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CompletedNCT02083926Updated Mar 18, 2021Results posted

Ketamine Infusion for Social Anxiety Disorder

An Early Phase 1 interventional study of Ketamine and Saline in Social Anxiety Disorder, sponsored by Yale University. Completed at 1 site in United States. Open to participants aged 18 Years to 65 Years. Per ClinicalTrials.gov, last updated 2021-03-18.

Sponsored by Yale University · Early Phase 1, Interventional, and Treatment

Phase
Early Phase 1
Study type
Interventional
Enrollment
18
Allocation
Randomized
Ages
18 Years to 65 Years
Sex
All
01

Study summary

  • Social Anxiety Disorder (SAD) is common and causes significant impairment.
  • First-line treatments for Social Anxiety Disorder are only partially effective. Many SAD patients experience little or inadequate symptom relief with available treatments.
  • Ketamine is a potent NMDA receptor antagonist. Ketamine represents an agent with a potentially novel mechanism of action for the treatment of anxiety disorders.
  • Ketamine has demonstrated efficacy in the treatment of psychiatric disorders closely related to Social Anxiety Disorder including Major Depression, Bipolar Depression and possibly Obsessive-Compulsive Disorder.

Ketamine represents the possibility to provide rapid symptom relief to patients with SAD and may provide the mechanism for future drug development to treat SAD more rapidly and effectively.

Read the detailed description

Roughly one-third to one-half of patients with generalized SAD do not experience significant clinical benefit from current evidence-based treatment for SAD such as pharmacotherapy with selective serotonin reuptake inhibitors (SSRI) or venlafaxine and cognitive behavioral therapy (CBT). Failure of anxiety relief in patients with SAD is a source of substantial morbidity, distress, and decreases in quality of life. Novel pharmacological treatments are needed to improve patient outcomes with SAD.

Converging lines of evidence from neuroimaging and pharmacological studies support the importance of glutamate abnormalities in the pathogenesis of SAD. In a Magnetic Resonance Spectroscopy (MRS) study, an elevated glutamate to creatinine ratio was found in the anterior cingulate cortex of SAD patients when compared to healthy controls. Elevated thalamic glutamine levels have been demonstrated in patients with SAD. Pre-clinical rodent studies have also established a strong link between glutamate regulation and anxiety.

Ketamine is a potent antagonist of the N-methyl-D-aspartate (NMDA) receptor, a major type of glutamate receptor in the brain. Ketamine is routinely used for anesthetic induction because of its dissociative properties. However in research studies, ketamine is effective treatment in reducing symptoms in depressive and possibly anxiety disorders. In multiple controlled clinical studies, ketamine has produced a rapid antidepressant effect in unipolar and bipolar depression. Ketamine's anti-depressant effects peak 1-3 days following infusion. Ketamine's antidepressant effect is observed long after ketamine has been metabolized and excreted by the body and after ketamine's sedative and dissociative effects have dissipated.

The results of several clinical studies suggest that ketamine may also have significant anxiolytic effects. Patients with major depressive disorder given a single ketamine infusion have shown strong and significant reductions in comorbid anxiety symptoms. A trial including 11 depressed patients demonstrated a significant reduction in anxiety symptoms (Hamilton Anxiety Rating Scale (HAM-A)) following ketamine infusion. This improvement is supported by one of the earlier placebo-controlled trials of ketamine which demonstrated that the psychic anxiety item was one of 4 (out of 21) items on the Hamilton Depression Rating Scale (HAM-D) demonstrating significant improvement after ketamine infusion.

The investigators goal is to conduct a randomized, placebo-controlled crossover study to explore the efficacy and time course of action of intravenous ketamine in the treatment of SAD.

02

Conditions studied

  • Social Anxiety Disorder

Keywords

  • Social Anxiety Disorder
  • SAD
  • Ketamine
03

In context

Anxiety Disorders

4,868 studies on the registry are indexed under Anxiety Disorders; 1,390 are open to participants now.

This study's enrollment of 18 is below the median of 80 across 4,174 interventional studies indexed under Anxiety Disorders.

Browse Anxiety Disorders studies →

Lead sponsor

Yale University is the lead sponsor of 1,724 studies on the registry; 298 are open to participants now.

Of its 210 completed or terminated interventional studies of FDA-regulated products, 126 (60%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 65 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Adult between the ages of 18 and 65 years
  2. Meet DSM IV criteria for Social Anxiety Disorder by structured clinical interview (SCID) and have a LSAS >60 with or without co-morbid MDD

Exclusion criteria

Exclusion Criteria:

  1. Positive pregnancy test
  2. History of substance abuse disorder within the last 6 months or positive urine toxicology on screening (within the previous 6 months).
  3. History of pervasive developmental disorder or psychotic disorder by DSM-IV-TR criteria
  4. Medical comorbidity that significantly increases the risks associated with ketamine infusion (e.g. untreated hypertension, significant cardiovascular disease)
05

Study design

Phase
Early Phase 1
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Crossover assignment
Masking
Quadruple (Participant, Care provider, Investigator, Outcomes assessor)
Enrollment
18 participants (actual)

Study arms

  • Experimental
    Ketamine infusion

    A ketamine infusion was given on day 0 (28) at a dose of 0.5mg/kg over 40 minutes. Assessments were conducted pre-infusion, 3-h post-infusion, and days 1 (1+28), 2 (2+28), 3 (3+28), 5 (5+28), 7 (7+28), 10 (10+28) and 14 (14+28) post-infusion.

    Drug: Ketamine

  • Experimental
    Saline infusion

    A saline infusion was given on day 0 (28) at a dose of 0.5mg/kg over 40 minutes. Assessments were conducted pre-infusion, 3-h post-infusion, and days 1 (1+28), 2 (2+28), 3 (3+28), 5 (5+28), 7 (7+28), 10 (10+28) and 14 (14+28) post-infusion.

    Other: Saline

Interventions

  • DrugKetamine

    Ketamine (a single 0.5mg/kg intravenously over 40 minutes).

    Also known as: Ketalar

  • OtherSaline

    Saline (a single 0.5mg/kg intravenously over 40 minutes).

    Also known as: Placebo

06

What researchers measure

Primary outcomes

  1. Visual Analogue Scale for Anxiety Symptoms (VAS-anxiety)

    Instrument that tries to measure anxiety, that is believed to range across a continuum of values and cannot easily be directly measured.We used a straight horizontal line of 100 mm in length. The ends were defined as the extreme limits of the parameter to be measured (anxiety); oriented from the left (no anxiety) to the right (worst anxiety ever felt). The patient marks on the line the point that they feel represents their perception of their current state.The VAS score is determined by measuring in millimeters from the left hand end of the line to the point that the patient marks. We examined Visual Analog Scale (VAS) for anxiety symptoms at screening, 1 hour prior to infusion, 1, 2 and 3 hours after infusion, 1, 2, 3, 5, 7, 10, and 14 days following a single ketamine/saline infusion.

    Time frame: Day 1 (1+28)

  2. Liebowitz Social Anxiety Score (LSAS)

    Clinician-administered scale for the assessment of fear and avoidance found in social phobia (SAD); it has 24 items divided into 2 subscales, 13 for performance anxiety, and 11 for social situations each rated from 0 to 3 (0=none,1=mild,2=moderate,3=definite). The sum scores for Fear and Avoidance results in an overall score (max 144 points). There are 4 clinician subscales: fear of social interaction, fear of performance, avoidance of social interaction and avoidance of performance 0 to 30= SAD is unlikely 30 to 60=SAD is probable 60 to 90=SADis very probable \>90= SAD highly probable

    Time frame: Day 1 (1+28)

07

Results

Posted Mar 18, 2021
Limitations and caveats
A significant limitation of our study was that 17 of 18 subjects correctly identified when they received ketamine, suggesting that the use of saline as a placebo control for ketamine led to inadequate blinding.

Participant flow

Participant flow — Overall Study
MilestoneKetamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28
Started99
Completed89
Not completed10
Withdrew: Withdrawal by subject10

Outcome measures

PrimaryVisual Analogue Scale for Anxiety Symptoms (VAS-anxiety)

Instrument that tries to measure anxiety, that is believed to range across a continuum of values and cannot easily be directly measured.We used a straight horizontal line of 100 mm in length. The ends were defined as the extreme limits of the parameter to be measured (anxiety); oriented from the left (no anxiety) to the right (worst anxiety ever felt). The patient marks on the line the point that they feel represents their perception of their current state.The VAS score is determined by measuring in millimeters from the left hand end of the line to the point that the patient marks. We examined Visual Analog Scale (VAS) for anxiety symptoms at screening, 1 hour prior to infusion, 1, 2 and 3 hours after infusion, 1, 2, 3, 5, 7, 10, and 14 days following a single ketamine/saline infusion.

Time frame:
Day 1 (1+28)
Reported as:
Mean · units on a scale
Visual Analogue Scale for Anxiety Symptoms (VAS-anxiety)
units on a scaleKetamine Infusion on Day 0 or Day 28Saline Infusion on Day 0 or Day 28
Visual Analogue Scale for Anxiety Symptoms (VAS-anxiety)12.1 ± 18.619.6 ± 18.5
PrimaryLiebowitz Social Anxiety Score (LSAS)

Clinician-administered scale for the assessment of fear and avoidance found in social phobia (SAD); it has 24 items divided into 2 subscales, 13 for performance anxiety, and 11 for social situations each rated from 0 to 3 (0=none,1=mild,2=moderate,3=definite). The sum scores for Fear and Avoidance results in an overall score (max 144 points). There are 4 clinician subscales: fear of social interaction, fear of performance, avoidance of social interaction and avoidance of performance 0 to 30= SAD is unlikely 30 to 60=SAD is probable 60 to 90=SADis very probable \>90= SAD highly probable

Time frame:
Day 1 (1+28)
Reported as:
Mean · score on a scale
Liebowitz Social Anxiety Score (LSAS)
score on a scaleKetamine Infusion on Day 0 or Day 28Saline Infusion on Day 0 or Day 28
Liebowitz Social Anxiety Score (LSAS)66.1 ± 30.986.1 ± 30

Adverse events

Collected over 1 hour after infusion. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Ketamine Infusion on Day 0 or Day 280/18 (0%)0/18 (0%)15/18 (83.3%)
Saline Infusion on Day 0 or Day 280/17 (0%)0/17 (0%)4/17 (23.5%)
Most frequent other events
Showing 10 of 27
Most frequent other events
EventKetamine Infusion on Day 0 or Day 28Saline Infusion on Day 0 or Day 28
Spaced outNervous system disorders13/184/17
things seem unrealNervous system disorders9/183/17
parestesias and numbnessNervous system disorders9/180/17
gaps in your memoryNervous system disorders8/180/17
things seem to be movingNervous system disorders7/182/17
Feel like a spectatorNervous system disorders7/182/17
Things you can't account forNervous system disorders6/181/17
dizzinessNervous system disorders6/180/17
Feel disconnected from your own bodyNervous system disorders5/182/17
Feel as if you were in a tunnelNervous system disorders5/181/17

Baseline characteristics

Age, Categorical
Age, Categorical(Participants)Ketamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28Total
<=18 years000
Between 18 and 65 years9918
>=65 years000
Age, Continuous
Age, Continuous(years)Ketamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28Total
Mean30.78 ± 13.5028.67 ± 8.6629.72 ± 11.05
Sex: Female, Male
Sex: Female, Male(Participants)Ketamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28Total
Female257
Male7411
Race/Ethnicity, Customized
Race/Ethnicity, Customized(Participants)Ketamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28Total
Non-Hispanic White8614
Non-Hispanic Asian022
Hispanic112
Region of Enrollment
Region of Enrollment(participants)Ketamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28Total
United States9918
Visual Analogue Scale for anxiety symptoms (VAS-anxiety)
Visual Analogue Scale for anxiety symptoms (VAS-anxiety)(units on a scale)Ketamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28Total
Mean47.22 ± 18.8957.78 ± 19.7047.22 ± 18.89
Liebowitz Social Anxiety Score (LSAS)
Liebowitz Social Anxiety Score (LSAS)(units on a scale)Ketamine Infusion on Day 0, Saline Infusion on Day 28Saline Infusion on Day 0, Ketamine Infusion on Day 28Total
Mean93.89 ± 19.3787.44 ± 14.5390.67 ± 16.94
08

Study locations

1 site
  • Connecticut Mental Health Center
    New Haven, Connecticut 06519, United States
09

References and documents

Publications

  • Abdallah CG, Averill LA, Collins KA, Geha P, Schwartz J, Averill C, DeWilde KE, Wong E, Anticevic A, Tang CY, Iosifescu DV, Charney DS, Murrough JW. Ketamine Treatment and Global Brain Connectivity in Major Depression. Neuropsychopharmacology. 2017 May;42(6):1210-1219. doi: 10.1038/npp.2016.186. Epub 2016 Sep 8. PubMed 27604566 ↗
  • Aitken RC. Measurement of feelings using visual analogue scales. Proc R Soc Med. 1969 Oct;62(10):989-93. doi: 10.1177/003591576906201005. No abstract available. PubMed 4899510 ↗
  • Davey HM, Barratt AL, Butow PN, Deeks JJ. A one-item question with a Likert or Visual Analog Scale adequately measured current anxiety. J Clin Epidemiol. 2007 Apr;60(4):356-60. doi: 10.1016/j.jclinepi.2006.07.015. Epub 2006 Dec 27. PubMed 17346609 ↗
  • Freitas-Ferrari MC, Hallak JE, Trzesniak C, Filho AS, Machado-de-Sousa JP, Chagas MH, Nardi AE, Crippa JA. Neuroimaging in social anxiety disorder: a systematic review of the literature. Prog Neuropsychopharmacol Biol Psychiatry. 2010 May 30;34(4):565-80. doi: 10.1016/j.pnpbp.2010.02.028. Epub 2010 Mar 4. PubMed 20206659 ↗
  • Glue P, Medlicott NJ, Harland S, Neehoff S, Anderson-Fahey B, Le Nedelec M, Gray A, McNaughton N. Ketamine's dose-related effects on anxiety symptoms in patients with treatment refractory anxiety disorders. J Psychopharmacol. 2017 Oct;31(10):1302-1305. doi: 10.1177/0269881117705089. Epub 2017 Apr 26. PubMed 28441895 ↗
  • Taylor JH, Landeros-Weisenberger A, Coughlin C, Mulqueen J, Johnson JA, Gabriel D, Reed MO, Jakubovski E, Bloch MH. Ketamine for Social Anxiety Disorder: A Randomized, Placebo-Controlled Crossover Trial. Neuropsychopharmacology. 2018 Jan;43(2):325-333. doi: 10.1038/npp.2017.194. Epub 2017 Aug 29. PubMed 28849779 ↗

Study documents

  • Protocol and statistical analysis plan · Nov 18, 2015

Documents are hosted by the registry — open the source record to download them.

Individual participant data

Plan to share: No

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 18, 2021, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT02083926
Lead sponsor
Yale University
Collaborators
Patterson Trust Mentored Research Award: Clinical, Health Services and Policy Research
Responsible party
Sponsor
First posted
Mar 11, 2014
Start date
Jan 2, 2015
Primary completion
Sep 27, 2016
Completion
Sep 27, 2016
Results posted
Mar 18, 2021
Last update
Mar 18, 2021

Study contacts

Michael H. Bloch, MD, MS
principal investigator · Yale University

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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