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CompletedNCT00821652Updated Jan 8, 2015

Randomized, Double Blind, Placebo-controlled Topical Resiquimod Adjuvant for NY-ESO-1 Protein Vaccination

A Phase 1 interventional study of NY-ESO-1 protein; Montanide ISA®-51 VG; Resiquimod and NY-ESO-1 protein; Montanide ISA®-51 VG; Resiquimod/placebo in Tumors, sponsored by Nina Bhardwaj. Completed at 1 site in United States. Open to participants aged 18 Years and older. Per ClinicalTrials.gov, last updated 2015-01-08.

Sponsored by Nina Bhardwaj · Phase 1, Interventional, and Treatment

Phase
Phase 1
Study type
Interventional
Enrollment
26
Allocation
Randomized
Ages
18 Years and older
Sex
All
01

Study summary

The study is designed to see if a course of injections containing the NY-ESO-1 protein (a tumor antigen, marker expressed by tumors); in combination with an immune stimulant (adjuvant) Montanide, with or without resiquimod (another adjuvant) is well tolerated and safe in patients with surgically resected Stage IIB, IIC, Stage III or Stage IV (AJCC criteria) melanoma, a tumor that expresses NY-ESO-1. In addition, this study is designed to see if the patient's body's defense (immune) system can be boosted (strengthened) by this vaccine and if the addition of resiquimod to the vaccine makes this more likely.

Read the detailed description

There is no published data on the application of topical resiquimod in combination with an antigen in Montanide, therefore, this study includes a 2-part design where Part I represents a dose-escalation part with topical resiquimod in an open-label fashion. Part II represents the randomized part.

In Part I, 2 cohorts are planned: If no dose-limiting toxicity (DLT) occurs by day 8 of the last vaccination cycle in the last patient enrolled the first cohort, 3 additional patients (cohort 2) will be enrolled. If no DLT occurs by day 8 of the last vaccination cycle in the last patient enrolled the second cohort in Part I, the trial will proceed to Part II where patients will be randomized.

02

Conditions studied

  • Tumors

Keywords

  • Tumor
  • NY-ESO-1 expression
  • Tumors that often express NY-ESO-1.
03

In context

Lead sponsor

Nina Bhardwaj is the lead sponsor of 7 studies on the registry; none are open to participants now.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
18 Years and older
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

Patients will be eligible for enrollment if they fulfill the following criteria:

  1. Histological diagnosis of surgically resected Stage IIB, IIC, Stage III or Stage IV (AJCC criteria) melanoma independent of NY-ESO-1 expression in a tumor biopsy
  2. At least 4 weeks since surgery prior to first dosing of study agent.
  3. Laboratory values within the following limits:

    Hemoglobin > 10.0 g/dL Neutrophil count > 1.5 x l09/L Lymphocyte count > Lower limit of institutional normal Platelet count > 80 x l09/L Serum creatinine \< 2.0 mg/dL Serum bilirubin \< 2 x upper limit of institutional normal AST/ALT \< 2 x upper limit of institutional normal

  4. Patients must have an ECOG performance status of \<2 (ECOG criteria published in [46])
  5. Life expectancy > 6 months.
  6. Age > 18 years.
  7. Able and willing to give written informed consent for participation in the trial (see Section 12.2)
  8. Patients enrolled in the adjuvant setting must have received standard curative therapy, e.g., surgery, radiation. Alternatively, patients can enter after refusing standard curative therapy only if therapy was clearly discussed with the treating physician or if they have failed another biologic therapy due to toxicity.

Exclusion criteria

Exclusion Criteria

Patients will be excluded from the study if they fulfill any of the following criteria:

  1. Serious illnesses, e.g., serious infections requiring antibiotics.
  2. Previous bone marrow or stem cell transplant.
  3. History of immunodeficiency disease (such as HIV) or autoimmune disease except vitiligo.
  4. Metastatic disease to the central nervous system.
  5. Other malignancy prior to entry into the study.
  6. No radiation therapy, prior biological therapy or surgery within 4 weeks prior to first dose of study agent.
  7. No prior chemotherapy or prior vaccine or immunotherapy.
  8. Concomitant treatment with systemic corticosteroids greater than physiologic doses. Topical (but not at the proposed vaccination sites) or inhalational steroids are permitted. (See also Section 6.7 for restrictions/recommendations on 'Ancillary Therapy'.)
  9. Participation in any other clinical trial involving another investigational agent within 4 weeks prior to first dose of study agent.
  10. Pregnancy or lactation.
  11. Women of childbearing potential not using a medically acceptable means of contraception.
  12. Patients with known history of inflammatory skin disorders (e.g.,psoriasis, lupus) that may be exacerbated by Resiquimod.
  13. Psychiatric or addictive disorders that may compromise the ability to give informed consent.
  14. Lack of availability of the patient for immunological and clinical follow-up assessment.
05

Study design

Phase
Phase 1
Primary purpose
Treatment
Allocation
Randomized
Intervention model
Factorial assignment
Masking
Triple (Participant, Care provider, Investigator)
Enrollment
26 participants (actual)

Study arms

  • Other
    Dose-esclation

    Part I represents a dose-escalation part with topical resiquimod in an open-label fashion.

    Drug: NY-ESO-1 protein; Montanide ISA®-51 VG; Resiquimod

  • Experimental
    2

    Part II: Eligible patients will be randomized to receive a subcutaneous vaccination of 100µg NY-ESO-1 protein emulsified in 1.25mL Montanide ISA®-51 VG (day 1) followed by topical placebo gel (Arm A) or topical resiquimod gel (Arm B) on days 1, 3 and 5; or resiquimod dosing regimen established in Part I.

    Drug: NY-ESO-1 protein; Montanide ISA®-51 VG; Resiquimod/placebo

Interventions

  • DrugNY-ESO-1 protein; Montanide ISA®-51 VG; Resiquimod

    Part I: a cohort of 3 patients to receive a subcutaneous vaccination of 100µg NY-ESO-1 protein emulsified in 1.25mL Montanide ISA®-51 VG (day 1) followed by topical resiquimod 1000 mg of the 0.2% gel on days 1, and 3. If no DLT observed, we will proceed to cohort 2 with Resiquimod dosing on days 1,3 and 5. If DLT is found in the second cohort, the trial will proceed to Part II; with the limited dosing for days 1 and 3 only, as used in the first cohort. If no DLT is found in second cohort, the trial will proceed to Part II with Resiquimod dosing for days1, 3 and 5.

  • DrugNY-ESO-1 protein; Montanide ISA®-51 VG; Resiquimod/placebo

    Part II: Eligible patients will be randomized to receive a subcutaneous vaccination of 100µg NY-ESO-1 protein emulsified in 1.25mL Montanide ISA®-51 VG (day 1) followed by topical placebo gel (Arm A) or topical resiquimod gel (Arm B) on days 1, 3 and 5; or resiquimod dosing regimen established in Part I. The cycles will be repeated every 3 weeks for a total of 4 cycles (on Study week 1, 4, 7 and 10). All procedures may occur within + 3 days of the planned date.

06

What researchers measure

Primary outcomes

  1. The primary objectives of the study are to define the safety and immunogenicity of vaccination with NY-ESO-1 protein emulsified in Montanide® ISA-51 VG when given with or without the topical TLR 7/8 agonist resiquimod.

    Time frame: Blood samples are obtained at baseline, 1 week after each vaccination, and at follow-up 1visit.

Secondary outcomes

  1. To document tumor response by RECIST criteria if applicable. Skin section analysis of resiquimod/placebo treated site for immune cell infiltration and gene expression analysis. Investigation of polymorphisms for TLR7/8 through germline SNP analysis

    Time frame: Skin biopsies will be obtained after the last vaccination cycle. Clinical hematology and biochemistry measurements will be taken at baseline, one week after the second vaccination and two to four weeks after the fourth vaccination

07

Study locations

1 site
  • Icahn School of Medicine at Mount Sinai
    New York, New York 10029, United States
08

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Jan 8, 2015, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
09

Registry details

Key details

Study ID
NCT00821652
Lead sponsor
Nina Bhardwaj
Collaborators
Cancer Research Institute, New York City
Responsible party
Nina Bhardwaj (Director, Immunotherapy Program, Icahn School of Medicine at Mount Sinai) — Sponsor-investigator
First posted
Jan 13, 2009
Start date
Feb 2009
Primary completion
Jan 2010
Completion
Dec 2014
Last update
Jan 8, 2015

Study contacts

Nina Bhardwaj, MD, PhD
principal investigator · Icahn School of Medicine at Mount Sinai
Rachel Sabado, PhD
study director · Icahn School of Medicine at Mount Sinai

Oversight

Data monitoring committee
Yes
View the source record on ClinicalTrials.gov ↗

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This study is completed, as verified in Dec 2014. You cannot join it, but the record below documents what was studied.

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