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CompletedNCT03036267Updated Dec 6, 2021Results posted

Feasibility of the BREATHE Asthma Intervention Trial

An interventional study of BREATHE and Attention Control Condition in Asthma Chronic and Health Behavior, sponsored by Columbia University. Completed at 2 sites in United States. Open to participants aged 18 Years and older, including healthy volunteers. Per ClinicalTrials.gov, last updated 2021-12-06.

Sponsored by Columbia University · Not applicable, Interventional, and Other

Phase
Not applicable
Study type
Interventional
Enrollment
46
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

Asthma rates are high and asthma control is greatly reduced in Black, Medicaid-insured adults, due in part to their poor adherence to inhaled corticosteroids (ICS), which in turn may be due to erroneous health beliefs about asthma and negative beliefs regarding ICS. A brief shared decision-making intervention for use by primary care providers in Federally Qualified Health Centers (FQHCs) has the potential to be a novel avenue to greatly improve asthma control in this high-risk patient group.

Read the detailed description

Uncontrolled asthma disproportionally impacts Black and poor adults. Adherence to inhaled corticosteroids (ICS), which plays a significant role in asthma control, is relatively low in poor and minority populations. Non-adherence to ICS is associated with erroneous personal health beliefs regarding asthma care and with negative beliefs regarding ICS. Despite this, no intervention concurrently addresses beliefs regarding asthma self-care and ICS. Shared decision-making interventions have not been tested in underserved Black adults, despite this model's success in pediatric populations and in White, privately insured patients with asthma. Federally Qualified Health Centers (FQHCs) have unique challenges to helping patients achieve asthma control but are overlooked in asthma intervention research. Process evaluations are often lacking during intervention development. We will address these treatment and methodological gaps.

Objectives: This pilot study will (1) develop a brief shared decision-making intervention delivered by primary care providers (PCPs) to improve asthma control in Black adults receiving care in FQHCs; (2) evaluate the intervention's feasibility and acceptability; and (3) assess preliminary evidence of intervention effects on asthma control, ICS adherence, forced expiratory volume in one second (FEV1) - an objective lung function measure - and asthma quality of life (QOL) over a 3-month follow-up period.

Hypotheses: (1) The intervention will be feasible and acceptable, and (2) over 3 months, relative to controls, patients whose PCPs are trained in the intervention will have significant improvement on asthma control (primary outcome), ICS adherence, FEV1 and asthma QOL (secondary outcomes).

Methods: Using community-based participatory research and including a Patient Advocate, we will develop the intervention, Brief Evaluation of Asthma Therapy (BREATHE). Intervention development is guided by patient and family/support persons of asthma patients input, as well as PCP feedback. We will then conduct a randomized trial of the intervention with 8 PCPs from 2 FQHCs in Philadelphia, PA; for each PCP we will enroll 10 Black adults (N=80) with uncontrolled asthma, and with erroneous asthma care beliefs and negative ICS beliefs. PCPs will be randomized within FQHC to intervention and control; patients will be followed for 3 months. Process evaluation interviews with patients and PCPs will obtain feedback regarding intervention procedures.

Significance: This study has high public health significance because it (1) targets a highly vulnerable population for poor asthma control - Black poor adults with erroneous asthma care beliefs and with negative ICS beliefs; (2) adapts a model-based intervention to develop a novel intervention delivered by PCPs that simultaneously targets erroneous asthma beliefs and negative ICS beliefs, and which has the potential to amplify intervention effects and increase the likelihood of sustainability; and (3) includes a process evaluation, bridging the gap between science and practice, and aiding in the design of a full-scale randomized controlled trial (RCT).

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Conditions studied

  • Asthma Chronic
  • Health Behavior

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Keywords

  • health disparity
  • motivational interviewing
  • African American adults
  • Federally Qualified Health Centers
  • adherence
  • health beliefs
  • self-management
  • asthma control
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In context

Asthma

3,920 studies on the registry are indexed under Asthma; 506 are open to participants now.

This study's enrollment of 46 is below the median of 83 across 2,751 interventional studies indexed under Asthma.

Browse Asthma studies →

Lead sponsor

Columbia University is the lead sponsor of 1,103 studies on the registry; 193 are open to participants now.

Of its 172 completed or terminated interventional studies of FDA-regulated products, 142 (83%) have results posted.

Counted across the registry records on this site, refreshed daily.

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Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
Yes

Eligibility criteria

The intervention trial will be informed by focus groups

Focus Group Inclusion Criteria:

  • Adult patients with persistent asthma or loved ones of adult patients with persistent asthma (prescribed ICS regardless of whether they are using ICS or not) receiving care at the participating FQHCs

Focus Group Exclusion Criteria:

  • Patients with persistent asthma or loved ones of patients with persistent asthma under they age of 18 OR NOT prescribed ICS or NOT receiving care at the participating FQHCs

Intervention Inclusion Criteria:

Patients must be:

  1. Adults (18 years of age or older)
  2. PCP-diagnosed persistent asthma
  3. Currently prescribed ICS
  4. Receiving asthma care at participating FQHCs
  5. Who screen positive for uncontrolled asthma
  6. Have erroneous personal health and/or negative ICS beliefs

Intervention Exclusion Criteria:

  1. Participation in focus groups during the development phase
  2. Non-English speaking
  3. Serious mental health conditions (e.g., psychosis) that preclude completion of study procedures or confound analyses
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Study design

Phase
Not applicable
Primary purpose
Other
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Triple (Participant, Investigator, Outcomes assessor)
Enrollment
46 participants (actual)

Study arms

  • Experimental
    BREATHE

    7-minute brief shared decision-making intervention using a 4-step motivational interviewing approach

    Behavioral: BREATHE

  • Active comparator
    Attention Control Condition

    7-minute diet and exercise discussion

    Other: Attention Control Condition

Interventions

  • BehavioralBREATHE

    Primary care providers (PCPs) randomized to BREATHE will be trained to deliver the 7-minute brief shared decision-making intervention using a 4-step motivational interviewing approach.

    Also known as: Shared decision-making using motivational interviewing

  • OtherAttention Control Condition

    PCPs randomized to the control intervention will not receive any specific training. To control for contact, they will be instructed to engage in a 7-minute diet and exercise discussion as this will not confound results.

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What researchers measure

Primary outcomes

  1. Asthma Control Questionnaire

    Full Title: Asthma Control Questionnaire Construct measured: self-reported asthma control Scoring: 0 points = total asthma control/ best outcome, 6 points = completely uncontrolled asthma/ worst outcome

    Time frame: Baseline - for descriptive purposes only

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Results

Posted Dec 6, 2021

Participant flow

Participant flow — Overall Study
MilestoneFocus Groups
Started46
Completed46
Not completed0

Outcome measures

PrimaryAsthma Control Questionnaire

Full Title: Asthma Control Questionnaire Construct measured: self-reported asthma control Scoring: 0 points = total asthma control/ best outcome, 6 points = completely uncontrolled asthma/ worst outcome

Time frame:
Baseline - for descriptive purposes only
Reported as:
Mean · score on a scale
Asthma Control Questionnaire
score on a scaleFocus Groups
Asthma Control Questionnaire2.34 ± 1.06

Adverse events

Collected over All-Cause Mortality, Serious, and Other (Not Including Serious) Adverse Events were not monitored/assessed.. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Focus Groups———

Baseline characteristics

Age, Continuous
Age, Continuous(years)Focus Groups
Mean47.7 ± 11.26
Sex: Female, Male
Sex: Female, Male(Participants)Focus Groups
Female31
Male15
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Focus Groups
Hispanic or Latino1
Not Hispanic or Latino45
Unknown or Not Reported0
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Focus Groups
American Indian or Alaska Native0
Asian0
Native Hawaiian or Other Pacific Islander0
Black or African American44
White0
More than one race1
Unknown or Not Reported1
Region of Enrollment
Region of Enrollment(Participants)Focus Groups
United States46
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Study locations

2 sites
  • Spectrum Health Services
    Philadelphia, Pennsylvania 19139, United States
  • Greater Philadelphia Health Action
    Philadelphia, Pennsylvania 19146, United States
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References and documents

Publications

  • George M, Arcia A, Chung A, Coleman D, Bruzzese JM. African Americans Want a Focus on Shared Decision-Making in Asthma Adherence Interventions. Patient. 2020 Feb;13(1):71-81. doi: 10.1007/s40271-019-00382-x. PubMed 31414396 ↗
  • George M, Pantalon MV, Sommers MLS, Glanz K, Jia H, Chung A, Norful AA, Poghosyan L, Coleman D, Bruzzese JM. Shared decision-making in the BREATHE asthma intervention trial: A research protocol. J Adv Nurs. 2019 Apr;75(4):876-887. doi: 10.1111/jan.13916. Epub 2019 Jan 24. PubMed 30479020 ↗

Study documents

  • Protocol and statistical analysis plan · Sep 21, 2016

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

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Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Dec 6, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT03036267
Lead sponsor
Columbia University
Collaborators
University of Pennsylvania
Responsible party
Maureen George (Associate Professor of Nursing, Columbia University) — Principal investigator
First posted
Jan 30, 2017
Start date
Apr 4, 2017
Primary completion
Sep 22, 2017
Completion
Sep 22, 2017
Results posted
Dec 6, 2021
Last update
Dec 6, 2021

Study contacts

Maureen George, PhD
principal investigator · Columbia University

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Dec 2021. You cannot join it, but the record below documents what was studied.

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