CClinicalTrials.gg
CompletedNCT02516969Updated Jan 14, 2022Results posted

Surgery With or Without Adjuvant Stereotactic Body Radiotherapy

An interventional study of Stereotactic Body Radiotherapy in Head and Neck Cancer, sponsored by David A. Clump, MD, PhD. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2022-01-14.

Sponsored by David A. Clump, MD, PhD · Not applicable, Interventional, and Treatment

Phase
Not applicable
Study type
Interventional
Enrollment
7
Allocation
Not applicable
Ages
18 Years and older
Sex
All
01

Study summary

Comparison of patients with operable, recurrent previously-irradiated squamous cell head-and-neck cancers with or without adjuvant SBRT.

Read the detailed description

This study aims to determine prognostic factors that may predict the likelihood of local failure, regional failure, to guide future management, to compare the impact of adjuvant SBRT versus a wait-and-see approach on patient reported quality of life (PR-QoL), and to compare surgical versus SBRT-induced immunological serum markers in relation to local control. Recruitment includes patients with recurrent or second-primary head-and-neck squamous cell carcinomas within a previously-irradiated field with high-risk features compromised/positive surgical margins or extra-nodal extension) following macroscopic complete (R0/R1) salvage surgery.

Participants receive Stereotactic Body Radiotherapy at the following levels:

Treatment Volumes \<25cc will receive 40Gy (5 fractions of 8Gy per fraction) or treatment Volumes ≥25cc will receive 44-50Gy (5 fractions of 8.8-10Gy per fraction). Ideally all tumors volumes ≥25cc will receive 50Gy over 5 fractions, however at the discretion of the treating radiation oncologist based on tumor bed volume, prior radiation dose, and proximity to critical organs the dose can be reduced to 44Gy over 5 fractions as outlined in prior SBRT protocols. Evaluations to compare the efficacy of adjuvant SBRT versus wait-and-see, include Local Control, Regional and distant control, Progression-free survival, Overall survival and Patient-Reported Quality-of-Life (PR-QoL).

Evaluations conducted to assess the safety of adjuvant SBRT following salvage surgery include recording of all toxicity data per National Cancer Institute Common Toxicity Criteria Events Scale version 4.0 and prospectively administering the previously-validated University of Washington Quality-of-Life-Revised (UW-QoL-R) questionnaire measuring patient-reported quality-of-life (PR-QoL).

02

Conditions studied

  • Head and Neck Cancer

Keywords

  • Stereotactic Body Radiotherapy (SBRT)
03

In context

Head and Neck Neoplasms

2,344 studies on the registry are indexed under Head and Neck Neoplasms; 551 are open to participants now.

This study's enrollment of 7 is below the median of 47 across 1,751 interventional studies indexed under Head and Neck Neoplasms.

Browse Head and Neck Neoplasms studies →

Lead sponsor

David A. Clump, MD, PhD is the lead sponsor of 5 studies on the registry; none are open to participants now.

Of its 5 completed or terminated interventional studies of FDA-regulated products, 5 (100%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  • Pathologically proven recurrent or second-primary head-and-neck cancer receiving prior radiotherapy with or without chemotherapy.
  • Prior radiotherapy to a dose of ≥50Gy
  • No evidence of distant metastases
  • Macroscopic complete salvage surgery with curative intent (surgery was not performed only for biopsy or palliation). Final pathology and imaging must indicate a R0 or R1 resection (no gross disease remaining).
  • High-risk pathologic features must be present: compromised/positive surgical margins (≤ 2mm) or extra-nodal extension (patient with other high-risk features gross perinueral invasion, bone invasion, angiolyphatic invasion, or a constellation of these factors may be eligible based on case-by-case basis at discretion of principal investigator).
  • Karnofsky Performance Status ≥60 (ECOG 0-2)
  • Any number or type of prior chemotherapy is allowed (patient may receive concurrent or adjuvant systemic therapy such as cetuximab at the discretion of the treating oncologic team)

Exclusion criteria

Exclusion Criteria:

  • Evidence of distant metastases on any staging or imaging modality
  • Women who are breast feeding, or have a positive pregnancy test (reproductive age should use effective birth control during study if randomized to SBRT treatment arm)
  • Any patient with gross residual disease following salvage surgery
  • Any co-morbidity or condition of sufficient severity to limit full compliance with the protocol per assessment by the principal investigator.
05

Study design

Phase
Not applicable
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
7 participants (actual)

Study arms

  • Experimental
    Stereotactic Body Radiotherapy

    Subjects will receive Stereotactic Body Radiotherapy at the following levels: Treatment Volumes \<25cc will receive 40Gy (5 fractions of 8Gy per fraction) or treatment Volumes ≥25cc will receive 44-50Gy (5 fractions of 8.8-10Gy per fraction). Ideally all tumors volumes ≥25cc will receive 50Gy over 5 fractions, however at the discretion of the treating radiation oncologist based on tumor bed volume, prior radiation dose, and proximity to critical organs the dose can be reduced to 44Gy over 5 fractions as outlined in prior SBRT protocols.

    Radiation: Stereotactic Body Radiotherapy

Interventions

  • RadiationStereotactic Body Radiotherapy

    Radiation

    Also known as: SBRT

06

What researchers measure

Primary outcomes

  1. 1-year Local Control

    Local progression-free-survival (LPFS) is the number of months from the initiation of study treatment until (local) progression of disease or death from any cause. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

    Time frame: Up to 1 year

Secondary outcomes

  1. Number of Participants With Acute Toxicities of Adjuvant SBRT

    Toxicities are assess according to the National Cancer Institute Common Toxicity Criteria Events Scale (CTCAE), v4. Acute toxicities are those seen within 3 months of completion of Stereotactic Body Radiotherapy. Toxicity in patients is documented immediately prior to randomization and 8-12 weeks post-treatment. Adverse events are Grade 1 and 2 and Serious Adverse events are Grade 3 and 4 events.

    Time frame: Up to 2 years

  2. Number of Participants With Late Toxicities of Adjuvant SBRT

    Toxicities will be assessed according to the National Cancer Institute Common Toxicity Criteria Events Scale (CTCAE), v4. Late toxicities will be those seen after 3 months of completion of Stereotactic Body Radiotherapy. Adverse events are Grade 1 and 2 and Serious Adverse events are Grade 3 and 4 events.

    Time frame: Up to 2 years

  3. Progression-free Survival (PFS) Locoregional

    LRPFS is defined as the time from the date of randomization to the date of local or regional recurrence, whichever occurs first, or the date of death from any cause. Subjects who are alive and have not progressed will be censored at their last follow-up date. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

    Time frame: Up to 2 years

  4. Progression-free Survival (DPFS) Distant

    Distant progression-free-survival (DPFS) is the time from the date of randomization to the date of distant progression or the date of death from any cause. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

    Time frame: Up to 2 years

  5. Overall Progression Free Survival (PFS)

    Overall progression free survival is the total of the three survival time measurements; PFS = local + regional + distant. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

    Time frame: Up to 2 years

  6. Overall Survival (OS)

    The overall survival time is the measurement of time between the date of randomization and death from any cause.

    Time frame: Up to 5 years

  7. Quality of Life (UW-QoL-R)

    The University of Washington Quality of Life questionnaire (revised) is a self-administered 16 item inquiry given to patients with head and neck cancer. The first 12 items ask the patient to score domains (such as pain, appearance, swallowing) from 0 (worse) to 100 (best). The arithmetic mean is then computed, yielding one number between 0 and 100. The higher the number, the "better" the patient is considered to be faring. The item simply asks the patient to choose the top 3 issues which have been bothering the patient over the past 7 days. The issues include physical symptoms, emotions and appearance. The final 3 questions provide a global assessment by asking the patient to consider their overall well-being over the past 7 days and provide possible answers ranging from excellent to very poor. For trial analysis: Period=1: before surgery, Period=2: after surgery, but before SBRT for patients in the SBRT arm, Period=3: after SBRT.

    Time frame: Up to 2 years

07

Results

Posted Jan 14, 2022

Participant flow

Participant flow — Overall Study
MilestoneStereotactic Body RadiotherapyObservation
Started34
Completed34
Not completed00

Outcome measures

Primary1-year Local Control

Local progression-free-survival (LPFS) is the number of months from the initiation of study treatment until (local) progression of disease or death from any cause. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

Time frame:
Up to 1 year
Reported as:
Median · months
1-year Local Control
monthsStereotactic Body RadiotherapyObservation Cohort
1-year Local ControlNA (NA to NA)NA (2 to NA)
SecondaryNumber of Participants With Acute Toxicities of Adjuvant SBRT

Toxicities are assess according to the National Cancer Institute Common Toxicity Criteria Events Scale (CTCAE), v4. Acute toxicities are those seen within 3 months of completion of Stereotactic Body Radiotherapy. Toxicity in patients is documented immediately prior to randomization and 8-12 weeks post-treatment. Adverse events are Grade 1 and 2 and Serious Adverse events are Grade 3 and 4 events.

Time frame:
Up to 2 years
Reported as:
Count of participants · Participants
Number of Participants With Acute Toxicities of Adjuvant SBRT
ParticipantsStereotactic Body RadiotherapyObservation Cohort
Grade 3 - Oral Mucositis10
Grade 1 Dysphagia11
Grade 1 Dysphonia10
Grade 1 Edema10
Grade 1 Fatigue11
Grade 1 Lymphedema11
Grade 1 Odynophagia10
Grade 1 Pain10
Grade 1 Radiation Dermatitis10
Grade 1 Xerostomia11
Grade 2 Xerostomia10
Grade 2 Pain10
Grade 1 Dysgeusia01
Grade 2 Fibrosis01
Grade 1 Jaw Pain01
Grade 1 Otalgia01
Grade 1 telangiectasia01
Grade 1 Trismus01
SecondaryNumber of Participants With Late Toxicities of Adjuvant SBRT

Toxicities will be assessed according to the National Cancer Institute Common Toxicity Criteria Events Scale (CTCAE), v4. Late toxicities will be those seen after 3 months of completion of Stereotactic Body Radiotherapy. Adverse events are Grade 1 and 2 and Serious Adverse events are Grade 3 and 4 events.

Time frame:
Up to 2 years
Reported as:
Count of participants · Participants
Number of Participants With Late Toxicities of Adjuvant SBRT
ParticipantsStereotactic Body RadiotherapyObservation Cohort
Grade 3 Pneumonia10
Grade 1 Aspiration20
Grade 1 Dysgeusia20
Dysphagia10
Grade 1 Fatigue10
Grade 1 Fibrosis10
Grade 2 Fibrosis10
Grade 2 Infection (Thrush)10
Grade 1 Lymphedema10
Grade 2 Lymphedema10
Grade 2 Pain10
Grade 1 Trismus10
Grade 2 Ulceration10
Grade 1 Xerostomia10
Grade 2 Xerostomia10
SecondaryProgression-free Survival (PFS) Locoregional

LRPFS is defined as the time from the date of randomization to the date of local or regional recurrence, whichever occurs first, or the date of death from any cause. Subjects who are alive and have not progressed will be censored at their last follow-up date. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

Time frame:
Up to 2 years
Reported as:
Median · months
Progression-free Survival (PFS) Locoregional
monthsStereotactic Body RadiotherapyObservation Cohort
Progression-free Survival (PFS) LocoregionalNA (NA to NA)NA (2 to NA)
SecondaryProgression-free Survival (DPFS) Distant

Distant progression-free-survival (DPFS) is the time from the date of randomization to the date of distant progression or the date of death from any cause. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

Time frame:
Up to 2 years
Reported as:
Median · months
Progression-free Survival (DPFS) Distant
monthsStereotactic Body RadiotherapyObservation Cohort
Progression-free Survival (DPFS) DistantNA (NA to NA)NA (11 to NA)
SecondaryOverall Progression Free Survival (PFS)

Overall progression free survival is the total of the three survival time measurements; PFS = local + regional + distant. Progression is defined as the appearance of a new metastatic lesion or objective tumor progression. Clinically detected lesions will only be considered measurable when superficial (vis-à-vis skin modules and palpable lymph nodes). The lesion must be accurately measured in at least one dimension ≥ 10mm. Methods for measuring disease status include CT, PET/CT or MRI.

Time frame:
Up to 2 years
Reported as:
Median · months
Overall Progression Free Survival (PFS)
monthsStereotactic Body RadiotherapyObservation Cohort
Overall Progression Free Survival (PFS)NA (NA to NA)NA (2 to NA)
SecondaryOverall Survival (OS)

The overall survival time is the measurement of time between the date of randomization and death from any cause.

Time frame:
Up to 5 years
Reported as:
Median · months
Overall Survival (OS)
monthsStereotactic Body RadiotherapyObservation
Overall Survival (OS)NA (NA to NA)NA (NA to NA)
SecondaryQuality of Life (UW-QoL-R)

The University of Washington Quality of Life questionnaire (revised) is a self-administered 16 item inquiry given to patients with head and neck cancer. The first 12 items ask the patient to score domains (such as pain, appearance, swallowing) from 0 (worse) to 100 (best). The arithmetic mean is then computed, yielding one number between 0 and 100. The higher the number, the "better" the patient is considered to be faring. The item simply asks the patient to choose the top 3 issues which have been bothering the patient over the past 7 days. The issues include physical symptoms, emotions and appearance. The final 3 questions provide a global assessment by asking the patient to consider their overall well-being over the past 7 days and provide possible answers ranging from excellent to very poor. For trial analysis: Period=1: before surgery, Period=2: after surgery, but before SBRT for patients in the SBRT arm, Period=3: after SBRT.

Time frame:
Up to 2 years
Reported as:
Median · score on a scale
Quality of Life (UW-QoL-R)
score on a scaleStereotactic Body RadiotherapyObservation
Period 1: Pain100.00 (100.00 to 100.00)75.00 (75.00 to 75.00)
Period 2: Pain100.00 (100.00 to 100.00)75.00 (37.50 to 100.00)
Period 3: Pain75.00 (50.00 to 75.00)NA (NA to NA)
Period 1: Appearance75.00 (75.00 to 75.00)75.00 (75.00 to 75.00)
Period 2: Appearance50.00 (50.00 to 50.00)87.50 (50.00 to 100.00)
Period 3: Appearance75.00 (62.50 to 100.00)NA (NA to NA)
Period 1: Activity50.00 (50.00 to 50.00)75.00 (75.00 to 75.00)
Period 2: Activity50.00 (50.00 to 50.00)75.00 (62.50 to 87.50)
Period 3: Activity62.50 (62.50 to 75.00)NA (NA to NA)
Period 1: Recreation62.50 (50.00 to 75.00)75.00 (75.00 to 75.00)
Period 2: Recreation25.00 (25.00 to 25.00)75.00 (62.50 to 87.50)
Period 3: Recreation62.50 (62.50 to 75.00)NA (NA to NA)
Period 1: Swallowing67.00 (67.00 to 67.00)67.00 (67.00 to 67.00)
Period 2: Swallowing67.00 (67.00 to 67.00)67.00 (33.50 to 83.50)
Period 3: Swallowing67.00 (67.00 to 67.00)NA (NA to NA)
Period 1: Chewing50.00 (0.00 to 100.00)100.00 (100.00 to 100.00)
Period 2: Chewing50.00 (50.00 to 50.00)75.00 (50.00 to 100.00)
Period 3: Chewing50.00 (50.00 to 100.00)NA (NA to NA)
Period 1: Speech75.25 (67.00 to 83.50)67.00 (67.00 to 67.00)
Period 2: Speech33.00 (33.00 to 33.00)100.00 (100.00 to 100.00)
Period 3: Speech67.00 (66.50 to 100.00)NA (NA to NA)
Period 1: Shoulder100.00 (100.00 to 100.00)100.00 (100.00 to 100.00)
Period 2: Shoulder100.00 (100.00 to 100.00)100.00 (83.50 to 100.00)
Period 3: Shoulder67.00 (66.50 to 100.00)NA (NA to NA)
Period 1: Taste50.00 (33.00 to 67.00)67.00 (67.00 to 67.00)
Period 2: Taste33.00 (33.00 to 33.00)67.00 (50.00 to 83.50)
Period 3: Taste67.00 (50.00 to 67.00)NA (NA to NA)
Period 1: Saliva50.00 (33.00 to 67.00)67.00 (67.00 to 67.00)
Period 2: Saliva0.00 (0.00 to 0.00)83.50 (50.00 to 100.00)
Period 3: Saliva67.00 (33.00 to 76.00)NA (NA to NA)
Period 1: Mood75.00 (75.00 to 75.00)75.00 (75.00 to 75.00)
Period 2: Mood50.00 (50.00 to 50.00)75.00 (50.00 to 75.00)
Period 3: Mood75.00 (75.00 to 75.00)NA (NA to NA)
Period 1: Anxiety83.50 (67.00 to 100.00)67.00 (67.00 to 67.00)
Period 2: Anxiety67.00 (67.00 to 67.00)67.00 (50.00 to 83.50)
Period 3: Anxiety100.00 (67.00 to 100.00)NA (NA to NA)

Adverse events

Collected over Up to 24 months. Non-serious events are listed at a 0% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Stereotactic Body Radiotherapy0/3 (0%)2/3 (66.7%)3/3 (100%)
Observation Cohort2/4 (50%)0/4 (0%)2/4 (50%)
Most frequent serious events
Most frequent serious events
EventStereotactic Body RadiotherapyObservation Cohort
Oral MucositisGastrointestinal disorders1/30/4
PneumoniaRespiratory, thoracic and mediastinal disorders1/30/4
Most frequent other events
Showing 10 of 17
Most frequent other events
EventStereotactic Body RadiotherapyObservation Cohort
LymphedemaVascular disorders3/31/4
PainGeneral disorders3/31/4
XerostomiaGastrointestinal disorders3/31/4
DysphagiaGastrointestinal disorders2/31/4
FatigueGeneral disorders2/31/4
DysgeusiaNervous system disorders2/31/4
FibrosisMusculoskeletal and connective tissue disorders2/31/4
AspirationRespiratory, thoracic and mediastinal disorders2/30/4
DysphoniaInvestigations1/30/4
EdemaGeneral disorders1/30/4

Baseline characteristics

All patients participating in the trial.

Age, Continuous
Age, Continuous(years)Stereotactic Body RadiotherapyObservation CohortTotal
Median63 (58.00 to 67.00)64 (58.00 to 71.50)63 (58 to 67)
Sex: Female, Male
Sex: Female, Male(Participants)Stereotactic Body RadiotherapyObservation CohortTotal
Female202
Male145
Race (NIH/OMB)
Race (NIH/OMB)(Participants)Stereotactic Body RadiotherapyObservation CohortTotal
American Indian or Alaska Native000
Asian000
Native Hawaiian or Other Pacific Islander000
Black or African American000
White347
More than one race000
Unknown or Not Reported000
Karnofsky Performance Status (KPS)
Karnofsky Performance Status (KPS)(score on a scale)Stereotactic Body RadiotherapyObservation CohortTotal
Median80.0 (60.00 to 80.00)80.0 (80.00 to 85.00)80.0 (80.0 to 80.0)
08

Study locations

1 site
  • UPMC Shadyside Radiation Oncology
    Pittsburgh, Pennsylvania 15232, United States
09

References and documents

Study documents

  • Protocol and statistical analysis plan · Apr 29, 2020

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 14, 2022, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02516969
Lead sponsor
David A. Clump, MD, PhD
Responsible party
David A. Clump, MD, PhD (Associate Professor, University of Pittsburgh) — Sponsor-investigator
First posted
Aug 6, 2015
Start date
Aug 2015
Primary completion
May 30, 2019
Completion
Aug 6, 2021
Results posted
Jan 14, 2022
Last update
Jan 14, 2022

Study contacts

David A Clump, MD
principal investigator · University of Pittsburgh

Oversight

Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Dec 2021. You cannot join it, but the record below documents what was studied.

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