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CompletedNCT00495170Updated Feb 6, 2019Results posted

Concurrent Proton and Chemotherapy in Locally Advanced Stage IIIA/B Non-Small Cell Lung Cancer (NSCLC)

A Phase 2 interventional study of Carboplatin and Proton Radiotherapy in Lung Cancer, sponsored by M.D. Anderson Cancer Center. Completed at 1 site in United States. Per ClinicalTrials.gov, last updated 2019-02-06.

Sponsored by M.D. Anderson Cancer Center · Phase 2, Interventional, and Treatment

From the registry’s dates

  • Registered 1 year 2 months after the study started (first participant enrolled Apr 2006, registered Jun 2007).
Phase
Phase 2
Study type
Interventional
Enrollment
84
Allocation
Not applicable
Sex
All
01

Study summary

The goal of this clinical research study is to learn if proton radiotherapy given with standard chemotherapy (such as paclitaxel and carboplatin) can help to control locally advanced NSCLC. The safety of this treatment will also be studied.

Read the detailed description

A proton beam is made up of charged particles that have a well-defined range of penetration into tissues. How deep it can penetrate is decided by both the beam's energy and the density of the tissue through which it passes. As the proton beam penetrates the body, the particles slow down, and the beam deposits its dose sharply near the end of its range. This is a phenomenon known as the Bragg peak. By adjusting the Bragg peak, the doctor can deliver a full, localized, uniform dose of energy to the treatment site while sparing the surrounding normal tissues. The proton beam is ideal for treatments where organ preservation is very important, such as lung cancer.

If you are found to be eligible to take part in this study, you will receive 37 treatments of proton radiotherapy (Monday through Friday for 7 1/2 weeks). During the treatment, you will lie still on a table for about 30-45 minutes per day in the same position. The proton machine will deliver the dose according to the plan designed by the physician and controlled by a computer. You will not feel, see, or smell anything during the proton beam delivery. While on study, you will also be receiving weekly standard low-dose chemotherapy possibly followed by full-dose chemotherapy.

During the treatment, you will be seen by a doctor and research nurse once a week to evaluate possible side effects. You will have a physical exam and you will have a medical history. About 2 teaspoons of blood will be drawn for routine tests.

You will be taken off study early if the disease gets worse or intolerable side effects occur. After finishing the treatment, 6 week follow up is recommended after completion of radiotherapy, then required every 3 months (+1 month) for 2 years, then every 6 months (+1 month) for 3 years, and then once a year for 2 years. You will have imaging tests (chest CT or positron emission computed tomography (PET) scan) and routine blood tests (about 2 teaspoons) at the follow-up visits.

This is an investigational study. Proton radiotherapy is FDA approved for the treatment of lung cancer. A total of 65 patients will be take part in this study. All will be enrolled at MD Anderson.

02

Conditions studied

  • Lung Cancer

Keywords

  • Non-Small Cell Lung Cancer
  • Lung Cancer
  • Proton Radiotherapy
  • Proton Beam
  • Paclitaxel
  • Taxol
  • Carboplatin
  • Paraplatin
  • NSCLC
03

In context

Lung Neoplasms

7,243 studies on the registry are indexed under Lung Neoplasms; 1,557 are open to participants now.

This study's enrollment of 84 is above the median of 60 across 5,295 interventional studies indexed under Lung Neoplasms.

Browse Lung Neoplasms studies →

Lead sponsor

M.D. Anderson Cancer Center is the lead sponsor of 2,999 studies on the registry; 581 are open to participants now.

Of its 599 completed or terminated interventional studies of FDA-regulated products, 402 (67%) have results posted.

Counted across the registry records on this site, refreshed daily.

04

Who can participate

Ages eligible
Child (0–17), Adult (18–64), Older adult (65+)
Sexes eligible
All
Accepts healthy volunteers
No

Inclusion criteria

  1. Histologically or cytologically documented NSCLC.
  2. Inoperable stage IIIA (T1--3N2MO, T3N1MO) and IIIB (T1-3N3MO, T4NO-3MO) disease excluding malignant pleural effusion.
  3. Performance score Karnofsky Performance Status (KPS) 70-100, Weight loss: less or equal to 10% in 6 months prior to diagnosis.
  4. Patient consented for the protocol
  5. Induction chemotherapy is allowed.

Exclusion criteria

Exclusion Criteria:

  1. Prior chest radiotherapy.
  2. Previous or concomitant malignancy other than (a) curatively treated carcinoma in situ of cervix, (b) basal cell carcinoma of the skin, (c) curatively treated superficial transitional cell carcinoma of the urinary bladder, and (d) early stage tumor treated more than 3 years ago for cure.
  3. Pregnancy. Patients (men and women) of child bearing potential should use an effective (for them) method of birth control throughout their participation in this study.
  4. Off study criteria: a) If a patient is found to have distant metastasis during treatment and/or immediate after the treatment (\<60 days) indicating inaccurate cancer stage, he or she will be taken off study. b) If a patient does not follow up at MD Anderson and does not forward his or her medical records such as CT, PET/CT, pulmonary function test (PFT) or pathology report as required by protocol, he or she will be taken off study. c) If a patient does not have any required post-treatment evaluation such as images, he or she will be taken off study.
05

Study design

Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrollment
84 participants (actual)

Study arms

  • Experimental
    Concurrent proton and Chemotherapy

    Proton Radiotherapy + Carboplatin + Paclitaxel

    Drug: Carboplatin · Radiation: Proton Radiotherapy · Drug: Paclitaxel

Interventions

  • DrugCarboplatin

    2 area under curve (AUC) by vein Weekly

    Also known as: paraplatin

  • RadiationProton Radiotherapy

    2 GY/fraction for 37 fractions (daily treatment, Monday to Friday, for 7.5 weeks).

  • DrugPaclitaxel

    50 mg/m\^2 by vein Weekly

    Also known as: Taxol

06

What researchers measure

Primary outcomes

  1. Overall Survival and Progression Free Survival

    The primary objective was to improve overall survival (OS). Patients are recommended to have follow up 6 weeks after completion of concurrent chemo radiotherapy for the evaluation of acute treatment toxicities, then required every 3 months (+ 1 month) for two years, then every 6 months (+ 1 month) for three years and then annually for the rest of their lives, that is standard of care. Statistics were performed with Strata/MP 14.2 software. OS was calculated by Kaplan-Meier Methodology (K-M) from the beginning of enrollment to date of death or last follow-up. Progression-free survival (PFS) was defined from enrollment to any treatment failure or death. PFS will be evaluated by series CT of chest with contrast for every follow up except 6 weeks after the concurrent chemo radiotherapy for two years. Multivariate Cox proportional hazards modeling was used to examine predictors of OS when adjusting for each of the collected potential confounding variables.

    Time frame: The Overall survival (OS): From date of registration to the last follow-up (f/u), or lost to f/u, or death up to 5 years. The progression free survival (PFS): From date of registration to the date of first documented progression or death up to 5 years.

07

Results

Posted Feb 6, 2019

Participant flow

Inoperable stage III NSCLC with KPS of 70-100, medically fit to receive concurrent and/or induction chemotherapy, weight loss ≤ 10% in the 6 months before diagnosis, provide informed consent. Patients were not enrolled in cases of prior chest radiation therapy and/or pregnancy, with prior and/or concomitant malignant neoplasms.

Participant flow — Overall Study
MilestoneConcurrent Proton and Chemotherapy
Started84
Completed64
Not completed20
Withdrew: Lost to follow-up9
Withdrew: Withdrawal by subject3
Withdrew: Inappropriate staging8

Outcome measures

PrimaryOverall Survival and Progression Free Survival

The primary objective was to improve overall survival (OS). Patients are recommended to have follow up 6 weeks after completion of concurrent chemo radiotherapy for the evaluation of acute treatment toxicities, then required every 3 months (+ 1 month) for two years, then every 6 months (+ 1 month) for three years and then annually for the rest of their lives, that is standard of care. Statistics were performed with Strata/MP 14.2 software. OS was calculated by Kaplan-Meier Methodology (K-M) from the beginning of enrollment to date of death or last follow-up. Progression-free survival (PFS) was defined from enrollment to any treatment failure or death. PFS will be evaluated by series CT of chest with contrast for every follow up except 6 weeks after the concurrent chemo radiotherapy for two years. Multivariate Cox proportional hazards modeling was used to examine predictors of OS when adjusting for each of the collected potential confounding variables.

Time frame:
The Overall survival (OS): From date of registration to the last follow-up (f/u), or lost to f/u, or death up to 5 years. The progression free survival (PFS): From date of registration to the date of first documented progression or death up to 5 years.
Reported as:
Number · percentage of participants
Overall Survival and Progression Free Survival
percentage of participantsConcurrent Proton and Chemotherapy
Overall Survival at 5 years29
Progression Free Survival (PFS)12.9
Progression Free Survival at 5 years22

Adverse events

Collected over From the time of registration to the adverse event start date, assessed up to 5 years.. Non-serious events are listed at a 5% frequency threshold.

Adverse event summary by group
GroupDeathsSeriousOther
Concurrent Proton and Chemotherapy47/64 (73.4%)35/64 (54.7%)0/64 (0%)
Most frequent serious events
Showing 10 of 58
Most frequent serious events
EventConcurrent Proton and Chemotherapy
LeukopeniaMetabolism and nutrition disorders15/64
PneumonitisRespiratory, thoracic and mediastinal disorders8/64
DyspneaRespiratory, thoracic and mediastinal disorders7/64
EsophagitisGastrointestinal disorders7/64
FatigueGeneral disorders7/64
DermatitisGeneral disorders6/64
AnemiaMetabolism and nutrition disorders4/64
DehydrationGeneral disorders4/64
Weight lossGeneral disorders4/64
HyponatremiaMetabolism and nutrition disorders3/64

Baseline characteristics

There were 64 out of 84 patients treated under the protocol and evaluable for data analysis.

Age, Categorical
Age, Categorical(Participants)Concurrent Proton and Chemotherapy
<=18 years0
Between 18 and 65 years20
>=65 years44
Age, Continuous
Age, Continuous(years)Concurrent Proton and Chemotherapy
Median70 (37 to 78)
Sex: Female, Male
Sex: Female, Male(Participants)Concurrent Proton and Chemotherapy
Female22
Male42
Ethnicity (NIH/OMB)
Ethnicity (NIH/OMB)(Participants)Concurrent Proton and Chemotherapy
Hispanic or Latino4
Not Hispanic or Latino60
Unknown or Not Reported0
Region of Enrollment
Region of Enrollment(Participants)Concurrent Proton and Chemotherapy
United States63
Bahamas1
Non-small cell lung cancer (NSCLC) histological Subtype
Non-small cell lung cancer (NSCLC) histological Subtype(Participants)Concurrent Proton and Chemotherapy
Squamous cell carcinoma28
Adenocarcinoma25
Non-small cell lung cancer, not otherwise specific11
Patients with Stage III Non-Small Cell Lung Cancer Gross tumor volume
Patients with Stage III Non-Small Cell Lung Cancer Gross tumor volume(cm^3)Concurrent Proton and Chemotherapy
Median87 (4.1 to 753.2)
Patients with Stage III Non-Small Cell Lung Cancer Karnofsky performance status at diagnosis
Patients with Stage III Non-Small Cell Lung Cancer Karnofsky performance status at diagnosis(units on a scale)Concurrent Proton and Chemotherapy
Median90 (70 to 100)

5 further baseline measures are reported on the registry.

08

Study locations

1 site
  • University of Texas MD Anderson Cancer Center
    Houston, Texas 77030, United States
09

References and documents

Publications

  • Koay EJ, Lege D, Mohan R, Komaki R, Cox JD, Chang JY. Adaptive/nonadaptive proton radiation planning and outcomes in a phase II trial for locally advanced non-small cell lung cancer. Int J Radiat Oncol Biol Phys. 2012 Dec 1;84(5):1093-100. doi: 10.1016/j.ijrobp.2012.02.041. Epub 2012 Apr 27. PubMed 22543217 ↗

Study documents

  • Protocol and statistical analysis plan · Dec 6, 2010

Documents are hosted by the registry — open the source record to download them.

10

Updates

Tracking since Sep 25, 2026
No changes since tracking began. The registry record was last updated on Feb 6, 2019, before this site started recording changes on Sep 25, 2026. Its history is on ClinicalTrials.gov ↗
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Registry details

Key details

Study ID
NCT00495170
Lead sponsor
M.D. Anderson Cancer Center
Responsible party
Sponsor
First posted
Jul 2, 2007
Start date
Apr 14, 2006
Primary completion
Jun 14, 2017
Completion
Jun 14, 2017
Results posted
Feb 6, 2019
Last update
Feb 6, 2019

Study contacts

Joe Y. Chang, MD, PhD
principal investigator · M.D. Anderson Cancer Center

Oversight

Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
View the source record on ClinicalTrials.gov ↗

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