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CompletedNCT01515137Updated Mar 28, 2023

Study of TARCEVA (Erlotinib) as Adjuvant Treatment for Locally Advanced Head and Neck Squamous Cell Carcinoma

A Phase 1 interventional study of Erlotinib and Erlotinib plus sulindac in Head and Neck Squamous Cell Carcinoma, sponsored by University of Pittsburgh. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2023-03-28.

Sponsored by University of Pittsburgh · Phase 1, Interventional, and Treatment

Phase
Phase 1
Study type
Interventional
Enrollment
47
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

This trial was originally designed and powered to compare biomarker modulation in the neo-adjuvant setting (erlotinib versus erlotinib plus sulindac versus placebo) with clinical response to erlotinib in the adjuvant setting. Since implementing the trial in late 2005, The investigators have encountered significant obstacles to implementing the adjuvant therapy phase of the trial.

  • Barriers included:

    1. disease recurrence
    2. patient refusal to take the agent
    3. patient refusal to travel to Pittsburgh for clinical evaluations.

Given the institutional challenges to implement and complete the adjuvant portion, the investigators have decided to change the primary endpoint to a biomarker modulation endpoint. To achieve this goal, the investigators determined that they needed 39 paired tissue specimens (see statistical justification below).

The central hypothesis to be tested in this study is that persistent activation of parallel and/or downstream pathways contributes to tumor progression in the setting of EGFR blockade. While not all head and neck squamous cell carcinoma (HNSCC) patients will respond to EGFR targeting, the optimal strategy to identify those subjects whose tumors are sensitive to EGFR inhibition remains unknown.

The primary objective is centered around the concept of tumor biomarkers which may be modulated by EGFR and Cox-2 inhibitors and may serve as future therapeutic targets for therapy. To this end patients on this trial will be randomly assigned to one of three arms to receive either Tarceva, Tarceva plus sulindac, or a placebo in the 2 week pre-operative period. A panel of biomarkers will be obtained by biopsy prior to pre-operative therapy and again at surgery. Biomarkers will be examined for modulation in the 2-week pre-operative period, for group differences, for treatment effects and for further understanding of protein signaling pathways.

Sample size for the primary objective

Modification of Statistical Design:

The primary endpoint is the difference between pre (biopsy) and post (surgery). There are 3 hypotheses of interest: (1) placebo vs erlotinib alone, (2) placebo versus erlotinib plus sulindac, and (3) erlotinib vs erlotinib + sulindac. With a randomization in a 3:5:5 ratio, we have 88% power, alpha = .01 for an omnibus test to show between-group differences of 1 log exist. This requires 39 patients. Basically, 39 patients will provide the ability to detect a one log difference between any 2 of the 3 groups in pre-post change.

Read the detailed description

Head and neck squamous cell carcinoma (HNSCC) constitutes 3 percent of all malignancies and is the sixth most common malignancy worldwide. There will be an estimated 38,000 new cases and 11,000 deaths in the United States in 2004 and approximately 500,000 cases worldwide yearly [1]. Squamous cell carcinoma accounts for at least 95 percent of all head and neck cancers. Surgical treatment remains the standard of therapy for patients with resectable HNSCC. For patients with high risk of local or distant relapse, radiation therapy (RT) alone, or in combination with chemotherapy, is given after surgery to improve loco-regional control and overall survival.

Neoadjuvant chemotherapy for patients with respectable HNSCC remains an experimental option for these patients. A two-week delay in definitive surgical resection in patients with operable HNSCC is not thought to impact the clinical outcome of these patients and in many cases may be needed to complete all of the preoperative work-up. As a result, a study design involving a two-week preoperative course of therapy in patients with operable HNSCC should not be a concern.

EGFR as a therapeutic target in HNSCC

Epidermal growth factor receptor (EGFR) is a 170-Kda transmembrane protein that is thought to be important in the proliferation and survival of cancer cells [2]. Overexpression of EGFR has been found in several malignancies, including head and neck, lung, breast, prostate, bladder, and pancreatic cancer [3-7]. In HNSCC, EGFR and its ligand TGF are overexpressed in 80-90% of tumors compared to normal mucosa; [8] the coexpression of receptor and ligand implicates an autocrine regulatory pathway in HNSCC carcinogenesis. The clinical relevance of EGFR overexpression as an independent prognostic factor in HNSCC has been well demonstrated. High tumor EGFR levels are correlated with advanced stage,[9] increased tumor size, [9] decreased survival,[10-13] increased recurrence,[10] and decreased sensitivity to radiation treatment [14]. A recent study suggests that high serum EGFR levels may even correlate with higher head and neck tumor grade [15]. The overexpression of EGFR and ligand in partially and fully transformed HNSCC tissue, its correlation with poor clinical outcome, and the aberrant function of the EGFR network in HNSCC provide compelling evidence of a relationship between EGFR and the development and progression of HNSCC, and suggest a role for EGFR as a target for cancer therapy.

EGFR has been targeted at the extracellular domain by blocking ligand binding, at the intracellular domain by inhibiting tyrosine kinase activity, and at the genetic level by targeting production of the receptor itself. EGFR-specific monoclonal antibodies interfere with ligand binding, while conjugation of an EGFR ligand or antibody to a bacterially derived toxin enables the delivery of a cytotoxic agent to the cell surface. Many of the EGFR-targeting agents are undergoing clinical evaluation in HNSCC. In general, clinical responses in HNSCC patients with advanced disease have only been observed when these agents have been combined with cytotoxic chemotherapy or radiation therapy. Clinical trials using EGFR inhibitors as adjuvant therapy for HNSCC are currently underway.

02

Conditions studied

  • Head and Neck Squamous Cell Carcinoma

Keywords

  • Head and Neck
  • Locally Advanced Head and Neck Squamous Cell Carcinoma
03

In context

Squamous Cell Carcinoma of Head and Neck

1,711 studies on the registry are indexed under Squamous Cell Carcinoma of Head and Neck; 544 are open to participants now.

This study's enrollment of 47 is close to the median of 50 across 1,456 interventional studies indexed under Squamous Cell Carcinoma of Head and Neck.

Browse Squamous Cell Carcinoma of Head and Neck studies →

Lead sponsor

University of Pittsburgh is the lead sponsor of 1,414 studies on the registry; 168 are open to participants now.

Of its 8 completed or terminated interventional studies of FDA-regulated products, 4 (50%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Go through the criteria one by one — yes, no or not sure — and take the list to your doctor or the study team. Kept in this browser only.

Inclusion criteria

  • Histologically or cytologically confirmed, previously untreated HNSCC.
  • Clinical stage II, III or IVA disease without distant metastasis, as defined by the American Joint Committee on Cancer Staging System, Sixth edition (See Appendix I).
  • Primary tumors of the oral cavity, oropharynx, hypopharynx, or larynx will be included. Primary tumors of the sinuses, paranasal sinuses, or nasopharynx, or unknown primary tumors are NOT allowed.
  • Macroscopic complete resection of the primary tumor must be planned.
  • Patients will be willing to receive postoperative therapy with platinum and radiation if qualified based on criteria listed in treatment plan.
  • Age 18 years.
  • ECOG performance status 0-1 (See Appendix II).
  • Adequate hematologic, renal and hepatic function, as defined by:

    • Absolute neutrophil count (ANC) greater than 1,500/ul, platelets greater than 100,000/ul.
    • Creatinine less than 1.5 x institutional upper limit of normal (ULN).
    • Bilirubin less than 1.5 x ULN, AST or ALT 2.5 x ULN.
  • Have signed written informed consent.

Exclusion criteria

Exclusion Criteria:

  • Subjects who fail to meet the above criteria.
  • Pregnancy or breastfeeding. Women of childbearing potential (WOCBP) must practice acceptable methods of birth control to prevent pregnancy.
  • Subjects with a ECOG performance status of 2 or worse.
  • Evidence of distant metastasis.
  • Any other malignancy active within 5 years except for non-melanoma skin cancer or carcinoma in situ of the cervix, DCIS or LCIS of the breast.
  • Prior history of HNSCC.
  • Prior therapy targeting the EGFR pathway.
  • Known severe hypersensitivity to sulindac or other non-steroidal anti-inflammatory drugs (NSAIDs), including aspirin.
  • Any unresolved chronic toxicity greater than grade 2 from previous anticancer therapy (except alopecia), according to Common Terminology Criteria for Adverse Events v3.0 (CTCAE).
  • Incomplete healing from previous major surgery.
  • Acute hepatitis, known HIV, or active uncontrolled infection.
  • History of uncontrolled cardiac disease; i.e., uncontrolled hypertension, unstable angina, myocardial infarction within prior 6 months, untreated known coronary artery disease, uncontrolled congestive heart failure, and cardiomyopathy with decreased ejection fraction.
  • Any preexisting active interstitial lung disease (patients with chronic stable radiographic changes who are asymptomatic are NOT excluded).
  • Treatment with anticoagulants, except when used to maintain the patency of a central venous line.
  • Uncontrolled peptic or gastric ulcer disease, or gastrointestinal bleeding within prior 6 months.
  • Active alcohol abuse or other illness that carries a likelihood of inability to comply with study treatment and follow-up.
  • Treatment with a non-approved or investigational drug within 30 days prior to Day 1 of study treatment.
05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Single (Participant)
Enrollment
47 participants (actual)

Study arms

  • Experimental
    Arm A erlotinib plus sulindac

    erlotinib (150 mg PO QD) plus sulindac (150 mg PO BID) (Arm A),

    Drug: Erlotinib plus sulindac

  • Experimental
    Arm B erlotinib

    erlotinib (150 mg PO QD) (Arm B)

    Drug: Erlotinib

  • Experimental
    Arm C

    placebo (for Erlotinib) QD (Arm C).

    Drug: Placebo

Interventions

  • Erlotinib (150 mg PO QD) plus sulindac (150 mg PO BID) (Arm A), Erlotinib (150 mg PO QD) (Arm B) or placebo (for Erlotinib) QD (Arm C).

    Also known as: Tarceva

  • DrugErlotinib plus sulindac

    Drug pages: Erlotinib · Sulindac

    Erlotinib (150 mg PO QD) plus sulindac (150 mg PO BID) (Arm A), Erlotinib (150 mg PO QD) (Arm B) or placebo (for Erlotinib) QD (Arm C).

    Also known as: Tarceva

  • DrugPlacebo

    Erlotinib (150 mg PO QD) plus sulindac (150 mg PO BID) (Arm A), Erlotinib (150 mg PO QD) (Arm B) or placebo (for Erlotinib) QD (Arm C).

    Also known as: Tarceva

06

What researchers measure

Primary outcomes

  1. Phase II Study of TARCEVA (Erlotinib) as Adjuvant Treatment for Locally Advanced Head and Neck Squamous Cell Carcinoma with Evaluation of Neoadjuvant Biomarker Modulation with TARCEVA vs. TARCEVA Plus Sulindac

    Primary objective centered around concept of tumor biomarkers which may be modulated by EGFR \& Cox-2 inhibitors \& may serve as future therapeutic targets for therapy. Patients on this trial to be randomly assigned to 1 of 3 arms in the 2 week pre-operative period. A panel of biomarkers will be obtained by biopsy prior to pre-operative therapy and again at surgery. Biomarkers will be examined for modulation in the 2-week pre-operative period, for group differences, for treatment effects and for further understanding of protein signaling pathways.

    Time frame: 10 years

07

Study locations

1 site
  • University of Pittsburgh Cancer Institute
    Pittsburgh, Pennsylvania 15232, United States
08

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Mar 28, 2023, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
09

Registry details

Key details

Study ID
NCT01515137
Collaborators
OSI Pharmaceuticals
Responsible party
Sponsor
First posted
Jan 23, 2012
Start date
Nov 2005
Primary completion
Sep 2014
Completion
Sep 2014
Last update
Mar 28, 2023

Study contacts

Jennifer Grandis, MD
principal investigator · University of Pittsburgh

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

Not currently enrolling

This study is completed, as verified in Jan 2016. You cannot join it, but the record below documents what was studied.

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Studies of the drugs tested here: Erlotinib · Sulindac

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