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CompletedNCT01007149NATAIRUpdated Jul 20, 2012Results posted

Effect of Omalizumab in Patients With Severe Persistent Non-atopic Uncontrolled Asthma

A Phase 3 interventional study of omalizumab and Placebo in Asthma, sponsored by Novartis Pharmaceuticals. Completed at 10 sites in France. Open to participants aged 18 Years to 70 Years. Per ClinicalTrials.gov, last updated 2012-07-20.

Sponsored by Novartis Pharmaceuticals · Phase 3, Interventional, and Basic science

Phase
Phase 3
Study type
Interventional
Enrollment
79
Allocation
Randomized
Ages
18 Years to 70 Years
Sex
All
01

Study summary

This study will assess the change in the expression of FcεRI receptors of blood basophils and dendritic cells after 16 weeks of treatment with omalizumab as compared with placebo, in adult patients with non-atopic severe persistent asthma, uncontrolled despite optimal therapy.

02

Conditions studied

  • Asthma

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Keywords

  • Severe asthma,
  • non-atopic,
  • omalizumab
03

In context

Asthma

3,921 studies on the registry are indexed under Asthma; 507 are open to participants now.

This study's enrollment of 79 is close to the median of 83 across 2,752 interventional studies indexed under Asthma.

Browse Asthma studies →

Lead sponsor

Novartis Pharmaceuticals is the lead sponsor of 2,673 studies on the registry; 228 are open to participants now.

Of its 576 completed or terminated interventional studies of FDA-regulated products, 431 (75%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years to 70 Years
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

Severe persistent asthma with the following characteristics:

  • Uncontrolled according to Global Initiative for Asthma (GINA) 2007 guidelines and at least 2 exacerbations having required systemic corticosteroid and/or at least 1 hospitalization or emergency room visit in the past year.
  • Treated with high-dose inhaled corticosteroid (i.e. > 1,000 µg beclometasone dipropionate equivalent per day) plus inhaled long-acting β2 agonist (with or without maintenance oral corticosteroid).
  • Non-atopic, i.e. negative blood multiallergic testing and negative Aspergillus-specific IgE-radio allergosorbent blood test and negative skin prick tests to a battery of common aeroallergens

Exclusion criteria

Exclusion Criteria:

  • Current smokers or smoking history stopped for less than 3 years or > 10 pack years.
  • Asthma exacerbation during the 4 weeks prior to randomization.
  • Active lung disease other than non-atopic asthma.
  • Patients with an active cancer, a suspicion of cancer or any history of cancer with less than 5 disease free years.
  • Pregnant or nursing (lactating) women.
  • Treatment with omalizumab.

Other protocol-defined inclusion/exclusion criteria may apply

05

Study design

Phase
Phase 3
Primary purpose
Basic science
Allocation
Randomized
Intervention model
Parallel assignment
Masking
Triple (Participant, Investigator, Outcomes assessor)
Enrollment
79 participants (actual)

Study arms

  • Experimental
    Omalizumab

    Participants received subcutaneous injections of omalizumab every 2 weeks or every 4 weeks; dosage dependent on IgE level and body weight.

    Drug: omalizumab

  • Placebo comparator
    Placebo

    Participants received subcutaneous injections of placebo to omalizumab every 2 weeks or every 4 weeks.

    Drug: Placebo

Interventions

  • Drugomalizumab

    Omalizumab was supplied in 5mL vials with solution for subcutaneous injection.

  • DrugPlacebo

    Placebo was supplied in vials with solution for subcutaneous injection.

06

What researchers measure

Primary outcomes

  1. Change From Baseline in the Expression of FcεRI Receptors of Blood Basophils

    Venous blood samples were collected at screening and at Week 16. Flow cytometry analysis determined the FcεRI receptors expression of blood basophils (mean fluorescence intensity(MFI)). Relative change in mean fluorescence intensity at the end of study was expressed as a percentage of baseline value.

    Time frame: Baseline and 16 weeks

  2. Change From Baseline in the Expression of FcεRI Receptors of Dendritic Cells

    Venous blood samples were collected at screening and at Week 16. Flow cytometry analysis determined the FcεRI receptors expression of dendritic cells (mean fluorescence intensity (MFI)). Relative change in mean fluorescence intensity at the end of study was expressed as a percentage of baseline value.

    Time frame: Baseline and 16 weeks

Secondary outcomes

  1. Change in Fractional Exhaled Nitric Oxide (FeNO)

    FeNO was measured at baseline, and after 4, 8, 12 and 16 weeks of treatment. Absolute change in FeNO was expressed at each time point versus baseline value.

    Time frame: Baseline and 4, 8, 12 and 16 weeks

  2. Change From Baseline in Induced Sputum Eosinophil Count

    The induced sputum eosinophil count was measured in a subset of patients in selected centers. Sputum samples were collected at screening and Week 16. Sputum eosinophil count was expressed as a percentage of total nonsquamous cells. Absolute change in sputum eosinophil count was expressed versus baseline value.

    Time frame: Baseline and 16 weeks

  3. Change From Baseline in Score of the Shortened Version of the Asthma Control Questionnaire (Symptoms Plus Short-acting β2-agonist)

    The shortened version of the asthma control questionnaire (symptoms plus β2-agonist) consists of 6 subscores (nighttime waking, symptoms on waking, activity limitation, shortness of breath, wheeze and rescue short-acting β2-agonist use) between 0 and 6 (0 = no impairment; 6 = maximum impairment) and a total score between 0 and 6 (subscores mean value). Absolute change in total score and subscores count was expressed versus baseline value. A decrease in score indicates improvement.

    Time frame: Baseline and 16 weeks

  4. Change From Baseline in Nasal Symptom Global Score and Individual Components

    Nasal symptom score calculated from six scales assessing the nasal symptom severity (sneezing, runny nose, congestion, itchy nose, postnasal drip and nasal symptoms overall). These six scores were rated on a scale from 1 to 7, with 7 being the worst rating. Absolute changes in these six scores were expressed versus baseline values. A negative change indicates improvement. The range of the global score was from 1 to 7, since this is the mean value of all the subscores.

    Time frame: Baseline and 16 weeks

  5. Physician and Patient Global Evaluation of Treatment Effectiveness

    The GETE is an assessment of asthma symptoms controlled in response to asthma treatment. The evaluation was performed independently by both investigator and patient using the same 5 point scale. The scale points are: excellent, good, moderate, poor and worsening. A good or excellent response is suggested as a means of defining a patient who has responded to treatment.

    Time frame: 16 weeks

  6. Change in Forced Expiratory Volume in 1 Second (FEV1) From Baseline to 16 Weeks

    Spirometry was conducted according to internationally accepted standards. At least three maneuvers were performed at each sampling timepoint. The FEV1 recorded was taken from the maneuver obtained from the single best test curve. The best test curve was defined as the spirogram that gave the largest FEV1.

    Time frame: Baseline and 16 weeks

  7. Number of Patients With at Least One Asthma-related Event Over 16 Weeks

    Asthma-related events were: unscheduled medical visits, emergency room visits and hospitalizations. Details of exacerbations requiring oral or IV corticosteroids were recorded at each visit.

    Time frame: 16 weeks

07

Results

Posted Jun 8, 2012

Participant flow

Participant flow — Overall Study
MilestoneOmalizumabPlacebo
Started2021
Completed2020
Not completed01
Withdrew: Administrative problems01

Outcome measures

PrimaryChange From Baseline in the Expression of FcεRI Receptors of Blood Basophils

Venous blood samples were collected at screening and at Week 16. Flow cytometry analysis determined the FcεRI receptors expression of blood basophils (mean fluorescence intensity(MFI)). Relative change in mean fluorescence intensity at the end of study was expressed as a percentage of baseline value.

Time frame:
Baseline and 16 weeks
Reported as:
Mean · Percent change in MFI
Change From Baseline in the Expression of FcεRI Receptors of Blood Basophils
Percent change in MFIOmalizumabPlacebo
Change From Baseline in the Expression of FcεRI Receptors of Blood Basophils-84.4 ± 17.8027.7 ± 87.90
SecondaryChange in Fractional Exhaled Nitric Oxide (FeNO)

FeNO was measured at baseline, and after 4, 8, 12 and 16 weeks of treatment. Absolute change in FeNO was expressed at each time point versus baseline value.

Time frame:
Baseline and 4, 8, 12 and 16 weeks
Reported as:
Mean · parts per billion (ppb)
Change in Fractional Exhaled Nitric Oxide (FeNO)
parts per billion (ppb)OmalizumabPlacebo
Week 4 (N = 19, 19)2.5 ± 21.28-5.9 ± 29.72
Week 8 (N = 18, 20)4.3 ± 25.48-7.4 ± 30.19
Week 12 (N = 19, 18)1.0 ± 17.291.3 ± 30.26
Week 16 (N = 18, 19)2.4 ± 18.190.7 ± 17.57
SecondaryChange From Baseline in Induced Sputum Eosinophil Count

The induced sputum eosinophil count was measured in a subset of patients in selected centers. Sputum samples were collected at screening and Week 16. Sputum eosinophil count was expressed as a percentage of total nonsquamous cells. Absolute change in sputum eosinophil count was expressed versus baseline value.

Time frame:
Baseline and 16 weeks
Reported as:
Mean · Percentage of total nonsquamous cells
Change From Baseline in Induced Sputum Eosinophil Count
Percentage of total nonsquamous cellsOmalizumabPlacebo
Change From Baseline in Induced Sputum Eosinophil Count-10.2 ± 32.382.2 ± 10.94
SecondaryChange From Baseline in Score of the Shortened Version of the Asthma Control Questionnaire (Symptoms Plus Short-acting β2-agonist)

The shortened version of the asthma control questionnaire (symptoms plus β2-agonist) consists of 6 subscores (nighttime waking, symptoms on waking, activity limitation, shortness of breath, wheeze and rescue short-acting β2-agonist use) between 0 and 6 (0 = no impairment; 6 = maximum impairment) and a total score between 0 and 6 (subscores mean value). Absolute change in total score and subscores count was expressed versus baseline value. A decrease in score indicates improvement.

Time frame:
Baseline and 16 weeks
Reported as:
Mean · Score units
Change From Baseline in Score of the Shortened Version of the Asthma Control Questionnaire (Symptoms Plus Short-acting β2-agonist)
Score unitsOmalizumabPlacebo
Total score-0.5 ± 0.98-0.5 ± 1.43
Nighttime waking0.1 ± 1.61-0.8 ± 1.69
Symptoms on waking-0.6 ± 1.32-0.9 ± 1.73
Activity limitation-0.7 ± 1.34-0.5 ± 1.94
Shortness of breath-0.9 ± 1.29-0.6 ± 1.75
Wheeze (N = 19, 21)-0.8 ± 1.62-0.3 ± 1.79
Use of rescue short-acting β2-agonist-0.3 ± 0.570.3 ± 1.45
SecondaryChange From Baseline in Nasal Symptom Global Score and Individual Components

Nasal symptom score calculated from six scales assessing the nasal symptom severity (sneezing, runny nose, congestion, itchy nose, postnasal drip and nasal symptoms overall). These six scores were rated on a scale from 1 to 7, with 7 being the worst rating. Absolute changes in these six scores were expressed versus baseline values. A negative change indicates improvement. The range of the global score was from 1 to 7, since this is the mean value of all the subscores.

Time frame:
Baseline and 16 weeks
Reported as:
Mean · Score units
Change From Baseline in Nasal Symptom Global Score and Individual Components
Score unitsOmalizumabPlacebo
Global score-0.8 ± 0.74-0.3 ± 1.38
Sneezing-1.1 ± 1.10-0.4 ± 1.12
Runny nose-0.9 ± 1.20-0.6 ± 1.83
Congestion-0.6 ± 1.39-0.7 ± 2.24
Itchy nose-0.4 ± 0.840.1 ± 1.92
Postnasal drip-0.6 ± 1.500.3 ± 1.37
Nasal symptoms overall-1.2 ± 1.44-0.2 ± 1.81
SecondaryPhysician and Patient Global Evaluation of Treatment Effectiveness

The GETE is an assessment of asthma symptoms controlled in response to asthma treatment. The evaluation was performed independently by both investigator and patient using the same 5 point scale. The scale points are: excellent, good, moderate, poor and worsening. A good or excellent response is suggested as a means of defining a patient who has responded to treatment.

Time frame:
16 weeks
Reported as:
Number · Participants
Physician and Patient Global Evaluation of Treatment Effectiveness
ParticipantsOmalizumabPlacebo
Physician's evaluation - Excellent21
Physician's evaluation - Good64
Physician's evaluation - Moderate38
Physician's evaluation - Poor96
Physician's evaluation - Worsening02
Patient's evaluation - Excellent20
Patient's evaluation - Good75
Patient's evaluation - Moderate69
Patient's evaluation - Poor54
Patient's evaluation - Worsening02
SecondaryChange in Forced Expiratory Volume in 1 Second (FEV1) From Baseline to 16 Weeks

Spirometry was conducted according to internationally accepted standards. At least three maneuvers were performed at each sampling timepoint. The FEV1 recorded was taken from the maneuver obtained from the single best test curve. The best test curve was defined as the spirogram that gave the largest FEV1.

Time frame:
Baseline and 16 weeks
Reported as:
Mean · Liters
Change in Forced Expiratory Volume in 1 Second (FEV1) From Baseline to 16 Weeks
LitersOmalizumabPlacebo
Change in Forced Expiratory Volume in 1 Second (FEV1) From Baseline to 16 Weeks0.25 ± 0.380.00 ± 0.20
SecondaryNumber of Patients With at Least One Asthma-related Event Over 16 Weeks

Asthma-related events were: unscheduled medical visits, emergency room visits and hospitalizations. Details of exacerbations requiring oral or IV corticosteroids were recorded at each visit.

Time frame:
16 weeks
Reported as:
Number · Participants
Number of Patients With at Least One Asthma-related Event Over 16 Weeks
ParticipantsOmalizumabPlacebo
Number of Patients With at Least One Asthma-related Event Over 16 Weeks911
PrimaryChange From Baseline in the Expression of FcεRI Receptors of Dendritic Cells

Venous blood samples were collected at screening and at Week 16. Flow cytometry analysis determined the FcεRI receptors expression of dendritic cells (mean fluorescence intensity (MFI)). Relative change in mean fluorescence intensity at the end of study was expressed as a percentage of baseline value.

Time frame:
Baseline and 16 weeks
Reported as:
Mean · Percent change in MFI
Change From Baseline in the Expression of FcεRI Receptors of Dendritic Cells
Percent change in MFIOmalizumabPlacebo
Change From Baseline in the Expression of FcεRI Receptors of Dendritic Cells-56.7 ± 19.7424.8 ± 111.71

Adverse events

Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Omalizumab—2/20 (10%)16/20 (80%)
Placebo—1/21 (4.8%)16/21 (76.2%)
Most frequent serious events
Most frequent serious events
EventOmalizumabPlacebo
AsthmaRespiratory, thoracic and mediastinal disorders2/200/21
Myocardial infarctionCardiac disorders0/201/21
Most frequent other events
Showing 10 of 38
Most frequent other events
EventOmalizumabPlacebo
AsthmaRespiratory, thoracic and mediastinal disorders6/2012/21
CoughRespiratory, thoracic and mediastinal disorders4/202/21
RhinitisInfections and infestations3/200/21
Back painMusculoskeletal and connective tissue disorders3/200/21
HeadacheNervous system disorders3/203/21
TachycardiaCardiac disorders2/200/21
Oedema peripheralGeneral disorders2/200/21
BronchitisInfections and infestations2/202/21
ParaesthesiaNervous system disorders2/200/21
DyspnoeaRespiratory, thoracic and mediastinal disorders2/201/21

Baseline characteristics

Age Continuous
Age Continuous(years)OmalizumabPlaceboTotal
Mean55.0 ± 9.6754.6 ± 12.7854.8 ± 11.23
Sex: Female, Male
Sex: Female, Male(Participants)OmalizumabPlaceboTotal
Female131326
Male7815
08

Study locations

10 sites
  • Novartis Investigative Site
    Arnaud de Villeneuve, France
  • Novartis Investigative Site
    Bethune, France
  • Novartis Investigative Site
    Bordeaux, France
  • Novartis Investigative Site
    Clamart, France
  • Novartis Investigative Site
    Lyon, France
  • Novartis Investigative Site
    Nantes, France
  • Novartis Investigative Site
    Paris, France
  • Novartis Investigative Site
    Strasbourg, France
  • Novartis Investigative Site
    Suresnes, France
  • Novartis Investigative Site
    Toulouse, France
09

References and documents

Publications

  • Garcia G, Magnan A, Chiron R, Contin-Bordes C, Berger P, Taille C, Devouassoux G, de Blay F, Couderc LJ, Didier A, O'Callaghan DS, Girodet PO, Bourdeix I, Le Gros V, Humbert M. A proof-of-concept, randomized, controlled trial of omalizumab in patients with severe, difficult-to-control, nonatopic asthma. Chest. 2013 Aug;144(2):411-419. doi: 10.1378/chest.12-1961. PubMed 23579324 ↗
10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jul 20, 2012, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
11

Registry details

Key details

Study ID
NCT01007149
Lead sponsor
Novartis Pharmaceuticals
Responsible party
Sponsor
First posted
Nov 3, 2009
Start date
Sep 2009
Primary completion
Feb 2011
Completion
Feb 2011
Results posted
Jun 8, 2012
Last update
Jul 20, 2012

Study contacts

Novartis Pharmaceuticals
study director · Novartis Pharmaceuticals
View the source record on ClinicalTrials.gov ↗

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