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CompletedNCT02552147Updated May 6, 2022Results posted

Nicotinic Cholinergic Modulation as a Novel Treatment Strategy for Aggression Associated With Autism

A Phase 1 interventional study of Transdermal nicotine and Transdermal placebo in Autism Spectrum Disorder, Aggression and Irritability, sponsored by Yale University. Completed at 1 site in United States. Open to participants aged 18 Years to 60 Years. Per ClinicalTrials.gov, last updated 2022-05-06.

Sponsored by Yale University · Phase 1, Interventional, and Treatment

Phase
Phase 1
Study type
Interventional
Enrollment
8
Allocation
Randomized
Ages
18 Years to 60 Years
Sex
All
01

Study summary

Some individuals with autism spectrum disorders (ASD) also demonstrate irritability or aggression, which can interfere with functioning. The purpose of this pilot study is to test whether transdermal nicotine is effective for irritability and/or aggression in adults with ASD using a double-blind, placebo-controlled clinical trial. Subjects will participate in three visits. At the first visit, subjects are screened for eligibility and enrolled. Baseline measures include rating scales and a frustrative computerized task. They will then wear seven days of transdermal nicotine or placebo. Visit two is on day seven and the study measures are repeated, vital signs and side effects monitored. Subjects will return for a third and final visit on day 21 to repeat the study measures performed during visit two.

02

Conditions studied

  • Autism Spectrum Disorder
  • Aggression
  • Irritability

Keywords

  • Autism spectrum disorder
  • Aggression
  • Irritability
  • Nicotine
  • Nicotinic acetylcholine receptor
  • Nicotinic agonist
  • Adult autism
03

In context

Autistic Disorder

1,344 studies on the registry are indexed under Autistic Disorder; 334 are open to participants now.

This study's enrollment of 8 is below the median of 45 across 1,044 interventional studies indexed under Autistic Disorder.

Browse Autistic Disorder studies →

Lead sponsor

Yale University is the lead sponsor of 1,724 studies on the registry; 298 are open to participants now.

Of its 210 completed or terminated interventional studies of FDA-regulated products, 126 (60%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 60 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Age: 18-60
  • Gender: All
  • Language: Communicative in English
  • Participants with a prior diagnosis of DSM-5 ASD at some point in their lifetime OR a DSM-4 diagnosis of Autism OR a DSM-4 diagnosis of Asperger's syndrome OR a DSM-4 diagnosis of Pervasive Developmental Disorder Not Otherwise Specified.
  • Symptoms of irritability, agitation or aggression as reported by parent and/or participant
  • Aberrant behavior checklist - Irritability Subscale (ABC-I) score of 16 or higher
  • No changes in psychotropic medications within the past 14 days.
  • Either lives with a primary caregiver or closely engaged with a primary caregiver who interacts with the patient daily
  • BMI > 17.5 and \< 45

Exclusion criteria

Exclusion criteria:

  • Age \< 18 or > 60
  • BMI \< 17.5 or > 45
  • Currently using tobacco or any nicotine products (transdermal, gum, e-cigarettes)
  • Changes in psychotropic medication management within the past 14 days
  • Previous allergy to transdermal patches
  • Patients with heart rate > 100 or \< 50 or known history of cardiac rhythm abnormalities
  • Systolic blood pressure > 150 or \< 95; diastolic blood pressure > 90 or \< 50
  • No symptoms of irritability, agitation, or aggression as reported by parent and/or participant
  • ABC-I score of less than 16
  • No primary caregiver, or primary caregiver unable to assist with rating scales
05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
8 participants (actual)

Study arms

  • Experimental
    Transdermal nicotine first, placebo last

    Subject will receive transdermal nicotine 7 mg daily for 7 days, placebo patch for 7 days, then placebo patch for a final 7 days.

    Drug: Transdermal nicotine · Other: Transdermal placebo

  • Experimental
    Transdermal placebo first, nicotine last

    Subject will receive transdermal placebo daily for 7 days, placebo patch for another 7 days, then transdermal nicotine 7 mg daily for a final 7 days.

    Drug: Transdermal nicotine · Other: Transdermal placebo

Interventions

  • DrugTransdermal nicotine
  • OtherTransdermal placebo
06

What researchers measure

Primary outcomes

  1. Change From Baseline in Aberrant Behavior Checklist Irritability Subscale (ABC-I)

    Aberrant Behavior Checklist (ABC) measures symptom subscales for individuals with neurodevelopmental disorders. The ABC-irritability subscale measures irritability and related symptoms and the subscale score range is 0 (least symptomatic) to 45 (most symptomatic). The ABC is completed by parents/caregivers.

    Time frame: Baseline and 7 days.

Secondary outcomes

  1. Change in Social Responsiveness Scale-Adults (SRS-A)

    The Social Responsiveness Scale (SRS) - 2 quantifies impairments in social behaviors seen in autism spectrum disorder and related conditions and their severity. The version used in this study is completed by parents/caregivers. The raw score range is 0 (unaffected) to \> 134 (extremely affected). The ABC is completed by parents/caregivers.

    Time frame: Baseline and 7 days.

  2. Change in Qualitative Description of Irritability and Aggression Symptoms

    Brief qualitative reports of the patient's subjective experience will be recorded by asking "In what ways did you find the patch helpful or harmful during the past week, if at all?".

    Time frame: Baseline and 7 days

  3. Change in Frustration and Irritability Ratings During Frustration-induction Go-NoGo Task

    Subjects will perform a computerized frustration-induction task and complete a rating scale of irritability and frustration levels.

    Time frame: Baseline and one week

  4. Change in State/Trait Anxiety Inventory (STAI) Score

    The State-Trait Anxiety Inventory (STAI) is a measure of trait and state anxiety. It ranges from a score of 20 (least affected) to 80 (most affected).

    Time frame: Baseline and day 7

  5. Nightly Sleep Quality

    Caregivers rated nightly sleep quality from 0 (worst) to 10 (best). Average rating for each treatment week is compared.

    Time frame: Day 7

07

Results

Posted Mar 14, 2019
Limitations and caveats
Unable to recruit the pre-specified number of subjects; Subjects were unable to reliably complete personal ratings (STAI and STAXI) and were unable to reliably complete the frustrative computer task.

Participant flow

First Intervention (7 Days)
Participant flow — First Intervention (7 Days)
MilestoneTransdermal Placebo First, Nicotine LastTransdermal Nicotine First, Placebo Last
Started44
Completed34
Not completed10
Withdrew: Protocol violation10
Washout (7 Days)
Participant flow — Washout (7 Days)
MilestoneTransdermal Placebo First, Nicotine LastTransdermal Nicotine First, Placebo Last
Started34
Completed34
Not completed00
Second Intervention (7 Days)
Participant flow — Second Intervention (7 Days)
MilestoneTransdermal Placebo First, Nicotine LastTransdermal Nicotine First, Placebo Last
Started34
Completed14
Not completed20
Withdrew: Protocol violation20

Outcome measures

PrimaryChange From Baseline in Aberrant Behavior Checklist Irritability Subscale (ABC-I)

Aberrant Behavior Checklist (ABC) measures symptom subscales for individuals with neurodevelopmental disorders. The ABC-irritability subscale measures irritability and related symptoms and the subscale score range is 0 (least symptomatic) to 45 (most symptomatic). The ABC is completed by parents/caregivers.

Time frame:
Baseline and 7 days.
Reported as:
Mean · units on a scale
Change From Baseline in Aberrant Behavior Checklist Irritability Subscale (ABC-I)
units on a scaleNicotinePlacebo
Change From Baseline in Aberrant Behavior Checklist Irritability Subscale (ABC-I)-12 ± 3-7 ± 8
Statistical analysis
  • Placebo · Wilcoxon (Mann-Whitney) · p = .44Two-tailed
SecondaryChange in Social Responsiveness Scale-Adults (SRS-A)

The Social Responsiveness Scale (SRS) - 2 quantifies impairments in social behaviors seen in autism spectrum disorder and related conditions and their severity. The version used in this study is completed by parents/caregivers. The raw score range is 0 (unaffected) to \> 134 (extremely affected). The ABC is completed by parents/caregivers.

Time frame:
Baseline and 7 days.
Reported as:
Mean · units on a scale
Change in Social Responsiveness Scale-Adults (SRS-A)
units on a scaleNicotinePlacebo
Change in Social Responsiveness Scale-Adults (SRS-A)-1 ± 25-15 ± 23
Statistical analysis
  • Placebo · Wilcoxon (Mann-Whitney) · p = 0.38Two-tailed
SecondaryChange in Qualitative Description of Irritability and Aggression Symptoms

Brief qualitative reports of the patient's subjective experience will be recorded by asking "In what ways did you find the patch helpful or harmful during the past week, if at all?".

Time frame:
Baseline and 7 days

No measurements were reported for this outcome.

SecondaryChange in Frustration and Irritability Ratings During Frustration-induction Go-NoGo Task

Subjects will perform a computerized frustration-induction task and complete a rating scale of irritability and frustration levels.

Time frame:
Baseline and one week

No measurements were reported for this outcome.

SecondaryChange in State/Trait Anxiety Inventory (STAI) Score

The State-Trait Anxiety Inventory (STAI) is a measure of trait and state anxiety. It ranges from a score of 20 (least affected) to 80 (most affected).

Time frame:
Baseline and day 7

No measurements were reported for this outcome.

SecondaryNightly Sleep Quality

Caregivers rated nightly sleep quality from 0 (worst) to 10 (best). Average rating for each treatment week is compared.

Time frame:
Day 7
Reported as:
Mean · units on a scale
Nightly Sleep Quality
units on a scaleNicotinePlacebo
Nightly Sleep Quality10 ± 0.29 ± 2
Statistical analysis
  • Placebo · Wilcoxon (Mann-Whitney) · p = 0.13Two-tailed
Post-hocAberrant Behavior Checklist - Lethargy/Social Withdrawal Subscale Change From Baseline

Aberrant Behavior Checklist (ABC) measures symptom subscales for individuals with neurodevelopmental disorders. The ABC-lethargy/social withdrawal subscale measures lethargy/social withdrawal and related symptoms and the subscale score range is 0 (least symptomatic) to 48 (most symptomatic). The ABC is completed by parents/caregivers.

Time frame:
Baseline and 7 days
Reported as:
Mean · units on a scale
Aberrant Behavior Checklist - Lethargy/Social Withdrawal Subscale Change From Baseline
units on a scaleNicotinePlacebo
Aberrant Behavior Checklist - Lethargy/Social Withdrawal Subscale Change From Baseline-2 ± 3-7 ± 4
Statistical analysis
  • Placebo · Wilcoxon (Mann-Whitney) · p = 0.13Two-tailed
Post-hocAberrant Behavior Checklist - Stereotypic Behavior Subscale Change From Baseline

Aberrant Behavior Checklist (ABC) measures symptom subscales for individuals with neurodevelopmental disorders. The ABC-stereotypic behavior subscale measures stereotypic behaviors and related symptoms and the subscale score range is 0 (least symptomatic) to 21 (most symptomatic). The ABC is completed by parents/caregivers.

Time frame:
Baseline and 7 days
Reported as:
Mean · units on a scale
Aberrant Behavior Checklist - Stereotypic Behavior Subscale Change From Baseline
units on a scaleNicotinePlacebo
Aberrant Behavior Checklist - Stereotypic Behavior Subscale Change From Baseline-2 ± 3-4 ± 4
Statistical analysis
  • Placebo · Wilcoxon (Mann-Whitney) · p = 0.50Two-tailed
Post-hocAberrant Behavior Checklist - Hyperactivity Subscale Change From Baseline

Aberrant Behavior Checklist (ABC) measures symptom subscales for individuals with neurodevelopmental disorders. The ABC-hyperactivity subscale measures hyperactivity and related symptoms and the subscale score range is 0 (least symptomatic) to 48 (most symptomatic). The ABC is completed by parents/caregivers.

Time frame:
Baseline and 7 days
Reported as:
Mean · units on a scale
Aberrant Behavior Checklist - Hyperactivity Subscale Change From Baseline
units on a scaleNicotinePlacebo
Aberrant Behavior Checklist - Hyperactivity Subscale Change From Baseline-7 ± 6-6 ± 6
Statistical analysis
  • Nicotine vs Placebo · Wilcoxon (Mann-Whitney) · p = 1.0 (P value was calculated to \>0.99 and thus rounded to 1.0.)Two-tailed
Post-hocAberrant Behavior Checklist - Inappropriate Speech Subscale Change From Baseline

Aberrant Behavior Checklist (ABC) measures symptom subscales for individuals with neurodevelopmental disorders. The ABC-Inappropriate speech subscale measures Inappropriate speech and related symptoms and the subscale score range is 0 (least symptomatic) to 12 (most symptomatic). The ABC is completed by parents/caregivers.

Time frame:
Baseline and 7 days
Reported as:
Mean · units on a scale
Aberrant Behavior Checklist - Inappropriate Speech Subscale Change From Baseline
units on a scaleNicotinePlacebo
Aberrant Behavior Checklist - Inappropriate Speech Subscale Change From Baseline-1 ± 20.2 ± 0.8
Statistical analysis
  • Placebo · Wilcoxon (Mann-Whitney) · p = 0.25Two-tailed
Post-hocGlobal Aggressive Behavior Improvement

Caregivers asked which treatment week showed the greatest improvement in aggressive or irritable behavior

Time frame:
Baseline and 7 days
Reported as:
Count of participants · Participants
Global Aggressive Behavior Improvement
ParticipantsNicotinePlacebo
Global Aggressive Behavior Improvement42
Statistical analysis
  • Placebo · Binomial test · p = 0.69

Adverse events

Collected over Duration of trial (3 weeks).. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Nicotine0/7 (0%)0/7 (0%)0/7 (0%)
Placebo0/7 (0%)0/7 (0%)1/7 (14.3%)
Most frequent other events
Most frequent other events
EventNicotinePlacebo
NightmareNervous system disorders0/71/7
DyspepsiaGastrointestinal disorders0/71/7

Baseline characteristics

One subject was enrolled and randomized but later determined to be ineligible for the study and not included in the baseline analysis population.

Age, Continuous
Age, Continuous(years)All Study Participants
Mean24 ± 3
Sex: Female, Male
Sex: Female, Male(Participants)All Study Participants
Female1
Male6
Race and Ethnicity Not Collected
Race and Ethnicity Not Collected(Participants)All Study Participants
Region of Enrollment
Region of Enrollment(Participants)All Study Participants
United States7
Aberrant Behavior Checklist-Irritability
Aberrant Behavior Checklist-Irritability(units on a scale)All Study Participants
Mean25 ± 8
Aberrant Behavior Checklist-Lethargy/Social withdrawal
Aberrant Behavior Checklist-Lethargy/Social withdrawal(units on a scale)All Study Participants
Mean20 ± 13
Aberrant Behavior Checklist-Stereotypic behavior
Aberrant Behavior Checklist-Stereotypic behavior(units on a scale)All Study Participants
Mean9 ± 7
Aberrant Behavior Checklist-Hyperactivity
Aberrant Behavior Checklist-Hyperactivity(units on a scale)All Study Participants
Mean26 ± 11

3 further baseline measures are reported on the registry.

08

Study locations

1 site
  • Yale University
    New Haven, Connecticut 06511, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Aug 29, 2017
  • Informed consent form · Nov 29, 2017

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on May 6, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02552147
Lead sponsor
Yale University
Collaborators
Autism Speaks
Responsible party
Sponsor
First posted
Sep 16, 2015
Start date
Sep 2015
Primary completion
Nov 17, 2017
Completion
Nov 17, 2017
Results posted
Mar 14, 2019
Last update
May 6, 2022

Study contacts

Alan S Lewis, MD, PhD
principal investigator · Lecturer in psychiatry

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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