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CompletedNCT01776541Updated Feb 3, 2015Results posted

Safety and Immunogenicity of Two Doses of H5N1 Influenza Vaccine in Healthy Adults

A Phase 2 interventional study of Adjuvanted H5N1 pandemic influenza vaccine in Pandemic H5N1 Influenza, sponsored by Novartis Vaccines. Completed at 8 sites in 3 countries. Open to participants aged 18 Years to 64 Years, including healthy volunteers. Per ClinicalTrials.gov, last updated 2015-02-03.

Sponsored by Novartis Vaccines · Phase 2, Interventional, and Prevention

Phase
Phase 2
Study type
Interventional
Enrollment
979
Allocation
Randomized
Ages
18 Years to 64 Years
Sex
All
01

Study summary

Evaluate Safety, Tolerability and Immune Response of Adjuvanted H5N1 Cell Culture Derived Influenza Vaccine in Adult Subjects.

02

Conditions studied

  • Pandemic H5N1 Influenza

Keywords

  • Influenza, Pandemic, H5N1, Adults
03

In context

Influenza, Human

2,214 studies on the registry are indexed under Influenza, Human; 163 are open to participants now.

This study's enrollment of 979 is above the median of 238 across 1,853 interventional studies indexed under Influenza, Human.

Browse Influenza, Human studies →

Lead sponsor

Novartis Vaccines is the lead sponsor of 161 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 64 Years
Sexes eligible
All
Accepts healthy volunteers
Yes

Inclusion criteria

  1. Healthy adult subjects 18 to 64 years of age,
  2. Individuals willing to provide written informed consent,
  3. Individuals in good health,
  4. Individuals willing to allow for their serum samples to be stored beyond the study period.

Exclusion criteria

Exclusion Criteria:

  1. Individuals not able to understand and follow study procedures,
  2. History of any significant illness,
  3. History of any chronic medical condition or progressive disease,
  4. Presence of medically significant cancer,
  5. Known or suspected impairment/alteration of immune function,
  6. Presence of any progressive or severe neurologic disorder,
  7. Presence of any bleeding disorders or conditions that prolongs bleeding time,
  8. History of allergy to vaccine components,
  9. Receipt of any other investigational product within 30 days prior to entry into the study,
  10. History of previous H5N1 vaccination,
  11. Receipt of any other type of seasonal vaccination within 2 months prior to entry into the study,
  12. Receipt of any other vaccine within 2 weeks prior to entry into the study
  13. Body temperature ≥38°C.0 (≥100.4° F) and/or acute illness within 3 days of intended study vaccination,
  14. Pregnant or breast feeding,
  15. Females of childbearing potential refusing to use acceptable method of birth control,
  16. Body mass index (BMI) ≥ 35 kg/m2,
  17. History of drug or alcohol abuse,
  18. Any planned surgery during study period,
  19. Individuals conducting the study and their immediate family members,
  20. Individuals with behavioral or cognitive impairment or psychiatric diseases.
05

Study design

Phase
Phase 2
Primary purpose
Prevention
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Double (Participant, Investigator)
Enrollment
979 participants (actual)

Study arms

  • Experimental
    aH5N1c-High Dose

    Subjects received 2 injections of a high dose of cell culture-derived adjuvanted monovalent inactivated subunit H5N1 vaccine three weeks apart.

    Biological: Adjuvanted H5N1 pandemic influenza vaccine

  • Experimental
    aH5N1c-Low dose

    Subjects received 2 injections of a low dose of cell culture-derived adjuvanted monovalent inactivated subunit H5N1 vaccine three weeks apart.

    Biological: Adjuvanted H5N1 pandemic influenza vaccine

Interventions

  • BiologicalAdjuvanted H5N1 pandemic influenza vaccine

    Comparison of two doses of aH5N1c vaccine

06

What researchers measure

Primary outcomes

  1. Percentages Of Subjects Achieving Hemagglutinin Inhibition (HI) Titers ≥40 Against A/H5N1 Strain.

    The optimal aH5N1c vaccine formulation was evaluated in terms of percentages of subjects achieving HI titers ≥40 against homologous A/H5N1 strain, three weeks after second vaccination with either low dose or high dose of aH5N1c vaccine, according to the Center for Biologics Evaluation and Research (CBER) criterion. CBER criterion for the adult population is met if the lower limit of the two-sided 95% confidence interval (CI) for the percentages of subjects achieving HI titer ≥40 meets or exceeds 70%.

    Time frame: Three weeks after 2nd vaccination (day 43)

  2. Percentages Of Subjects Achieving Seroconversion Against A/H5N1 Strain.

    Immunogenicity was measured in terms of the percentages of subjects achieving seroconversion or significant increase in HI titer against the vaccine strain, three weeks after receiving two injections of low dose or high dose of aH5N1c vaccine according to the CBER criterion. Seroconversion is defined as either a) in subjects with a prevaccination HI titer \<10, a postvaccination titer ≥40; or b) in subjects with prevaccination HI titer ≥10, a minimum four-fold rise in postvaccination HI antibody titer. CBER criterion for the adult population is met if the lower limit of the two-sided 95% CI for the percentages of subjects achieving seroconversion for HI antibody titer meets or exceeds 40%.

    Time frame: Three weeks after 2nd vaccination (day 43)

  3. Number of Subjects Reporting Solicited Local and Systemic Adverse Events (AE), After Any Vaccination.

    Safety was assessed using the number of subjects who reported solicited local and systemic AEs following vaccination with either low or high dose of aH5N1c vaccine.

    Time frame: From day 1 through day 7 after any vaccination.

  4. Number of Subjects Reporting Unsolicited AEs After Any Vaccination.

    Safety was assessed using the number of subjects who reported any unsolicited adverse events, adverse events possibly or probably related to study vaccine, serious adverse events (SAEs), new onset of chronic diseases (NOCDs), medically attended AEs, AEs of special interest (AESIs), AEs leading to withdrawal from study following vaccination with either low or high dose of aH5N1c vaccine.

    Time frame: Any unsolicited AEs - day 1 through day 22 after any vaccination. SAEs, NOCDs. medically attended AEs, AESIs, AEs leading to study withdrawal- day 1 to day 387

Secondary outcomes

  1. Geometric Mean Ratios Against A/H5N1 Strain Following 2-dose Vaccination Schedule of Either Low Dose or High Dose aH5N1c Vaccine.

    Immunogenicity was measured as the geometric mean ratio (GMR). The ratio of postvaccination to prevaccination HI GMTs, 3 weeks after first vaccination, 3 weeks after second vaccination and 12 months after second vaccination of either low dose or high dose of aH5N1c is reported. The criterion is met according to the European Committee for Medicinal Products for Human Use (CHMP) criterion if the geometric mean increase GMR (day 43/day 1) in HI antibody titer is \>2.5 for subjects 18-60 years of age.

    Time frame: Day 1; day 22; day 43 and day 387

  2. Percentages Of Subjects With HI Titers ≥40 Against A/H5N1 Strain.

    Immunogenicity was assessed in terms of percentage of subjects achieving HI titers ≥40, 3 weeks after first vaccination, 3 weeks after second vaccination and 12 months after second vaccination of either low dose or high dose of aH5N1c according to the CHMP criterion. European Licensure (CHMP) criterion is met if the percentage of subjects achieving (at day 43) HI titers ≥40 is \>70%.

    Time frame: Day 1, day 22, day 43 and day 387

  3. Percentages Of Subjects Achieving Seroconversion Against A/H5N1 Strain.

    Immunogenicity was assessed in terms of percentages of subjects achieving seroconversion in HI titers, 3 weeks after first vaccination, 3 weeks after second vaccination and 12 months after second vaccination of either low dose or high dose aH5N1c vaccine according to the CHMP criterion. Seroconversion is defined as: a) for subjects with a prevaccination HI titer \<10, a postvaccination titer ≥40; or b) for subjects with prevaccination HI titer ≥10, a minimum four-fold rise in postvaccination HI antibody titer. The criterion is met according to the European (CHMP) guideline if the percentage of subjects achieving seroconversion (at day 43) is \>40%.

    Time frame: Day 22, day 43 and day 387

07

Results

Posted Feb 3, 2015

Participant flow

Subjects were enrolled at 4 centers in the US, 3 centers in Australia and 1 center in Thailand.

Participant flow — Overall Study
MilestoneHigh DoseLow Dose
Started488491
Completed432416
Not completed5675
Withdrew: Administrative reason62
Withdrew: Death40
Withdrew: Lost to follow-up2748
Withdrew: Unclassified54
Withdrew: Protocol violation21
Withdrew: Withdrawal by subject1220

Outcome measures

PrimaryPercentages Of Subjects Achieving Hemagglutinin Inhibition (HI) Titers ≥40 Against A/H5N1 Strain.

The optimal aH5N1c vaccine formulation was evaluated in terms of percentages of subjects achieving HI titers ≥40 against homologous A/H5N1 strain, three weeks after second vaccination with either low dose or high dose of aH5N1c vaccine, according to the Center for Biologics Evaluation and Research (CBER) criterion. CBER criterion for the adult population is met if the lower limit of the two-sided 95% confidence interval (CI) for the percentages of subjects achieving HI titer ≥40 meets or exceeds 70%.

Time frame:
Three weeks after 2nd vaccination (day 43)
Reported as:
Number · Percentages of subjects
Percentages Of Subjects Achieving Hemagglutinin Inhibition (HI) Titers ≥40 Against A/H5N1 Strain.
Percentages of subjectsHigh DoseLow Dose
Day 14 (3 to 6)4 (2 to 6)
Day 43 (N=451,440)85 (81 to 88)63 (58 to 68)
PrimaryPercentages Of Subjects Achieving Seroconversion Against A/H5N1 Strain.

Immunogenicity was measured in terms of the percentages of subjects achieving seroconversion or significant increase in HI titer against the vaccine strain, three weeks after receiving two injections of low dose or high dose of aH5N1c vaccine according to the CBER criterion. Seroconversion is defined as either a) in subjects with a prevaccination HI titer \<10, a postvaccination titer ≥40; or b) in subjects with prevaccination HI titer ≥10, a minimum four-fold rise in postvaccination HI antibody titer. CBER criterion for the adult population is met if the lower limit of the two-sided 95% CI for the percentages of subjects achieving seroconversion for HI antibody titer meets or exceeds 40%.

Time frame:
Three weeks after 2nd vaccination (day 43)
Reported as:
Number · Percentages of subjects
Percentages Of Subjects Achieving Seroconversion Against A/H5N1 Strain.
Percentages of subjectsHigh DoseLow Dose
Percentages Of Subjects Achieving Seroconversion Against A/H5N1 Strain.83 (79 to 86)61 (56 to 66)
PrimaryNumber of Subjects Reporting Solicited Local and Systemic Adverse Events (AE), After Any Vaccination.

Safety was assessed using the number of subjects who reported solicited local and systemic AEs following vaccination with either low or high dose of aH5N1c vaccine.

Time frame:
From day 1 through day 7 after any vaccination.
Reported as:
Number · Number of subjects
Number of Subjects Reporting Solicited Local and Systemic Adverse Events (AE), After Any Vaccination.
Number of subjectsHigh DoseLow Dose
Any Local322236
Injection site Erythema(N=471,471)40
Injection site Induration(N=471,471)5435
Injection site Ecchymosis(N=472,471)96
Injection site Pain(N=471,470)318235
Any Systemic223209
Nausea(N=472,471)5448
Myalgia(N=472,469)10878
Arthralgia(N=471,467)7052
Headache(N=471,469)126114
Fatigue(N=471,469)125108
Loss of Appetite(N=472,469)5338
Malaise(N=472,467)11797
Fever (≥38°C)(N=472,469)119
Treatment of pain and (or) fever(N=471,470)4031
Prevention of pain and (or) fever(N=471,470)714
Fever (≥40°C)(N=472,469)10
PrimaryNumber of Subjects Reporting Unsolicited AEs After Any Vaccination.

Safety was assessed using the number of subjects who reported any unsolicited adverse events, adverse events possibly or probably related to study vaccine, serious adverse events (SAEs), new onset of chronic diseases (NOCDs), medically attended AEs, AEs of special interest (AESIs), AEs leading to withdrawal from study following vaccination with either low or high dose of aH5N1c vaccine.

Time frame:
Any unsolicited AEs - day 1 through day 22 after any vaccination. SAEs, NOCDs. medically attended AEs, AESIs, AEs leading to study withdrawal- day 1 to day 387
Reported as:
Number · Number of subjects
Number of Subjects Reporting Unsolicited AEs After Any Vaccination.
Number of subjectsHigh DoseLow Dose
Any AEs9492
At least possibly related AEs3931
Any SAEs208
Deaths40
Medically attended AEs171153
AEs resulting in premature withdrawal from study40
AEs of Special Interest10
AEs leading to New Onset of Chronic Disease1114
SecondaryGeometric Mean Ratios Against A/H5N1 Strain Following 2-dose Vaccination Schedule of Either Low Dose or High Dose aH5N1c Vaccine.

Immunogenicity was measured as the geometric mean ratio (GMR). The ratio of postvaccination to prevaccination HI GMTs, 3 weeks after first vaccination, 3 weeks after second vaccination and 12 months after second vaccination of either low dose or high dose of aH5N1c is reported. The criterion is met according to the European Committee for Medicinal Products for Human Use (CHMP) criterion if the geometric mean increase GMR (day 43/day 1) in HI antibody titer is \>2.5 for subjects 18-60 years of age.

Time frame:
Day 1; day 22; day 43 and day 387
Reported as:
Geometric mean · Ratio
Geometric Mean Ratios Against A/H5N1 Strain Following 2-dose Vaccination Schedule of Either Low Dose or High Dose aH5N1c Vaccine.
RatioHigh DoseLow Dose
Day22/Day15.37 (4.6 to 6.27)2.43 (2.07 to 2.84)
Day43/Day1 (N=451,440)41 (34 to 49)11 (8.68 to 13)
Day387/Day1 (N=411,395)1.95 (1.73 to 2.19)1.24 (1.1 to 1.4)
SecondaryPercentages Of Subjects With HI Titers ≥40 Against A/H5N1 Strain.

Immunogenicity was assessed in terms of percentage of subjects achieving HI titers ≥40, 3 weeks after first vaccination, 3 weeks after second vaccination and 12 months after second vaccination of either low dose or high dose of aH5N1c according to the CHMP criterion. European Licensure (CHMP) criterion is met if the percentage of subjects achieving (at day 43) HI titers ≥40 is \>70%.

Time frame:
Day 1, day 22, day 43 and day 387
Reported as:
Number · Percentages of subjects
Percentages Of Subjects With HI Titers ≥40 Against A/H5N1 Strain.
Percentages of subjectsHigh DoseLow Dose
Day 14 (3 to 6)4 (2 to 6)
Day 22 (N=464,461)52 (47 to 56)30 (26 to 35)
Day 43 (N=451,440)85 (81 to 88)63 (58 to 68)
Day 387 (N=411,395)27 (22 to 31)11 (8 to 15)
SecondaryPercentages Of Subjects Achieving Seroconversion Against A/H5N1 Strain.

Immunogenicity was assessed in terms of percentages of subjects achieving seroconversion in HI titers, 3 weeks after first vaccination, 3 weeks after second vaccination and 12 months after second vaccination of either low dose or high dose aH5N1c vaccine according to the CHMP criterion. Seroconversion is defined as: a) for subjects with a prevaccination HI titer \<10, a postvaccination titer ≥40; or b) for subjects with prevaccination HI titer ≥10, a minimum four-fold rise in postvaccination HI antibody titer. The criterion is met according to the European (CHMP) guideline if the percentage of subjects achieving seroconversion (at day 43) is \>40%.

Time frame:
Day 22, day 43 and day 387
Reported as:
Number · Percentages of subjects
Percentages Of Subjects Achieving Seroconversion Against A/H5N1 Strain.
Percentages of subjectsHigh DoseLow Dose
Day 2248 (44 to 53)27 (23 to 31)
Day 43 (N=451,440)83 (71 to 91)61 (45 to 75)
Day 387 (N=411,395)22 (18 to 26)9 (6 to 12)

Adverse events

Collected over Solicited local and systemic adverse events from day 1 to 7. SAEs and Unsolicited AEs (other than SAEs) from day 1 to 387.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
High Dose—20/485 (4.1%)371/485 (76.5%)
Low Dose—8/490 (1.6%)324/490 (66.1%)
Total—28/975 (2.9%)695/975 (71.3%)
Most frequent serious events
Showing 10 of 27
Most frequent serious events
EventHigh DoseLow DoseTotal
PNEUMONIAInfections and infestations2/4850/4902/975
SEPSISInfections and infestations2/4850/4902/975
NEPHROLITHIASISRenal and urinary disorders2/4850/4902/975
MYOCARDIAL INFARCTIONCardiac disorders1/4850/4901/975
PANCREATITISGastrointestinal disorders1/4850/4901/975
CHOLECYSTITISHepatobiliary disorders1/4850/4901/975
CHOLELITHIASISHepatobiliary disorders1/4851/4902/975
APPENDICITISInfections and infestations1/4850/4901/975
GASTROENTERITIS VIRALInfections and infestations1/4850/4901/975
INFLUENZAInfections and infestations1/4850/4901/975
Most frequent other events
Showing 10 of 12
Most frequent other events
EventHigh DoseLow DoseTotal
INJECTION SITE PAINGeneral disorders319/485244/490563/975
HEADACHENervous system disorders134/485120/490255/975
FATIGUEGeneral disorders125/485111/490236/975
MALAISEGeneral disorders117/48597/490214/975
MYALGIAMusculoskeletal and connective tissue disorders112/48582/490194/975
INJECTION SITE ERYTHEMAGeneral disorders76/48561/490137/975
ARTHRALGIAMusculoskeletal and connective tissue disorders75/48560/490135/975
INJECTION SITE INDURATIONGeneral disorders59/48541/490100/975
NAUSEAGastrointestinal disorders58/48551/490109/975
DECREASED APPETITEMetabolism and nutrition disorders56/48538/49094/975

Baseline characteristics

Age, Continuous
Age, Continuous(years)High DoseLow DoseTotal
Mean39.0 ± 13.738.4 ± 14.238.7 ± 14.0
Sex: Female, Male
Sex: Female, Male(Participants)High DoseLow DoseTotal
Female285259544
Male203232435
08

Study locations

8 sites
  • 1 Miami Research Associates
    Miami, Florida 33143, United States
  • 2 Mercy Health Research
    St. Louis, Missouri 63141, United States
  • 3 Saint Louis University
    St. Louis, Missouri 63141, United States
  • 4 Benchmark Medical Research
    Austin, Texas 78705, United States
  • 48 Hunter Clinical Research
    Newcastle, New South Wales 2292, Australia
  • 46 CMAX
    Adelaide, South Australia 5000, Australia
  • 47 Linear Clinical Research
    Nedlands, Western Australia 6009, Australia
  • 80 Faculty of Tropical Medicine
    Bangkok, 1040, Thailand
09

References and documents

Publications

  • Frey SE, Shakib S, Chanthavanich P, Richmond P, Smith T, Tantawichien T, Kittel C, Jaehnig P, Mojares Z, Verma B, Kanesa-Thasan N, Hohenboken M. Safety and Immunogenicity of MF59-Adjuvanted Cell Culture-Derived A/H5N1 Subunit Influenza Virus Vaccine: Dose-Finding Clinical Trials in Adults and the Elderly. Open Forum Infect Dis. 2019 Mar 1;6(4):ofz107. doi: 10.1093/ofid/ofz107. eCollection 2019 Apr. PubMed 30968056 ↗
10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Feb 3, 2015, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01776541
Lead sponsor
Novartis Vaccines
Collaborators
Department of Health and Human Services
Responsible party
Sponsor
First posted
Jan 28, 2013
Start date
Jan 2013
Primary completion
Jun 2013
Completion
May 2014
Results posted
Feb 3, 2015
Last update
Feb 3, 2015

Study contacts

Novartis Vaccines and Diagnostics
study chair · Novartis Vaccines

Oversight

Data monitoring committee
No
View the source record on ClinicalTrials.gov ↗

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