed00
Not completed40

Outcome measures

PrimaryEfficacy of of Botulinum Toxin A Reducing Symptoms of Social Anxiety Disorder

Repeated measure at baseline, 4-weeks and 8-weeks post-injection of anxiety using the Liebowitz Social Anxiety Scale to determine treatment response.

Time frame:
2 months

No measurements were reported for this outcome.

Adverse events

Collected over 11 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Open-label0/4 (0%)0/4 (0%)0/4 (0%)
Double-Blind———

Baseline characteristics

No participants were recruited into the double blind study

Age, Categorical
Age, Categorical(Participants)Open-labelDouble-BlindTotal
<=18 years0—0
Between 18 and 65 years4—4
>=65 years0—0
Sex: Female, Male
Sex: Female, Male(Participants)Open-labelDouble-BlindTotal
Female303
Male101
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Open-labelDouble-BlindTotal
Hispanic or Latino000
Not Hispanic or Latino404
Unknown or Not Reported000
08

Study locations

1 site
  • GW University Medical Faculty Associated
    Washington, District of Columbia 20036, United States
09

References and documents

Publications

  • Reichenberg JS, Hauptman AJ, Robertson HT, Finzi E, Kruger TH, Wollmer MA, Magid M. Botulinum toxin for depression: Does patient appearance matter? J Am Acad Dermatol. 2016 Jan;74(1):171-173.e1. doi: 10.1016/j.jaad.2015.08.051. No abstract available. PubMed 26702796 ↗
  • Finzi E, Wasserman E. Treatment of depression with botulinum toxin A: a case series. Dermatol Surg. 2006 May;32(5):645-9; discussion 649-50. doi: 10.1111/j.1524-4725.2006.32136.x. PubMed 16706759 ↗
  • Finzi E, Rosenthal NE. Emotional proprioception: Treatment of depression with afferent facial feedback. J Psychiatr Res. 2016 Sep;80:93-96. doi: 10.1016/j.jpsychires.2016.06.009. Epub 2016 Jun 16. PubMed 27344227 ↗
  • Magid M, Reichenberg JS, Poth PE, Robertson HT, LaViolette AK, Kruger TH, Wollmer MA. Treatment of major depressive disorder using botulinum toxin A: a 24-week randomized, double-blind, placebo-controlled study. J Clin Psychiatry. 2014 Aug;75(8):837-44. doi: 10.4088/JCP.13m08845. PubMed 24910934 ↗
  • Wollmer MA, de Boer C, Kalak N, Beck J, Gotz T, Schmidt T, Hodzic M, Bayer U, Kollmann T, Kollewe K, Sonmez D, Duntsch K, Haug MD, Schedlowski M, Hatzinger M, Dressler D, Brand S, Holsboer-Trachsler E, Kruger TH. Facing depression with botulinum toxin: a randomized controlled trial. J Psychiatr Res. 2012 May;46(5):574-81. doi: 10.1016/j.jpsychires.2012.01.027. Epub 2012 Feb 24. PubMed 22364892 ↗

Study documents

  • Protocol and statistical analysis plan · Mar 8, 2016

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No — Data sharing is not planned on being shared with other investigators

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 23, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT03078270
Lead sponsor
Daniel Lieberman
Responsible party
Daniel Lieberman (Physician Faculty Director, George Washington University) — Sponsor-investigator
First posted
Mar 13, 2017
Start date
Feb 1, 2017
Primary completion
Sep 12, 2017
Completion
Sep 12, 2017
Results posted
Jan 23, 2019
Last update
Jan 23, 2019

Study contacts

Daniel Z Lieberman, MD
principal investigator · George Washington University

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is terminated, as verified in Jan 2019. You cannot join it, but the record below documents what was studied.

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